Nous avons étudié l'utilisation du phénomène de ségrégation de surface afin de fonctionnaliser des matériaux polystyrène (PS). L'incorporation d'un additif copolymère à blocs est réalisée dans une matrice d'homopolymère de polystyrène sous forme de film ou de particule. Quand les mélanges sont recuits dans un environnement humide le copolymère amphiphile migre à la surface pour réduire la tension de surface du matériau. Nous avons synthétisé au laboratoire trois copolymères à blocs de nature chimique différente: le PS-b-PAA (polyacide acrylique), le PS-b-PGA (polyacide glutamique) et le PS-b-PDMA (polyméthacrylate de diméthylaminoéthyle). Ces copolymères nous permettrons d’accéder à des comportements superficiels variés. Les films sont réalisés par spin-coating et les particules par polymérisation par précipitation. Ces matériaux sont ensuite caractérisés par mesure de l'angle de contact, par XPS, AFM, etc…, afin de déterminer leur fonctionnalité et leur structuration en surface. / We describe the use of surface segregation to functionalize the surface of polymeric materials. The incorporation of an additive (amphiphilic block copolymer) in a homopolymer host initially leads to its homogeneous distribution within the matrix. When annealed, directed by the decrease of the surface free energy, the surface is enriched on the additive. In our laboratory, polystyrene thin films and particles were functionalized by following this approach. We employed amphiphilic block copolymers composed of one PS block to compatibilize with the homopolymer matrix, and a second block which will bring the desired function at the surface. Thus, PS-b-poly(acrylic acid), PS-b-poly(L-glutamic acid) or PS-b-poly(L-Lysine) afford pH sensitivity and PS-b-poly(dimethylaminoethyl methacrylate) gives pH and thermo sensitivity. Contact angle measurements, X-ray photoelectron spectroscopy, atomic force microscopy, zeta potential measurement or scanning electron microscopy were carried out to characterize the materials and their responsive behavior.

Ce travail de thèse porte sur la synthèse de (co)polymères thermosensibles présentant une fonctionnalité azlactone par polymérisation radicalaire contrôlée RAFT pour l’ancrage de biomolécules. Trois stratégies différentes ont été étudiées. La première stratégie a consisté en la synthèse d’un nouvel agent de transfert permettant d’obtenir des polymères thermosensibles à fonctionnalité azlactone en position . La seconde approche a permis d’introduire la fonctionnalité azlactone en position ω de copolymères thermosensibles via la combinaison de la polymérisation RAFT et de l’addition de Michaël « thiol-ène ». La dernière stratégie a conduit à des copolymères thermosensibles à fonctionnalité azlactone en position latérale par copolymérisation RAFT de la 2-vinyl-4,4-diméthylazlactone avec d’autres monomères. Enfin, la réactivité de ces copolymères thermosensibles pour l’ancrage d’une protéine modèle (lysozyme) a été mise en évidence. / The synthesis of well-defined azlactone-functionalized thermoresponsive copolymers was performed using the RAFT polymerization and their interaction with primary amines and proteins was studied. Three different strategies have been developed. The first strategy was based on the synthesis of a novel azlactone-functionalized chain transfer agent which was used to target well defined  azlactone-functionalized thermoresponsive polymers. In the second approach, ω-azlactone-terminated thermoresponsive copolymers were prepared by a combination of RAFT polymerization and “thiol ene” Michaël’s addition. In the last strategy, RAFT copolymerization of 2-vinyl-4,4 dimethylazlactone with other monomers has been performed to target well-defined azlactone functionalized copolymers. Finally, the reactivity of such reactive thermoresponsive copolymers was successfully demonstrated by bioconjugation with a model protein (lysozyme).

Les poly(3-hydroxyalcanoate)s ou PHAs sont des biopolyesters linéaires biodégradables et biocompatibles synthétisés par des microorganismes bactériens en tant que réserve de carbone et d'énergie. Ils sont synthétisés par des bactéries à partir de ressources renouvelables et la diversité de leurs structures possibles se traduit par un large éventail de polymères ayant des propriétés mécaniques très différentes. Nous avons tout d'abord testé les capacités de production de PHAs de nouvelles souches bactériennes marines provenant de tapis microbiens de Polynésie française, en utilisant, entre autres, des substrats naturels comme l'huile de coprah, le glucose et l'acide oléique. Nous avons notamment montré que la souche Pseudomonas guezennei est capable de produire des PHAs avec des taux d'insaturation contrôlés et de masse molaire très élevée. Puis, des oligomères de PHAs fonctionnalisés de structures contrôlées portant des fonctions terminales alcynes ou alcènes ont été préparés par transestérification. Ces oligomères ont ensuite été utilisés pour l'élaboration par chimie click de copolymères amphiphiles greffés EPS-g-PHA avec des exopolysaccharides (EPS) bactériens. Enfin la dernière partie de ces travaux a consisté en la réalisation d'un support de croissance pour le développement de cellules souches pour l'ingénierie tissulaire combinant les propriétés mécaniques des PHAs et les propriétés hydrophiles et bioactives des EPS / Poly(3-hydroxyalkanoate)s, or PHAs, are linear biodegradable and biocompatible biopolyesters synthesized by bacterial microorganisms as energy and carbon supply. They are synthesized by bacteria from renewable resources and the diversity of the achievable structures leads to a large range of mechanical properties. First, we studied the PHAs production ability of several new marine bacteria strains, isolated from microbial mats from French Polynesia, using, among others, natural substrates such as coprah oil, glucose and oleic acid. We showed particularly that the strain Pseudomonas guezennei was able to produce PHAs with controlled amounts of insaturations and high molar masses. Then, we prepared functionalized PHAs oligomers with controlled structure and bearing a terminal alkyne or alkene function. Following that, these oligomers were used to elaborate amphiphilic by click chemistry graft copolymers EPS-g-PHA with bacterial exopolysaccharide (EPS). Finally, the last part of this work was the making of a scaffold for stem cell culture for tissue engineering which combined the mechanical properties of PHAs and the hydrophilicity and bioactive properties of EPS

Les travaux portent sur l'élaboration de nanoparticules dont le coeur polyester (PLA) est recouvert d'une couche polysaccharide hydrophile à base de dextrane. Des composés amphiphiles polysaccharidiques (DexC6, DexN3, Dex-g-PLA-g-N3) ont été synthétisés et leur comportement tensioactif a été évalué. Cette capacité à stabiliser les interfaces a été mise à contribution pour élaborer les nanoparticules via deux procédés: émulsion/évaporation de solvant organique et nanoprécipitation. Un peptide inhibiteur de la dimérisation de la protéase du VIH-1 (Pam-LEY), a alors été encapsulé au sein de nanoparticules PLA recouvertes de DexC6. Bien que stable en milieu aqueux de haute force ionique (4M), la désorption de la couronne physiquement adsorbée est observée en présence de SDS. La Chimie-click a été une alternative pour fixer cette couronne polysaccharidique hydrophile de façon irréversible à la surface des nanoparticules selon 2 stratégies. D'une part, des copolymères organosolubles Dex-g-PLA-g-N3 ont été présynthétisés par Chimie-click puis nanoprécipités dans l'eau. L'autre méthode consiste à émulsionner une solution aqueuse de DexN3 et une solution organique de PLA alpha-alcyne en présence de CuBr. Une chimie-click se produit alors in situ à l'interface liquide/liquide, et assure le lien covalent entre le coeur et la couronne de la nanoparticule. La Chimie-click nous a également permis d'obtenir des nanoparticules possédant des fonctions azide résiduelles à leur surface. Une post-fonctionnalisation de ces dernières à été réalisée avec un dérivé d'ATWLPPR, un peptide ciblant les co-récepteurs NRP-1 de VEGF surexprimés au niveau des néo-vaissaux irriguant les tumeurs cancéreuses / This work deals with biodegradable/biocompatible polymeric nanoparticles based on PLA and covered by a polysccharidic shell (dextran). First of all, amphiphilic dextran derivatives (DexC6, DexN3, Dex-g-PLA-g-N3) have been produced and their surfactive properties have been evaluated depending on their architecture and substitution degree. Then we took advantages of their ability to stabilize interfaces to formulate nanoparticles via two processes: emulsion/organic solvent evaporation and nanoprecipitation. Pam-LEY, peptide used as HIV-1 protease dimerisation inhibitor, was encapsulated with 40% efficiency into PLA nanoparticules covered by DexC6. Because this DexC6 surface is just physically adsorbed on the PLA core, a desorption is observed in presence of SDS. The use of Click-chemistry was judged interesting to solve that issue and to covalently link the hydrophilic polysaccharidic shell to the PLA core. Two strategies could be opposed. One one hand, oil-soluble Dex-g-PLA-g-N3 copolymers have been synthesized by click chemistry in homogeneous media and then nanoprecipitated in water. On other hand, an hydrophilic DexN3 has been emulsified with a alpha-alkyne PLA organic solution, in the presence of CuBr. By this way, click-chemistry occured in situ, at liquid/liquid interface during the emulsification step. Produced triazole rings link the core to the shell.Moreover, the use of the Huisgen cycloaddition reaction allowed us to produce nanoparticles having some residual azide functions on their surface. The nanoparticles have been post-fonctionnalized by a peptide used to target NRP-1, co-receptor of Vascular Endothelial Growth Factor over-exprimed on the cancer tumors area

Ce manuscrit de thèse porte sur la formation de masques de réseaux denses de nanopiliers ou nanotrous à partir de l’auto-assemblage de copolymères à blocs (CPB) à haute force de ségrégation, pour des applications dans la micro-électronique. Des copolymères à blocs, de type ABA, constitués d’un bloc central de polydiméthylsiloxane (PDMS) et de deux blocs terminaux de polylactide (PLA) ont été synthétisés par polymérisation par ouverture de cycle. Les caractérisations de deux CPB d’intérêt en masse et sous forme de film mince montrent une mesostructure hexagonale sphérique et cylindrique de PLA dans la matrice de PDMS,avec des périodes de 14,3 et 15,5 nm respectivement. Afin de contrôler l’organisation des domaines, les autoassemblages des films minces des deux CPB ont été étudiés en fonction de plusieurs facteurs : paramètres de dépôt et post-traitements (exposition à des vapeurs de solvant et recuit thermique). Dans le cas du réseau hexagonal cylindrique, le contrôle des énergies interfaciales entre le film et le substrat de silicium a été obtenu grâce au greffage d’une couche de copolymères statistique ayant des blocs chimiquement différent des blocs contenus dans le CPB. Par ailleurs, à des fins industrielles, les mesostructures doivent montrer une organisation à grande échelle (plusieurs micromètres) dépourvue de défauts. Dans cette perspective, l’auto-assemblage des CPB a aussi été étudié sur des surfaces à topographie contrôlée (graphoépitaxie) montrant un relief sinusoïdal. / This manuscript is related to the formation of high density masks of nanoholes or nanodotsmade from high segregation strength block copolymer (BCP) for applications in the microelectronicindustry. Two block copolymers, ABA type with a polydimethylsiloxane (PDMS) center block and twoterminal polylactide (PLA) blocks, where synthetized by a ring opening polymerization. BCP characterizations inbulk and in thin film show a hexagonal array of PLA spheres and cylinders in a PDMS matrix, with 14,3 and 15,5nm pitches respectively. In order to control the domain organization, thin film BCP self-assembly were studiedin function of several parameters : spin coating process and post-treatments (vapour and thermal annealing). Inthe case of the hexagonal array of cylinders, the control of the interfacial energy between the film and thesilicon wafer has been obtained by grafting a random copolymer layer. Due to their microelectronicapplications, the mesostructures need to be defectless at a large scale (several micrometres). In this way, theself-assembly of one of the two BCP has also been studied by graphoexpitaxy on a sinusoidal surface-reliefgratings.

Microfluidics covers the science of manipulating small quantities of fluids using microscale devices with great potential in analysis, multiplexing, automation and high-throughput screening. Compared to conventional systems, microfluidics benefits from miniaturization resulting in shortened time of experiments, decreased sample and reagent consumptions as well as reduced overall costs. For microfluidic devices where further weight and cost reduction is additionally required, stimuli-responsive hydrogels are particularly interesting materials since they can convert an environmental stimulus directly to mechanical work without any extra power source. Hydrogels are used as chemostats, micropumps, and chemo-mechanical valves in microfluidics. Existing studies about hydrogels for flow control reported on hydrogels responsive to only one stimulus, including temperature, pH value, and solvent. Combining temperature and pH stimuli within one material is an interesting approach, which allows internal as well as external flow control and broadens potential applications. Among the variety of temperature- and pH-responsive monomers, N-isopropylacrylamide (NiPAAm) and acrylic acid (AA) are considered as ideal building blocks to obtain a hydrogel with pronounced stimuli response. There are different architectures for realizing a temperature- and pH-responsive hydrogel with NiPAAm and AA (e.g. copolymer gels, interpenetrating polymer networks (IPNs), semi-IPNs, or graft copolymer gels). Each approach has its inherent benefits and disadvantages. Grafted hydrogels with a temperature-responsive backbone and pH-responsive graft chains are a promising architecture overcoming drawbacks of copolymer gels (loss of thermoresponsive behavior due to the comonomer), interpenetrating polymer networks (IPNs, difficult fabrication of structured particles via soft lithography), and semi-IPNs (leakage of penetrating polymer). However, studies about multi-responsive grafted hydrogels for flow control in microfluidics are comparatively rare and further research is needed to emphasize their real potential. For this reason, the overall aim of this work was the synthesis of temperature- and pH-responsive grafted hydrogels based on NiPAAm and AA for flow control in microfluidics. This required the synthesis of a pH-responsive macromonomer by RAFT polymerization. As a suitable chain transfer agent with a carboxylic acid group for an end-group functionalization, 2-(dodecyl-thiocarbonothioylthio)-2-methylpropionic (DTP) acid was employed. The approach towards the synthesis of the pH-responsive macromonomer based on two key steps: (i) attaching a functional group, which retains during RAFT polymerization, and (ii) conducting the RAFT polymerization to synthesize the pH-responsive macromonomer. In total, four functionalizations for the macromonomer were investigated, including allyl, unconjugated vinyl, acrylamide, and styrene. End-group analysis and solubility tests revealed that macromonomers with a styrene functionalization are suitable for the synthesis of graft copolymer gels. A series of grafted net-PNiPAAm-g-PAA-styrene hydrogels with a PNiPAAm backbone and PAA-styrene graft chains (Mn = 4200 g/mol, Mw/Mn = 1.6) were prepared and characterized. The main goal was to identify suitable stimuli for an application as a chemo-mechanical valve and to show reversibility of the swelling and shrinking process. Importantly, the temperature sensitivity should be retained, while a pH response needs to be introduced. Equilibrium swelling studies quantified with the response ratio revealed that a grafting density of PAA-styrene between 0.25 and 1 mol-% provides a suitable response towards temperature, pH, salt, and solvent. Furthermore, the swelling and shrinking process is highly reproducible over four consecutive cycles for all four stimuli. In order to evaluate the swelling kinetics of grafted net-PNiPAAm-g-PAA-styrene hydrogels, the collective diffusion model extended by a volume specific surface was applied. The determined cooperative diffusion coefficients of net-PNiPAAm-g-PAA-styrene indicated faster response time with increasing PAA-styrene content. Remarkably, net-PNiPAAm-g-PAA-styrene containing 1 mol-% PAA-styrene exhibited an accelerated swelling rate by a factor of 9 compared to pure net-PNiPAAm. Rheological analysis of net-PNiPAAm-g-PAA-styrene showed that an increasing graft density leads to decreasing mechanical stability. The photopolymerization experiments showed that the gelation time linearly increases with the grafting density. Grafted net-PNiPAAm-g-PAA-styrene hydrogels were tested in two fluidic setups for flow control. A straightforward fluidic platform was developed consisting of a fluid reservoir, an inlet channel, an actuator chamber and an outlet channel. The actuator chamber was filled with crushed hydrogel particles. Accordingly, the fluid flow was directed by the active resistance of the hydrogel particles in the actuator chamber (i.e. swelling degree) and allowed flow control by the local environmental conditions. Flow rate studies showed that the fluid flow throttles when the inlet channel was provided with a solution in which the hydrogel swells (pH 9 buffer solution at room temperature). In contrast, the hydrogel-based valve opens immediately when a solution was used in which the hydrogel collapses. The advantageous properties of net-PNiPAAm-g-PAA-styrene were highlighted by using pH, salt and solvent stimulus in one experiment. Remarkably, the opening and closing function was reversible over six consecutive cycles. As part of a collaboration project with the chair of polymeric microsystems within the Cluster of Excellence Center for Advancing Electronics Dresden (A. Richter and P. Frank), membrane assures hydraulic coupling in a chemo-fluidic membrane transistor (CFMT) and grafted net-PNiPAAm-g-PAA-styrene hydrogels were combined to emphasize the potential of both systems. Flow rate studies showed that 4 different stimuli can be used to control the opening and closing state of the CFMT. Multiple opening and closing cycles revealed no considerable changes in the valve function emphasizing a high potential for an application in microfluidics.

Ce travail de thèse s'inscrit dans la continuité des travaux de recherche sur l'utilisation d'hétérocycles azotés pour l'élaboration de membranes échangeuses de protons pour piles à combustible de type PEMFC fonctionnant sous faible taux d'humidité relative (HR < 25 %) et à des températures allant jusqu'à 200 °C pour l'application automobile. Pour cela, trois nouveaux copolymères partiellement fluorés porteurs de trois groupements azole (imidazole, benzimidazole et 1H-1,2,4-triazole) ont été synthétisés et caractérisés. Ils ont ensuite été utilisés pour l'élaboration de membranes polymères (20 µm < épaisseurs < 100 µm) par mélange avec le s-PEEK. Ces membranes sont stables thermiquement jusqu'à 210 °C. Les trois séries de membranes ont été comparées et les meilleurs résultats de conductivité protonique ont été obtenus pour celles contenant le 1H-1,2,4-triazole (σ = 7,0 mS.cm-1, 140 °C, HR < 25 %). Les propriétés mécaniques de ces membranes ont été mesurées et ont montré des valeurs comparables à celles des principales membranes commerciales (de type Nafion®). Afin d'obtenir une meilleure structuration de ces membranes, une stratégie d'élaboration de pseudo réseaux semi-interpénétrés de s-PEEK dans un réseau polymère réticulé a été mise au point. Pour cela, de nouveaux terpolymères porteurs de groupements 1H-1,2,4-triazole et de groupements cyclocarbonate réticulables par la réaction cyclocarbonate / amine ont été synthétisés et caractérisés. Ces terpolymères ont été mélangés à du s-PEEK puis réticulés par une diamine pour former des pseudo réseaux semi-interpénétrés de faibles épaisseurs (20 µm < e < 60 µm) qui ont été caractérisés. Ces membranes à architecture pseudo réseaux semi-interpénétrés ont montré de meilleures propriétés mécaniques mais des valeurs de conductivité protonique légèrement inférieures à celles des membranes non réticulées. Enfin, les membranes réticulées ou non ont été dopées par l'acide phosphorique pour augmenter leurs valeurs de conductivité protonique. Des essais en mono-cellule de PAC de ces membranes dopées ont été effectués et ont montré de bonnes performances. Des estimations par extrapolations des résultats ont ensuite été effectuées à plus hautes températures (140 – 200 °C) et ont montré que les valeurs de conductivité protonique atteignent jusqu'à 210 et 250 mS.cm-1, à 180 et 200 °C, HR < 25 % (valeurs extrapolées). Ces valeurs extrapolées doivent être vérifiées par la réalisation de mesures de conductivité protonique à ces températures (140 – 200 °C). / This work concerns the syntheses and characterizations of new proton exchange polymer membranes containing N-heterocyclic compounds for PEMFC working under low relative humidity (HR < 25 %) and temperatures up to 200 °C for automotive applications. Three new partially fluorinated copolymers bearing different azole compounds (imidazole, benzimidazole or 1H-1,2,4-triazole) as pendant groups have been synthesized and characterized. Then, they have been used to synthesize blend polymer membranes with s-PEEK (20 µm < thickness < 100 µm) that showed thermal stabilities up to 210 °C. These new families of membranes have been compared and highest proton conductivity values have been observed for 1H-1,2,4-triazole containing membranes (σ = 7,0 mS.cm-1, 140 °C, HR < 25 %). Mechanical properties and oxidative stability of these membranes have been assessed and showed similar values than main commercially available membranes. To improve membranes structuration, pseudo semi-interpenetrating polymer networks have been synthesized. Thus, original cross-linkable terpolymers bearing 1H-1,2,4-triazole and cyclocabonate functions as pendant groups have been synthesized and blended with s-PEEK as linear polymer to synthesize new polymers membranes (20 µm < thickness < 60 µm). Cross-linking has been carried from the cyclocarbonate/diamine reaction to get pseudo semi-interpenetrated polymer networks. Finally, both pseudo semi-interpenetrated polymer networks and uncross-linked membranes were doped by immersion in phosphoric acid solution to increase proton conductivity of these materials. Single cell fuel cell tests have been carried out and showed good performances. High temperatures (140 – 180 °C) proton conductivity values of these doped membranes have been estimated from extrapolation curves and reached up to 210 and 250 mS.cm-1, at 180 and 200 °C, HR < 25 %, respectively (extrapolated values). Proton conductivity values should be assessed at these targeted temperatures (140 to 200 °C).

Nous avons étudié les films de Langmuir de copolymères PS-b-PAA et la formation de nanostructures inorganiques par réduction d’ions Ag+ à leur voisinage. D’une part, nous avons déterminé précisément la structure de ces copolymères à l’interface air-eau pour différents pH, à l’aide de techniques complémentaires (isothermes π-A, réflectivité de neutrons, diffusion de rayons x rasants). Cette étude a démontré que l’interprétation usuelle de ces isothermes devait être reconsidérée et en particulier nous avons mis en évidence le rôle majeur du solvant d’étalement. Ce dernier reste partiellement adsorbé à la surface après le dépôt, la monocouche mixte copolymère-solvant est alors formée de nanostructures de surface. Ces nanostructures ont de taille caractéristique bien. Lorsque les chaînes de PAA sont neutres, le pseudo-plateau observé sur les isothermes correspond à l’expulsion réversible du solvant vers la sous-phase ce qui induit une réorganisation des nanostructures. Dans le cas de chaînes de PAA chargées, l’isotherme ne présente plus ce pseudo-plateau. Ceci est dû aux répulsions électrostatiques entre ces chaînes. La compression du film entraîne le «plongeon» d’une partie de la monocouche, copolymère et solvant, vers le volume. D’autre part, nous avons étudié le comportement des films de copolymères chargés en présence d’ions Ag+ dans la sous-phase avant et après leur réduction. Nous avons montré que la présence d’ions Ag+ induit le collapse des chaînes PAA à l’interface. La réduction des ions par la radiolyse de surface via les rayons x, produit des colloïdes d’argent agrégés selon une structure 2D «bicontinue» de taille caractéristique marquée. En revanche, la réduction par photochimie ne semble pas produire de couche homogène et dense de colloïdes. / We studied the copolymer PS-b-PAA Langmuir films and the formation of non-organic nanostructures by reduction of silver ions Ag+ in their neighborhood. On the one hand, we have precisely determined the structure of these copolymers at the air-water interface for different pH with many complementary techniques (isothermal, ?-A, neutron reflectivity, grazing-incidence x-ray scattering). This study proved that the classic interpretation of these isotherms should be reconsidered and we emphasized the major role played by the spreading solvent. This (solvent) is partially absorbed by the surface after the deposit and the mixed copolymer-solvent monolayer is created by the surface nanostructure. These nanostructures have a well-defined typical size. When the PAA chains are neutral, the pseudo-surface observed on the isotherms correspond to the reversible expulsion of the solvent to a subphase which induces a reorganization of the nanostructures. In the case of charged PPA chains, the isotherm does not show the flat surface. This is due to the electrostatic repulsion between these chains. The compression of the film induces the ?dive? of a part of the monolayer ? copolymer and solvent ? towards the volume. On the other hand, we studied the behavior of these charged copolymer films in the presence of silver ions Ag+ in the before and after reduction. We showed that the presence of ions Ag+ ions induces the collapse of the PAA chains at the interface. The ions reduction by surface x-rays radiolysis produces silver colloids following a ?bi-continuous? 2D structure with a typical length scale. However, the photo-chemical reduction does not seem to produce homogenous and dense layers of colloids.

O poli(ácido láctico) (PLA) é um polímero biodegradável, biocompatível e bioabsorvível proveniente de fontes renováveis. Constitui uma excelente alternativa sustentável para substituição dos polímeros provenientes de petróleo, atualmente dominantes no mercado industrial. Apesar das vantagens, o PLA tem baixa tenacidade e reduzida elongação na ruptura a temperatura ambiente, o que torna a sua utilização limitada em usos que necessitem de alta deformação plástica em níveis de exigência mecânicos elevados. Misturas mecânicas de PLA com polímeros altamente flexíveis, como é o caso da poli(&#949;-caprolactona) (PCL), podem resultar em novos materiais com propriedades mecânicas adequadas para diferentes aplicações. Blendas PLA/PCL são completamente imiscíveis, sendo seu comportamento mecânico altamente dependente da interação interfacial entre os componentes da blenda. Portanto, o objetivo desse trabalho é avaliar o efeito compatibilizante de um copolímero em bloco de baixa massa molar (2000 g mol-1) derivado de &#949;-caprolactona e policarbonato (C2) e, disponível comercialmente em blendas imiscíveis PLA/PCL. Blendas binárias e ternárias foram preparadas por mistura mecânica no estado fundido via processo de extrusão em rosca simples. O teor de PLA nas blendas foi de 75, 50 e 25% (em massa) e a concentração do copolímero de 0, 1, 3, 5 e 7% (em massa). O comportamento térmico, morfológico e mecânico das blendas compatibilizadas e não compatibilizadas foi avaliado por Calorimetria Exploratória Diferencial (DSC), Análise Termodinâmico-Mecânica (DMTA), Microscopia Eletrônica de Varredura (MEV) e ensaios de tração, flexão e impacto Izod. Os resultados de DSC e DMTA indicaram que o copolímero provocou pequena redução na temperatura de transição vítrea (Tg) do PLA, sugerindo que o C2 é solúvel no PLA. Entretanto, nas micrografias das superfícies de fraturas do PLA foi nítida a presença de pequenas micelas formadas pelo copolímero em bloco, indicando que há um limite de solubilidade do compatibilizante na fase de PLA. Os resultados obtidos em tração mostraram que com o aumento do teor de compatibilizante, a tensão no escoamento, a tensão na ruptura e o módulo elástico das blendas sofrem alterações. A propriedade de tenacidade, avaliada no ensaio de impacto Izod, mostrou que as blendas tiveram um ganho na resistência quando comparadas com o PLA puro. Os resultados mostraram que o copolímero em bloco derivado de &#949;-caprolactona e policarbonato alifático pode atuar como compatibilizante para blendas PLA/PCL / Poly(lactic acid) (PLA) is a biodegradable, biocompatible and bioabsorbable polymer from renewable sources. It is an excellent sustainable alternative for replacing petroleum polymers, currently dominant in the industrial market. Despite the advantages, PLA has low toughness and reduced elongation at room temperature, which makes its use limited in uses that require high plastic deformation under high mechanical stress levels. Mechanical mixtures of PLA with highly flexible polymers, such as poly(&#949;-caprolactone) (PCL), may result in new materials with mechanical properties suitable for different applications. PLA/PCL blends are completely immiscible, and their mechanical behavior is highly dependent on the interfacial interaction between the components of the blend. Therefore, the objective of this work is to evaluate the compatibilizing effect of a low molar mass block copolymer (2000 g mol-1) derived from &#949;-caprolactone and polycarbonate (C2) and commercially available in PLA/PCL immiscible blends. Binary and ternary blends were prepared by mechanical mixing in the melted state via single-screw extrusion process. The content of PLA in the blends was 75, 50 and 25% (% by mass) and the copolymer concentration was 0, 1, 3, 5 and 7% (% by mass). The thermal, mechanical and morphological behavior of compatibilized and non-compatibilized blends was evaluated by differential scanning calorimetry (DSC), thermodynamic-mechanical analysis (DMTA), scanning electron microscopy (SEM), tensile test, flexion test, and Izod impact. The results of DSC and DMTA indicated that the copolymer caused a small reduction in the glass transition temperature (Tg) of PLA, suggesting that C2 is soluble in PLA. However, in the micrographies of the fracture surfaces of the PLA the presence of small micelles formed by the block copolymer is clear, indicating that there is a limit of solubility of the compatibilizer in the PLA phase. The results obtained in a tensile test showed that with the increase of the compatibilizing content, the tension in the flow, the tension at rupture and the elastic modulus of the blends undergo changes. The tenacity property, evaluated in the Izod impact test, showed that the blends had a gain in resistance when compared to pure PLA. The results showed that block copolymer derived from &#949;-caprolactone and aliphatic polycarbonate can act as a compatibilizer for PLA/PCL blends.

O Poli(ácido láctico) (PLA) é um polímero biodegradável, biocompatível e biorreabsorvível proveniente de fontes renováveis. Constitui uma excelente alternativa sustentável para os polímeros provenientes de petróleo, atualmente dominantes no mercado industrial. Porém, apresenta baixas ductilidade e tenacidade como principais limitações mecânicas. Um dos métodos mais utilizados para modificar essas propriedades é a mistura mecânica do PLA com polímeros flexíveis, como a poli(&#949;-caprolactona) (PCL). Entretanto, o alto desempenho mecânico de blendas PLA/PCL é difícil de ser atingido devido à imiscibilidade dos polímeros. A melhoria de propriedades, neste caso, só é conseguida por meio de compatibilização. Este trabalho visa avaliar o efeito compatibilizante do copolímero tribloco de baixo peso molecular derivado de &#949;-caprolactona e tetrametileno éter glicol disponível comercialmente em blendas imiscíveis de PLA com PCL. Blendas binárias e ternárias foram preparadas por mistura mecânica no estado fundido via processo de extrusão em rosca simples. O teor de PLA nas blendas variou em 75, 50 e 25% (% em massa) e a concentração do copolímero em 0, 1,5, 3 e 5% (% em massa). A avaliação morfológica e o comportamento térmico e mecânico das blendas PLA/PCL foram realizados por microscopia eletrônica de varredura (MEV), calorimetria exploratória diferencial (DSC), análise térmica dinâmico-mecânica (DMTA) e ensaios mecânicos de tração, flexão e impacto Izod. O efeito compatibilizante do copolímero foi mais bem observado nas blendas com 75% (% em massa) de PLA, enquanto que nas blendas com 50% e 25% (% em massa) de PLA esse efeito não foi tão evidente. Os resultados obtidos no ensaio de tração mostraram que com o aumento do teor de compatibilizante, a tensão no escoamento, a tensão na ruptura e o módulo elástico das blendas com 75% (% em massa) de PLA se mantiveram praticamente constantes, enquanto que a deformação na ruptura evoluiu de 20% na blenda com 1,5% (% em massa) de copolímero para 84% na blenda com 5% (% em massa) de copolímero. As análises morfológicas indicaram que o copolímero em bloco agiu na interface PLA/PCL, melhorando sua adesão. Esse resultado foi reforçado pelas análises térmicas, onde foi constatado que as Tg\'s e Tm\'s do PLA e do PCL nas blendas não apresentaram alterações, o que indica que o copolímero encontra-se na região interfacial da blenda. A resistência ao impacto Izod com entalhe, propriedade mecânica utilizada nesse trabalho como uma medida da tenacidade, da blenda PLA75C5 alcançou 42 J/m, valor significativamente superior ao determinado para o PLA puro, por volta de 28 J/m. Esses resultados mostram claramente que o copolímero tribloco derivado de &#949;-caprolactona e tetrametileno éter glicol é um eficiente compatibilizante para blendas PLA/PCL. / The Poly (lactic acid) (PLA) is a biodegradable, biocompatible and bioabsorbable polymer derived from renewable sources. It is an excellent sustainable alternative to polymers derived from oil, currently dominating the industry. However, PLA has low ductility and poor toughness as main mechanical limitations. Mechanical mixing of PLA with flexible polymers, such as poly (&#949;-caprolactone) (PCL), is one of the most used methods to modify these properties. However, a high mechanical performance of PLA/PCL blends is difficult to achieve due to the immiscibility of the polymers. The improvement of properties in this case is achieved only by compatibilization. This study aims to evaluate compatibilizer effect of a low molecular weight tri-block copolymer derived from &#949;-caprolactone and tetramethylene ether glycol, commercially available, on immiscible blends of PLA with PCL. Binary and ternary blends were prepared by mechanical blending in melt state through a single screw extrusion. The content of PLA in the blends ranged in 75, 50 and 25 wt% and the concentration of copolymer in 0, 1.5, 3 and 5 wt%. The morphological evaluation and the thermal and mechanical behavior of PLA/PCL blends were performed by scanning electron microscopy (SEM), differential scanning calorimetry (DSC), dynamic mechanical thermal analysis (DMTA) and tensile test, flexural and Izod impact. The compatibilizer effect of the copolymer was more clearly observed in the blends with 75 wt% PLA, whereas in blends with 50 wt% to 25 wt% of PLA this effect was not so evident. The results of the mechanical tests showed that with the increase of the compatibilizer content, the yield stress, the stress at break and the elastic modulus of the blends with 75% (wt%) remained practically constant, while the elongation at break evolved from 20% in the blend with 1.5 wt% of copolymer to 84% in the blend to with 5 wt% of copolymer. Morphological analysis indicated that the block copolymer acted in the PLA/PCL interface, improving adhesion. This results were reinforced by thermal analysis, where it was found that the Tg and Tm of PLA and PCL in the blends showed no change, indicating that the copolymer is in the interfacial region of the blend. The Izod impact strength (Notched Izod), mechanical properties used in this work as a measure of toughness, of the blend PLA75C5 reached 42 J/m, significantly higher than the determined for pure PLA, about 28 J/m. These results clearly show that the triblock copolymer derived from &#949;-caprolactone and tetramethylene ether glycol is a good compatibilizer for blends PLA/PCL because it acts at the interfacial region, promoting the adhesion between the phases.