O presente trabalho é um estudo sobre a importância da informação dos orbitais atômicos no cálculo de propriedades optoeletrônicas de heteroestruturas semicondutoras de baixa dimensionalidade. O trabalho é dividido em duas partes: na primeira parte, é estudada a simetria de reversão temporal no hamiltoniano k . p, analisando a preservação da informação de spin presente nos orbitais atômicos. O hamiltoniano obtido é inserido na equação de massa efetiva expandida para superredes. São calculadas estruturas de bandas de alguns poços quânticos de semicondutores III-V e grupo-IV. Compara-se o novo método com os tradicionais, e então são analisadas algumas grandezas que apresentam alteração significativa entre os métodos usados; A segunda parte é composta por um estudo detalhado do potencial de troca-correlação em semicondutores dopados. A matriz que descreve este potencial é escrita usando a distribuição de portadores presentes nos orbitais atômicos da rede cristalina, e os coeficientes desta matriz foram calculados usando quatro modelos para a correção de muitos corpos, baseadas nas aproximações LDA (Local density approximation) e LSDA (Local spin density approximation), com o objetivo de comparar as diversas parametrizações. Usando o método k . p tradicional, expandido para superredes, foram simulados sistemas δ-doped e hMni-δ-doped de Si, através de um cálculo autoconsistente baseado na equação de Poisson. A magnetização dos portadores é descrita por um modelo de campo médio. Foram analisados os perfis de potencial, estruturas de bandas, polarização de portadores e espectros de fotoluminescência para determinar as diferenças entre as aproximações utilizadas. / This work is a study about the atomic orbitals information importance in the calculation of optoelectronics properties of low dimensionality semiconductors. The work is divided in two parts. In the first one, a study of the time reversal symmetry of the k . p Hamiltonian is realized analyzing the preservation of the spin information present in the atomic orbitals. The obtained Hamiltonian is applied in the effective mass equation expanded to superlattices. Some calculations of quantum wells band structures are made using III-V and group-IV semiconductors, comparing the new method with the conventional ones to obtain an analysis of the difference of some physics properties. The second part is a detailed study of the exchangecorrelation potential in doped semiconductors. The matrix coefficients are calculated using the charge distribution of the crystalline lattice atomic orbitals, applied in some LDA (Local density approximation) and LSDA (Local spin density approximation) parameterizations to compare them. Using the conventional k . p method expanded to superlattices, Si δ-doped and hMni-δ-doped systems were calculated through a self consistent calculation based on Poissons equation. The carriers magnetization is described by an average field model. The potential profiles, band structures, carrier polarization and photoluminescence spectra were analyzed to obtain the difference between the approaches.

Recentemente, a dopagem de semicondutores (envolvendo compostos II-VI, IV-VI, III-V, e do grupo-IV) com espécies magnéticas tem sido extensivamente investigada em função do seu potencial em spintrônica. Neste contexto, semicondutores magnéticos baseados no Si e no Ge são atraentes devido à sua compatibilidade com a indústria de semicondutores existente. Entretanto, a solubilidade das espécies magnéticas nestes materiais em forma cristalina é muito baixa e, consequentemente, sua atividade magnética é limitada. Este não é o caso para o silício amorfo (a-Si) e o germânio amorfo (a-Ge), que podem conter elementos magnéticos além do limite de solubilidade de seus análogos cristalinos, e apresentar propriedades magnéticas notáveis. Motivado por estes fatos, este trabalho apresenta uma investigação abrangente de filmes finos de Si e Ge contendo diferentes quantidades de Mn e Co, trazendo informações úteis no entendimento das propriedades desta classe de materiais. As amostras foram preparadas por co-sputtering, e possuíram concentrações de Mn na faixa de ~ 0.1-24 at.%, e de Co na faixa de ~ 1-10 at.%. Após a deposição, os filmes foram submetidos a tratamentos térmicos cumulativos até 900 oC, e foram investigados por: espectroscopia de energia dispersiva de raios-x (EDS); espalhamento Raman; difração de raios-x; transmissão óptica; microscopias eletrônica de varredura (SEM), de força atômica (AFM) e de força magnética (MFM); magnetometria SQUID; método de van der Pauw; etc. Para fins comparativos, amostras puras também foram preparadas, tratadas e caracterizadas de forma similar. Os presentes resultados indicam que os átomos de Mn e Co foram incorporados de forma efetiva e homogênea nas matrizes amorfas. Além disso, os filmes sem tratamento (puros ou contendo impurezas) são essencialmente amorfos. Ao contrário, tratamentos em altas temperaturas induzem a cristalização das amostras, e alterações em suas demais características, dependentes da introdução de dopantes. Desta forma: suas propriedades estruturais, ópticas, morfológicas, elétricas, e magnéticas, são notadamente afetadas pela inserção de Mn e Co, e pela temperatura de tratamento térmico. Estas observações foram sistematicamente investigadas e serão apresentadas e discutidas em detalhe. / Along the last few years, the doping of semiconductors (either II-VI, IV-VI, III-V, and group-IV compounds) with magnetic species have been extensively studied due to their potential applications in spintronics. Among them, Si- and Ge-based magnetic semiconductors are very attractive because of their total compatibility with the well-established current semiconductor technology. In the crystalline form, however, these materials exhibit a low solubility limit to magnetic species and, consequently, limited magnetic activity. This is not the case for amorphous (a-)Si and a-Ge, which can contain magnetic elements beyond the solubility limit of their crystalline counterparts, and present improved magnetic properties. Motivated by these facts, this work contains a comprehensive investigation of Si and Ge thin films containing different amounts of Mn and Co, providing useful information concerning the properties of this class of materials. The samples were prepared by co-sputtering, rendering Mn concentrations in the ~ 0.1-24 at.% range, and Co contents in the ~ 1-10 at.% range. After deposition, the films were submitted to isochronal thermal annealing treatments up to 900 oC and investigated by: energy dispersive x-ray spectrometry (EDS); Raman scattering spectroscopy; x-ray diffraction; optical transmission measurements; scanning electron (SEM), atomic force (AFM) and magnetic force (MFM) microscopy techniques; SQUID magnetometry; van der Pauw technique; etc. For comparison purposes, pure samples were also prepared, annealed and characterized in a similar way. The present experimental results indicate that the Mn and Co atoms were effectively and homogenously incorporated into the amorphous hosts. Moreover, the as-deposited films (either pure or doped) are essentially amorphous. On the contrary, thermal annealing at increasing temperatures induces the crystallization of the samples, and changes in their further characteristics, that are dependent of the doping. In this way: their structural, optical, morphological, electrical, and magnetic properties, etc., are notably affected by the insertion of Mn and Co, and by the temperature of thermal annealing. These experimental observations were systematically studied and will be presented and discussed in detail.

Orientador: José Antônio Brum / Tese (doutorado) - Universidade Estadual de Campinas, Instituto de Física Gleb Wataghin / Made available in DSpace on 2018-08-24T13:58:03Z (GMT). No. of bitstreams: 1 Mendes_UdsonCabral_D.pdf: 12052104 bytes, checksum: 67d2d70413e86cd914ef0145b639ff5b (MD5) Previous issue date: 2014 / Resumo: Nesta tese, investigamos teoricamente as propriedades eletrônicas e ópticas de poços quânticos e pontos quânticos de semicondutores magnéticos diluídos. Este estudo é fortemente motivado por muitos resultados experimentais sobre as propriedades ópticas desse materiais. Usando a teoria do funcional da densidade dependente de spin descrevemos os estados eletrônicos como função do campo magnético externo para poços quânticos que possuem barreiras dopadas com impurezas magnéticas. Nosso modelo leva em conta os efeitos de muitos-corpos do gás de buracos e as interações entre portadores e os íons magnéticos. Comparamos nossos resultados com os dados experimentais disponíveis, que apresentam forte oscilações da luz polarizada circularmente como função do campo magnético. Nossos resultados apresentam excelente concordância qualitativa e quantitativa com os resultados experimentais. Mostramos que os efeitos de troca do gás de buraco são responsáveis pela forte oscilação observada na fotoluminescência. Também realizamos uma investigação sistemática dos parâmetros da heteroestrutura afim de aumentar a interação de troca entre portadores e íons de Mn. Com o nosso modelo entedemos os diferentes regimes de relaxação de spin do elétron em poços quânticos com barreiras dopadas com impurezas magnéticas. Nós também investigamos as propriedades eletrônicas e ópticas de pontos quânticos carregados dopados com uma única impureza magnética em seu centro. Usando métodos de diagonalização exata mostramos que os elétrons que não estão diretamente acoplados com o íon de Mn acoplam-se via uma interação indireta que é mediada pela interação elétron-elétron. Este acoplamento indireto entre elétrons e Mn pode ser tanto ferromagnético quanto antiferromagnético dependendo de ambos confinamento e número de camadas eletrônicas confinadas no ponto quântico. Demonstramos que este acoplamento indireto é um efeito importante mesmo quanto o íon de Mn não esta no centro do ponto quântico. O acoplamento indireto existe independentemente do tipo de interação direta entre portadores e a impureza magnética. Também extendemos a teoria de fotoluminescência para essa heteroestrutura. Observamos que a interação indireta entre portadores e íon magnético gera uma estrutura fina em ambos os estados iniciais e finais da emissão, o que nos permite determinar o número de camadas confinadas no ponto quântico e o spin eletrônico. Com esse método de diagonalização exata, explicamos a origem da estrutura fina do biexciton confinado em um ponto quântico dopado com uma única impureza magnética / Abstract: In this thesis, we theoretically investigate the electronic and optical properties of diluted magnetic semiconductors quantum wells and quantum dots. This is strongly motivated by many experimental results on the optical properties of these materials. Using spin-density functional theory we described the electronic states as a function of the external magnetic field for quantum wells which have barriers doped with magnetic impurities. Our model takes into account the many-body effects of the two-dimensional hole gas and the interaction between carriers and the magnetic ions. We compare our findings with the available experimental data, which shows strong oscillations in the circularly polarized light as a function of the magnetic field. Our results show excellent qualitative and quantitative agreement with the experimental data. We show that the hole gas exchange effects are responsible for the strong oscillations observed in the photoluminescence. We perform a systematic investigation of the heterostructure parameters in order to enhance the carriers-Mn exchange interaction. With our model we understand the different regime of the electron¿s spin relaxation in quantum wells with barriers doped with Mn impurities. We also investigate the electronic and optical properties of charged quantum dots doped with a single magnetic impurity in its center. Using an exact diagonalization method we show that the electrons that are not directly coupled with Mn do so via an indirect coupling mediated by electron-electron interaction. This indirect electron-Mn coupling can be either ferromagnetic or antiferromagnetic depending on both quantum dot confinement and the number of electronic confined shells. We also demonstrate that the indirect electron-Mn coupling is an important effect even when Mn is off-center. This coupling exists independently of the type of the direct interaction between carriers and Mn impurity. We also extend the theory of photoluminescence for charged quantum dots containing a single magnetic impurity. We show that the indirect interaction between carriers and magnetic ion generates a fine structure in both initial and final states of the emission, which allows us to determinate the number of confined shells in the quantum dots and the electronic spins. Whit this exact diagonalizationmethod, we explain the origin of the fine structure of a biexciton confined in quantum dot containing a single Mn impurity / Doutorado / Física / Doutor em Ciências

Magnetism in a solid | dia, para, ferro, or of other forms | originates majorly from its electrons; one could, infact, ignore the nuclear contribution. There are two types of electrons in a solid: bound, and free (also called itinerant). It is interesting to note that although several experimental techniques exist that measure the total magnetization/ susceptibility of a solid, no experiment directly probes the individual magnetic contributions from the bound and the itinerant electrons. In the past couple of decades, owing to the advent of sophisticated fabrication facilities, certain man-made, (ferro)magnetic materials have come into existence whose carrier concentrations can be tuned extrinsically: doped semiconductors like DMS (diluted magnetic semiconductors) and hexaborides are two such examples. However, whether the (ferro) magnetism in these materials originate from their itinerant carriers is still an open question. A conclusive answer to this question is eagerly awaited by the scientific community; the answer is not only supposed to solve debates related to the physics of ferromagnetism, but, also, should lend a helping hand in selecting right materials to build devices for upcoming exotic technologies such as Spintronics. A novel experimental technique is proposed in this work that directly measures the itinerant carrier magnetism of a solid. The technique is practically demonstrated on the bulk semiconductor: n-type GaAs. A Landau-Peierls itinerant (dia)magnetic susceptibility as low as 1 10 8 cm 3/mol | which is 10 3 times smaller than the magnetic background stemming from the bound electrons in the GaAs host lattice, and 10 times lower than the sensitivity limit of the SQUID | was clearly, and reproducibly detected from samples having carrier concentrations as low as 5 10 15 cm 3. The technique relies on measurements with MIS capacitors fabricated out of the given semiconductor. Unfortunately, as an artifact, such MIS fabrication processes unintentionally, but unavoidably, introduce certain energy levels in the semiconductor band-gap that unwantedly communicate with its bands by trapping and releasing carriers. Such traps lie along the interface of the semiconductor and the oxide. Though clear signals, which match with theoretically estimated signals within acceptable accuracy, have been measured from the itinerant electrons in GaAs, this work demonstrates theoretical calculations showing that the signals decrease in magnitude owing to the presence of such interface traps. Quantifying this decrement comes as an added advantage of this work, because such measurements can then directly probe the MIS interface and find the concentration of the interface traps (Dit) more accurately and precisely than what is done at present. Thus, the experimental technique this work proposes can also probe a given MIS interface, using time-varying magnetic fields, and reveal a more accurate and precise measure of Dit. Otherwise, the existing techniques for measuring Dit su er from imprecision caused by several theoretical assumptions. A more general technique which can extract Dit accurately and precisely, without needing to know the particular physical model that the interface traps follow for a given MIS capacitor, is what one requires at present, to give CMOS technology the direction and impetus it needs to cross-over to the non-Silicon territory. Such a technique is theoretically developed in this work. How a magnetic field a effects the MIS Energy Band Diagram is also derived in the process. The technique that is developed and demonstrated in this thesis, capable of directly probing both the itinerant magnetism and the MIS interface of a given semiconductor, depends on successfully measuring a very small voltage drop across a MIS capacitor when the latter is externally subjected to a high, time-varying magnetic field. This voltage signal originates because the semiconductor's electronic density of states depends on the magnetic field, thus rendering the semiconductor's electron chemical potential, i.e. the Fermi level, magnetic field dependent. The idea of detecting such magnetic field dependence of electron chemical potential was theoretically proposed more than five decades back, but an experimental detection of the phenomenon, in any bulk (i.e. three dimensional) solid, had remained elusive despite numerous trials. Virtually, the topic had been `dead' for the past couple of decades with very few reports (of trials) getting published on it. The primary reason behind such a failure is an interesting spurious effect that arises and overshadows the signal otherwise coming from the magnetic shift of the electron chemical potential. This is the spurious Hall voltage caused by the time-varying magnetic field and the eddy current it induces in the semiconductor following Faraday's Law of Electromagnetic Induction. Unless this Hall voltage can be reduced below a threshold, there is no hope of successfully measuring the sample signal. In this work, we have discussed about this spurious effect in details and have given experimental recipes to avoid it from interfering with the data. Infact the data we publish for n-GaAs is free from any such spurious effects. From that viewpoint, this work becomes the first to report the experimental detection of the magnetic field dependence of a Fermi level in any bulk solid. A common pulse magnet capable of producing high magnetic field pulses, lasting for only some tens of milliseconds, was built and used for the purpose of this work. For certain samples other than GaAs, however, the spurious Hall voltage may be larger and the proposed technique may fail as one may not be able to rule out the spurious effect with the simple recipe demonstrated here for GaAs. In such a case, measurements are encouraged, instead, in a special magnet uniquely developed to rule out the Hall voltage. This magnet was constructed in-house, and can sit on a table-top and generate magnetic fields as high as a few Teslas that can, further, be `temporally shaped' by the user. Such a class of pulse magnets whose pulse waveforms can be programmed over time are called controlled waveform magnets (CWMs) and the work presented in this thesis also demonstrates the construction and calibration of such a CWM.

This dissertation focuses on projects where optical techniques were employed to characterize novel materials, developing concepts toward next generation of devices. The materials that I studied included InAsP, InMnSb and InMnAs, and BT-BCN. I have employed several advanced time resolved and magneto-optical techniques to explore unexplored properties of these structures. The first class of the materials were the ternary alloys InAsP. The electron g-factor of InAsP can be tuned, even allowing for g=0, making InAsP an ideal candidate for quantum communication devices. Furthermore, InAsP shows promises for opto-electronics and spintronics, where the development of devices requires extensive knowledge of carrier and spin dynamics. Thus, I have performed time and polarization resolved pump-probe spectroscopy on InAsP with various compositions. The carrier and spin relaxation time in these structures were observed and demonstrated tunability to the excitation wavelengths, composition and temperature. The sensitivity to these parameters provide several avenues to control carrier and spin dynamics in InAsP alloys. The second project focused on the ferromagnetic narrow gap semiconductors InMnAs and InMnSb. The incorporation of Mn can lead to ferromagnetic behavior of InMnAs and InMnSb, and enhance the g-factors, making them ideal candidates for spintronics devices. When grown using Molecular Beam Epitaxy (MBE), the Curie temperature (textit{$T_c$}) of these structures is textless 100 K, however structures grown using Metalorganic Vapor phase Epitaxy (MOVPE) have textit{$T_c$} textgreater 300 K. Magnetic circular dichroism was performed on MOVPE grown InMnAs and InMnSb. Comparison of the experimental results with the theoretical calculations provides a direct method to map the band structure, including the temperature dependence of the spin-orbit split-off band to conduction band transition and g-factors, as well as the estimated sp-d electron/hole coupling parameters. My final project was on the lead-free ferroelectric BT-BCN. Ferroelectric materials are being investigated for high speed, density, nonvolatile and energy efficient memory devices; however, commercial ferroelectric memories typically contain lead, and use a destructive reading method. Reflectometry measurements were used in order to determine the refractive index of BT-BCN with varying thicknesses, which can provide a means to nondestructively read ferroelectric memory through optical methods. / Ph. D. / This dissertation focuses on the characterization of materials that are important for the next generation computer architecture through optical techniques. These materials include the ternary alloy InAsP, the ferromagnetic semiconductors InMnAs and InMnSb, and the lead-free ferroelectric BT-BCN. InAsP is a ternary alloy composed of the technologically important InAs and InP, and by changing the alloy composition, the band gap and g-factor can be tuned. This allows for InAsP to have band gaps within the communication band, which is important for fiber optic communications as well as infrared photodetectors. As the functionality of these devices depends on the carrier dynamics, I have performed pump-probe spectroscopy in order to probe the carrier and spin relaxation times of this material system. These relaxation times were found to vary with excitation wavelengths, allowing flexibility in the application of this material system for devices. InAs and InSb are attractive materials for device applications because they offer large electron g-factor, small effective masses, and high mobilities. With the incorporation of Mn, these materials can become ferromagnetic, allowing for their use in ferromagnetic memories as well as other possible devices. The theory of ferromagnetism in semiconductors relies on the interaction between the itinerant holes and the Mn ions, however, in narrow gap semiconductors there is a large band mixing between the conduction and valence band states, and thus the interaction between the conduction band electrons and the Mn is important. In this study, my measurements revealed several interband transitions, which allowed for the calculation of the coupling constants between the electrons, holes and the Mn. My final study involved the lead-free ferroelectric BT-BCN. Ferroelectric materials are ideal for fast, low power and nonvolatile memories; however, typical implementation utilizes materials that contain lead, and a destructive reading mechanism, requiring a rewrite step. Optical, nondestructive reading methods are being explored based off of the rotation of the polarization of light as it passes through the sample. As this requires knowledge of the refractive index, I performed reflectometry measurements in order to determine the refractive indices of several BT-BCN films.

Spintronics (spin based electronics) is a relatively new topic of research which is important both from the fundamental and technological point of view. In conventional electronics charge of the electron is manipulated and controlled to realize electronic devices. Spintronics uses charge as well as the spin degree of freedom of electrons, which is completely ignored in the charge based devices. This new device concept brings in a whole new set of device possibilities with potential advantages like higher speed, greater efficiency, non-volatility, reduced power consumption etc. The first realization of the spintronic device happened in 1989, owing to the discovery of the Giant Magneto-resistive (GMR) structure showing a large resistance change by the application of an external magnetic field. Nobel Prize in Physics is awarded for this discovery in 2007. In less than ten years, such devices moved from the lab to commercial devices, as read head sensors in hard disc drives. This new sensor led to an unprecedented yearly growth in the area l density of bits in a magnetic disc drive. Since 2005, another spintronic device known as Magnetic Tunnel Junction (MTJ) which shows a better performance replaced the existing GMR structures in the read heads. Another device which can potentially replace Si based Dynamic Random Access Memory (DRAM) is Magneto-resistive Random Access Memory (MRAM). Being magnetic it is non-volatile, which means not only it retains its memory with the power turned off but also there is no constant power required for frequent refreshing. This can save a lot of power(~ 10-15 Watts in a DRAM), which is quite significant amount for any portable device which runs under battery. Prototype of a commercial MRAM is also made during 2004-2005 by Infineon and Freescale Semiconductors. Recent development has shown switching of magnetic moment by spin-polarised currents (known as spin transfer torque), electric fields, and photonic fields. Instead of Oersted field switching in the conventional MRAM devices, spin torque effect can also be used to switch a magnetic element more efficiently. Recently Spin-Torque MRAM has gained lot of interest due to it’s less power consumption during the writing process. A continuous research effort is going on in realizing other proposed spintronic devices, such as Spin Torque Oscillator, Spin Field Effect Transistor , Race Track Memory etc. which are yet to get realized or yet to make their entry in the commercial devices. Spintronics can be divided in to two broad subfields viz.(1) Semiconductor Spintronics and (2) Metallic Spintronics. Most of the devices belong to the second class whereas the former one is rich in fundamental science and not yet cleared its path towards the world of application. Any spintronic device requires ferromagnetic material which is generally the source of spin polarized electrons. For semiconductor spintronic devices, the main obstacle is the non-existence of the ferromagnetic semiconductor above room temperature (RT). So the development in this direction is very much dependent on the material science research and discovery of novel material systems. Almost a decade back, Dilute Magnetic Semiconductors (DMS) are proposed to behaving RT ferromagnetism. As a result an intense theoretical and experimental research is being carried out since then on these materials. Still a general consensus is lacking both in terms of theory as well as experiment. There are many methodologies and thin film deposition protocols have been followed by different research groups to realize spintronic device concepts. The deposition techniques such as magnetron sputtering, molecular beam epitaxy have been found very efficient for growing metallic spintronic devices. For semiconductor spintronics especially in the area of Dilute Magnetic Semiconductors (DMS) pulsed laser ablation is also considered to be a viable technique. Even though pulsed laser ablation is a very powerful technique to prepare stoichiometric multi-component oxide films, it’s viability for the growth of metallic films and multilayer is considered to be limited. In this regard, we have used pulsed laser ablation to prepare pure and Co doped ZnO films, to examine the magnetic and magneto-transport behavior of these oxides. In addition extensive work has been carried out to optimize and reproducibly prepare metallic multilayer by Pulsed Laser Deposition to realize Spin Valve (SV) effect, which proves the viability of this technique for making metallic multilayer. This thesis deals with the study of Pulsed Laser Deposition(PLD) deposited DMSs and metallic SVs. The thesis is organized into seven chapters as described below: • Chapter:1 This chapter gives an introduction to Spintronics and the different device structures. It is followed by a brief description of the motivation of the present work. Since magnetism is at the heart of the spintronics, next we attempt to introduce some of the basic concepts in magnetism, which are related to the topics discussed in the following chapters. We discuss about various exchange interactions responsible for the long range ferromagnetic ordering below Curie temperature in different compounds. Other magnetic properties are also discussed. Then another important phenomenon called magnetic anisotropy is brought in. We discuss the origin of different types of anisotropy in materials. These anisotropies are also responsible for magnetic domain formation. Then a description of the different types of domain walls are introduced. Unlike conventional electronics, spintronics deals with spin polarized current. A short description of spin polarization from the band picture and concept of half-metal is introduced. The next part (Section-I) of this chapter gives an overview of the challenges in semiconductor spintronics. The spin injection efficiency from a ferromagnetic metal to a semiconductor is found to be poor. This problem is attributed to the conductivity mismatch at the interface. DMS materials can be potential candidates in order to solve this problem. Ferromagnetism in these proposed materials cannot be explained in terms of the standard exchange mechanisms. A model was first proposed for the hole doped system based on Zener model. A more apt model for the n-doped high dielectric materials is then proposed based on Bound Magnetic Polarons (BMP). These models for the unusual ferromagnetism are briefly discussed. Although ferromagnetism is observed by different groups, often questions are raised about the intrinsic origin of this behavior and the topic is still under debate. In this study we have tried to correlate the magnetic property with the transport property as the transport properties are generally not affected much by the presence of external impurities and probes the intrinsic property of the material. Transport and the magneto-transport in disordered materials in general are discussed. A specific model proposed for degenerate semiconductors, which is used for fitting our experimental data is explained. As the ferromagnetism in these materials are generally found to be related to the defects, different types of possible defects are described. Section-II deals with the metallic SV devices. In the history of spintronics, this is one of the most basic and most studied structures, but still having a lot of interest both fundamentally and technologically. A brief history of this discovery and a chronological progress in the device structure is discussed. Our work focuses on the metallic spin valve (SV) structures. Different types of SVs and their properties are explained. In a SV structure one of the ferromagnets (FM) is pinned using an adjuscent antiferromagnetic layer by an effect called exchange bias. A brief description of exchange bias and the effects of different parameters is given. This is followed by a discussion about the theory of GMR which deals with the spin dependent scattering at the bulk and at the interfaces, their relative contributions, effect of the band matching etc. A simple resistor model is used to explain the qualitative behavior of these SVs. The chapter is concluded with a brief summery and applications. • Chapter:2 This chapter provides a brief description of some of the experimental apparatus that are used to perform various experiments. The chapter is organized according to the general functionality of the techniques. This includes different thin film deposition techniques which are used depending on the requirements and also for comparing the properties of the samples, grown by different techniques. Structural, spectroscopic, magnetic and different microscopy techniques which are extensively used throughout, are discussed and their working principles are explained. This work also involves nano/microstructuring of devices. Mainly two structuring techniques are used viz. e-beam lithography and optical lithography by laser writer. In this section we will be discussing about these two techniques and other associated techniques like lift-off, etching etc. Effect of different parameters on the device structures are highlighted. • Chapter:3 Chapter-3 deals with the synthesis and characterization of the pure and 5% Co doped ZnO bulk samples. First a brief introduction about the ZnO crystal structure, band structure and other properties are given followed by the synthesis technique followed in our study. Synthesis is done by low temeperature in organic co-precipitation method. This liquid phase synthesis gives better homogeniety. As-grown sample is also sintered at a higher temperature. Structural study confirms the proper synthesis of the intended compound. Spectroscopic as well as magnetic study of the bulk doped sample indicates the presence of Co nano clusters in the low temperature synthesized sample, whereas after sintering indication of Co2+ is observed which reflects in the magnetic property as well. These samples are used as target material for laser ablation. • Chapter:4 Chapter-4 presents the results of the pure and Co doped ZnO thin film samples. Thin films are grown by PLD method on r-plane Sapphire substrates. Details of the growth technique and the deposition parameters are explained. Our result shows that 5% Co doped ZnO thin film is ferromagnetic in nature as expected in a DMS material, although the film is grown using a paramagnetic target. We also report that pure ZnO grown in an oxygen deficient condition giving ferromagnetic behavior. Not only that, the obtained saturation moment is much higher compared to the Co doped sample. We have demonstrated that the FM can be tuned by tuning the oxygen content and FM disappears when the film is annealed in an oxygen environment .But for the Co doped sample magnetic property could not be tuned much as Co doping stabilizes the surface states. To exclude the possibilities of the extrinsic origin we have done a detailed magneto-transport study for both doped and undoped films. For ZnO, we have shown a one to one correlation of the magnetic and magneto-transport data which further supports the fact that the obtained magnetic behavior is intrinsic. Fitting of the magnetorsistance (MR) data for the pure and Co doped ZnO samples is done using a semi-empirical formula, consisting of both positive and negative MR terms originally proposed for degenerate semiconductors .Excellent agreement of the experimental data is found with the formula. For pure ZnO sample we have extracted the mobility, carrier concentration etc .by Hall measurement. The fabrication steps of Hall bar sample which involves optical lithography and ion beam etching are discussed. 3D e-e interaction induced transport mechanism is found to be dominant in case of oxygen deficient pure ZnO. • Chapter:5 Chapter-5 demonstrates the tuning of band gap of ZnO by alloying with MgO. By changing the ZnO:MgO ratio in PLD grown films, we could tune the band gap over a wide range. Composition alanalysis is done by Rutherford Back-Scattering. Structural and spectroscopic studies are carried out, which shows tuning of band gap upon alloying with MgO. We could tune ZnO band gap from 3.3eV to 3.92eV by30% MgO alloying, while retaining the Wurtzite crystal structure. • Chapter:6 Chapter-6 demonstrates the metallic Pseudo Spin Valve (PSV) structures grown by sputtering and by PLD. Main focus of this chapter is to show that, PLD can be aviable technique for making metallic PSV and Spin Valve (SV) structures. This is almost an unexplored technique for growing metallic thin film SVs, as it is evident in the literature. NiFe and Co are used as the soft and hard FM layers respectively, Au and Cu are used as the spacer layer. FeMn is used for pinning the Co layer in case of the SV structures. The first section describes the properties of these materials and then substrate preparation, deposition parameters etc. are explained in details. Properties of sputter deposited PSV structures are also described. Thickness variation of different layers, double PSV structure and angular variation of the MR properties are presented. Generally two measurement geometries are followed for the SV measurements viz.(1) Current In Plane (CIP) and (2) Current Perpendicular to Plane(CPP). We have carried out MR studies in both the measurement geometries. Measurement in CPP geometry is much more involved than CIP and need structuring with multiple lithography steps. CPP measurement geometry scheme and the process steps are discussed. For this measurement a special ac bridge technique is followed which is also discussed. In the next part we have demonstrated PSV and SV structures, grown, using PLD in an Ultra High Vacuum (UHV) system. Not only that, we have obtained a CIPMR as high as 3.3%. PLD is generally thought to be a technique for oxide deposition and metallic multilayers are not deposited due to particulate formation, high enegy of the adatom species which can lead to inter-mixing at the interface etc. But in this study we have shown that by properly tuning the deposition parameters, it is possible to grow SVs using PLD. We have found the roughness of the PLD grown films are much lower compared to the sputtered films. For top SV structures we have obtained exchange bias even in the absence of applied field during deposition. This effect is observed by performing magnetic and magneto-resistance measurements. Effect of different layer thicknesses, field annealing etc. are discussed. Two different spacer layers are used and their properties are compared. We have found that the interface engineered structures are giving highest MR among the different samples. Then a conclusion of our study is presented followed by a discussion on the difficulties and challenges faced for optimizing the PLD grown SVs. • Chapter:7 Finally, in Chapter-7, various results are summarized and a broad outlook is given. Perspectives for the continuation of the present work is also given.

Diese Arbeit beschäftigt sich mit dem Auftreten verschiedener magnetischer Phasen (Ferro-, Antiferro-, Paramagnetismus) im Kondo-Gitter-Modell (engl. Kondo-lattice model, KLM). Mit dem KLM wird die Wechselwirkung itineranter Elektronen mit lokalisierten magnetischen Momenten beschrieben. Zur Berechnung wichtiger Kenngrößen wird der Green-Funktions-Formalismus verwendet, der schließlich zu einer Näherungslösung führt. Es wird gezeigt, dass eine hinreichend gute Näherung, insbesondere die explizite Betrachtung von Doppelbesetzungen, notwendig ist, um die Resultate nicht zu verfälschen. Es ist damit möglich, Phasendiagramme in Abhängigkeit wichtiger Modellparameter bei verschwindender Temperatur zu berechnen. Um Ergebnisse bei endlichen Temperaturen zu erhalten, wird eine Möglichkeit zur Berechnung der freien Energie eingeführt, die das KLM wesentlich direkter beschreibt als die Standardabbildungsmethode der Rudermann-Kittel-Kasuya-Yoshida-Wechselwirkung. Neben der Berechnung des reinen KLMs erlauben diese Methoden auch eine Beschreibung von Systemen mit gebrochener Translationssymmetrie. Konkret werden verdünnte magnetische Halbleiter und dünne magnetische Filmsysteme betrachtet. Es entstehen hier zusätzliche Effekte wie der Ladungstransfer von magnetischen zu unmagnetischen Gitterplätzen oder umgekehrt. Insgesamt zeigt sich außerdem eine qualitative Übereinstimmung mit verschiedenen experimentellen Daten. / This thesis is concerned with the existence of magnetic phases (ferro-, antiferro-, paramagnetism) in the Kondo-lattice model (KLM). The KLM describes an interaction between itinerant electrons and localized magnetic moments. For the calculation of important quantities the Green''s function formalism is used which leads to an approximative solution of the problem. It is shown that a sufficient approximation, in particular the explicit treatment of double occupations, is necessary to avoid a falsification of the results. Thereby it is possible to calculate magnetic phase diagrams in dependence of important model parameters at vanishing temperature. To get results at finite temperature a possibility for the calculation of the free energy is introduced, which describes the KLM more directly than the standard procedure of the Rudermann-Kittel-Kasuya-Yoshida interaction. Besides the calculation of the pure KLM these methods permit a description of systems with a reduced translational symmetry. More precisely diluted magnetic semiconductors and thin magnetic films systems are treated. In these system new effects arise such as the charge transfer from magnetic to non-magnetic sites and vice versa. All in all there is also a qualitative agreement with several experimental data.

No description available.

Fundação de Amparo a Pesquisa do Estado de Minas Gerais / In this work, Zn1-xAxTe (A = Mn, Co) diluted magnetic semiconductors (DMS) nanocrystal (NCs) were successfully grown in the P2O5 ZnO Al2O3 BaO PbO glass system synthesized by the method of Fusion-Nucleation, after subjecting to appropriate thermal annealing. Various experimental techniques were used in this study in order to get a comprehensive understanding of the optical, morphological, structural and magnetic properties these NCs. Transmission electron microscopy (TEM) and atomic force microscopy (AFM) images revealed the size of both of Zn1-xMnxTe and Zn1-xCoxTe NCs. From the vibrating sample magnetometer (VSM) technique, there was growth behavior of magnetization and magnetic susceptibility as a function of the Mn concentration in the samples containing Zn1-xMnxTe NCs. At lower Mn concentrations, the sp electrons of ZnTe host semiconductor interact with the d electrons of Mn2+ ions, resulting in the sp-d exchange interaction, which causes a small increase in susceptibility. At higher Mn concentrations, the d-d exchange interaction between Mn atoms dominates over the sp-d exchange interaction, resulting in an abrupt increase in susceptibility. The EPR spectra, in addition to prove the results exhibited the well-known sextet hyperfine lines of Mn2+ ions, since samples with low Mn concentrations revealed the presence of Mn2+ ions within and near the surface of the ZnTe NCs. From the optical absorption spectra (OA) and photoluminescence (PL), analyzed on the basis of crystal field theory (CFT) as well as of the diffraction X-ray (XRD), Raman scattering (RS) and electron microscopy transmission (TEM) techniques, the substitutional incorporation of Mn2+ ions was confirmed up to its solubility limit (x = 0.100) ZnTe NCs. Above this concentration, can observe the formation of manganese oxide NCs such as MnO and MnO2, since the nucleation rate for the formation of these NCs is greater than that of Zn1-xMnxTe NCs, at high concentrations. Furthermore, from the PL spectra, it was found that it is possible to tune the emission of energy related to transition 4T1(4G) → 6A1(6S) of Mn2+ ions, of the spectral orange region to the near infrared, depending on Mn concentration. This is possible due to the variation of the local crystal field, where these ions are inserted. From the OA spectra, analyzed on the basis of CFT, it showed that Co2+ ions are substitutionally incorporated in tetrahedral sites of ZnTe NCs, due to its characteristics transitions in visible and near infrared spectral region. This evidence has been enhanced from MFM images, since NCs doped with magnetic ions, magnetically respond when induced by the magnetization of the probe. / Neste trabalho, nanocristais semicondutores magnéticos diluídos (SMD) de Zn1-xAxTe (A = Mn; Co) foram crescidos com sucesso no sistema vítreo P2O5 ZnO Al2O3 BaO PbO, sintetizado pelo método de Fusão-Nucleação, após submetê-lo a tratamento térmico apropriado. Várias técnicas experimentais foram utilizadas neste estudo a fim de obter um entendimento compreensivo das propriedades ópticas, morfológicas, estruturais e magnéticas desses NCs. Imagens de microscopia eletrônica de transmissão (MET) e microscopia de força atômica (MFA) revelaram o tamanho tanto de NCs de Zn1-xMnxTe quanto de Zn1-xCoxTe. A partir da técnica de magnetometria de amostra vibrante (MAV), verificou-se o crescimento da magnetização e o comportamento da susceptibilidade magnética, em função da concentração de Mn, em amostras contendo NCs de Zn1-xMnxTe. Em baixas concentrações de Mn, os elétrons sp do semicondutor hospedeiro ZnTe, interagem com os elétrons d dos íons Mn2+, resultando na interação de troca sp-d, que provoca um pequeno aumento na susceptibilidade magnética. Já, em concentrações mais elevadas de Mn, a interação de troca d-d entre átomos de Mn domina a interação de troca sp-d, o que resulta em um aumento abrupto da susceptibilidade. Os espectros RPE, além de comprovar esses resultados, exibiram o bem conhecido sexteto de linhas hiperfinas de íons Mn2+, uma vez que amostras com baixas concentrações de Mn revelaram a presença de íons Mn2+ no interior e próximos à superfície dos NCs de ZnTe. A partir dos espectros de absorção óptica (AO) e fotoluminescência (FL), analisados com base na teoria do campo cristalino (TCC), bem como das técnicas de difração de raios-X (DRX), espalhamento Raman (ER) e microscopia eletrônica de transmissão (MET), confirmou-se a incorporação substitucional de íons Mn2+ até seu limite de solubilidade nominal (x = 0,100) em NCs de ZnTe. Acima dessa concentração, observa-se a formação de NCs de óxido de manganês, tais como MnO e MnO2, uma vez que a taxa de nucleação para a formação desses NCs é maior que a de NCs de Zn1-xMnxTe, em altas concentrações. Além disso, a partir dos espectros FL, verificou-se que é possível sintonizar a energia de emissão relacionada à transição 4T1(4G) → 6A1(6S) de íons Mn2+, da região espectral laranja ao infravermelho próximo, em função da concentração de Mn. Isso é possível devido à variação do campo cristalino local, onde esses íons estão inseridos. A partir dos espectros AO, analisados com base na TCC, evidenciou-se que íons Co2+ são incorporados substitucionalmente em sítios tetraédricos de NCs de ZnTe, devido às suas transições características na região espectral do visível e infravermelho próximo. Essa evidência foi reforçada a partir de imagens de MFM, uma vez que os NCs, dopados com íons magnéticos, respondem magneticamente quando induzidos pela magnetização da sonda. / Doutor em Física

Orientador: Pascoal José Giglio Pagliuso / Tese (doutorado) - Universidade Estadual de Campinas, Instituto de Fisica Gleb Wataghin / Made available in DSpace on 2018-08-18T12:30:25Z (GMT). No. of bitstreams: 1 Iwamoto_WellingtonAkira_D.pdf: 11664469 bytes, checksum: 8790fc8d822330998a201e2b73fea42c (MD5) Previous issue date: 2011 / Resumo: Sistemas de dimensões reduzidas possuem muitas aplicações tecnológicas. Há uma corrida para o desenvolvimento de dispositivos cada vez menores assim como para alcançar o controle e manipulação de dispositivos na escala nanométrica. Isto requer estudos sistemáticos de propriedades físicas em sistemas de tamanhos reduzidos. O foco deste trabalho é o estudo de Ressonância de Spin Eletrônico (ESR) em sistemas de dimensões reduzidas. Os materiais escolhidos para esse estudo foram filmes finos de GaAs, GaN dopados com Mn (GaMnAs e GaMnN), filmes finos amorfos de silício dopados com terras-raras a-Si:RE (RE = Y, Gd, Er e Lu) e nanopartículas (NPs) dopadas com impurezas magnéticas de terras-raras e metal de transição em matrizes metálicas Ag:R (R = Er, Yb e Mn) e em isolantes NaYF4:Gd. A finalidade desse estudo é explorar as propriedades magnéticas microscópicas destes sistemas. Os resultados das medidas em filmes de GaMnAs e GaMnN indicaram ausência de ferromagnetismo de longo alcance. Os experimentos de ESR mostraram ausência da relação entre largura de linha (?H) de ESR e a concentração de íons de Mn2+, mas foi observado que ?H aumenta conforme o nível de cristalinidade das amostras aumenta. Além disso, há um aumento de ?H em baixas temperaturas para os filmes com maior nível de cristalinidade, sugerindo uma correlação magnética de curto alcance entre os íons magnéticos se estabelecendo nessas amostras. Resultados similares foram encontrados para os filmes de GaMnN, exceto na medida de magnetização em função do campo magnético para GaMnN, a qual podemos observar ¿loops¿ ferromagnéticos abaixo de T ? 50 K ao contrário dos filmes de GaMnAs que não observamos nenhum ¿loop¿ ferromagnético em T = 2 K. Para outro grupo de filmes de a-Si:RE, foi estudado o efeito de redução na densidade de estados ligações pendentes (D0) nos filmes Si dopados com diferentes espécies de terras-raras (RE¿s) em função das diferentes concentrações. De acordo com nossos resultados, a dopagem com RE reduz a intensidade do sinal de ESR dos estados D0 com uma dependência exponencial das concentrações de RE¿s. As NPs de Ag:R e de NaYF4:Gd foram preparadas pelo método químico. Nós observamos uma forma de linha de ESR tipicamente Lorentziana consistente com os estados fundamentais dos íons de Er3+, Yb3+ e Mn2+ em simetria cúbica. O fator g encontrado para esses íons nas NPs é muito próximo ao observado em sistemas isolantes cúbicos, ao contrário do encontrado em metais, onde é observado um deslocamento de g. Além disso, não foi possível observar a relaxação Korringa para as linhas de ESR de Er3+, Yb3+ e Mn2+ no sistema de NPs que é observada, tipicamente, em metais. Logo, esses resultados nos levam a acreditar que a interação de troca (Jfs) entre os momentos localizados dos íons magnéticos (ML) e os elétrons de condução (c-e) está ausente no sistema de NPs de Ag:R, indicando que a natureza desta interação deveria ser reexaminada na escala nanométrica. Para as NPs de NaYF4:Gd, o controle do tamanho da partícula foi adquirido segundo a quantidade de rps = precursor/surfactantes. Não foi observada nenhuma evidência de cluster de Gd e observamos o espectro de ESR com as mesmas características já observadas no sistema bulk : três linhas de ressonância, sendo essas linhas com origens bem controvérsias, das quais não sabemos se é de origem de um campo cristalino de combinações de simetria cúbica com tetragonal ou mesmo rômbica ou mesmo de sítios de Gd3+ com simetrias mais baixas / Abstract: Reduced dimensions systems present many potencial technological applications. There is great interest in the development of small scale devices as well as in the control and manipulation at the nanoscale and in study of finite size on physical properties. The main goal of this work is the study of Electron Spin Resonance (ESR) in systems of reduced dimensions. The materials chosen for this study were thin films of GaAs, GaN doped with Mn (GaMnAs and GaMnN), amorphous silicon thin films doped with rare-earth a-Si:RE (RE = Y, Gd, Er and Lu) and nanoparticles (NPs) doped with magnetic impurities such as of rare earth and transition metal doped Ag:R (R = Er, Yb and Mn) and insulating NaYF4:Gd. The purpose of this study is to explore the microscopic magnetic properties of these systems. The results of the measurements in GaMnAs and GaMnN films indicated absence of long range ferromagnetism. the ESR results reveal no relationship between ESR linewidth (?H) and the Mn2+ concentration in this films. Instead, a broadening of the ESR ?H was found as a function of the increasing in the crystallinity level of the films. Furthermore, for the films with higher level of crystallinity, a significant broadening of the ESR ?H is observed as the temperature is decreased, suggesting the development of short-range magnetic correlations between the Mn2+ ions. Similar results were found for films GaMnN, except in the magnetization versus magnetic field experiments for GaMnN, which we could observe ferromagnetic loops in T < 50 K, in constract of GaMnAs films where no ferromagnetic loop in T = 2 K was found for all measured films. For the other group of films, a-Si, we studied the suppresion effects in the density of dangling bonds species D0 states as function concentration for different Rare-Earth (RE¿s) species. According to our data, the RE-doping reduces the ESR signal intensity of the D0 states with an exponential dependence on the Re¿s concentrations. Ag:R and NaYF4:Gd NPs were prepared by chemical method. We observed a typical Lorentzian line-shape ESR lines for all studied dopants (R = Er, Yb e Mn). The gfactor found for Er3+, Yb3+ e Mn2+ in the nanoparticles is very close to g-value found in ground-states of these ions in insulating cubic systems, in contrast that what was found in metals, where it is observed a g-shift for the metallic system. Furthermore, it was not possible to observe the Korringa relaxation for the ESR lines of Er3+, Yb3+ e Mn2+ in the NPs system typically observed in metals. Therefore, the results suggest that the exchange interaction (Jfs) between localized magnetic moments (ML) and conduction electrons (c-e) is absent in Ag:R NPs, indicating that the nature of this interaction needs to be reexamined at the nanoscale range. For NaYF4:Gd NPs, the particle control size was obtained by the amount of rps = precursor/surfactant. There was no evidence of Gd clusters in our results and we found the same characteristics observed in the bulk system: three resonance lines, with the controversies origins. It is still unknown the source of crystalline field of cubic symmetry with tetragonal combinations or orthorhombic or even Gd3+ sites with lower symmetries / Doutorado / Física da Matéria Condensada / Doutor em Ciências