A research report submitted to the Faculty of Humanities, University of the Witwatersrand, Johannesburg, in partial fulfillment of the requirements for the degree of Masters of Arts in Anthropology, Johannesburg 2015 / Research in the mining community of Carletonville focused on how individuals negotiate and contest different value orientations in trying to construct a workable moral economy. Based on in-depth qualitative interviews and observations of respondents from lower and higher wage classes, the report deconstructs the elements of differential value sets that are redefining and sometimes destabilizing the moral economy and underlining views of inequality. Wage disputes are seen not only as mine workers' expressions of economic injustice but perhaps more crucially as a form of control and protection of their craft and status. The dominance of global economic governance and decision-making is leading to more acute internal divergences but can also be a starting point for a discussion about the impact of conflicts in social values. / XL2018

A research report submitted to the Faculty of Engineering and the Built Environment, University of the Witwatersrand, in partial fulfillment of the requirements for the degree of Master of Science in Engineering. Johannesburg, 2015 / The minerals industry has in the last decade witnessed volatility, uncertainty, complexity and ambiguity (VUCA). The diamond industry has not been immune to these challenges. These challenges coincided with the decision of the diamond mining family in 2011 to opt out of De Beers after approximately a century of being in control by selling their 40 % stake to Anglo American plc (AA) which already had 45 % stake in De Beers. This transaction increased Anglo American plc‟s stake in De Beers to 85% thus joining venture with the Government of the Republic of Botswana (GRB) under an already existing entity called Debswana. Botswana has been hailed as a beacon of success and a model African state both politically and economically mainly due to its effective management of economic proceeds generated mainly through Debswana diamonds. Something that might be seen as a possible threat to this economic stability is the merger and acquisition (M&A) between the GRB and AA. As a result this study was conducted as a way of investigating any possible impacts of the partnership of GRB and AA on the Debswana diamond company through the M&A transaction that occurred in 2011. The study was restricted to the mining operations in order to assess Debswana‟s performance more meaningfully pre and post the acquisition of De Beers shares by AA. The mining activities from Debswana operations comprise of Letlhakane, Damtshaa, Orapa, Jwaneng and Morupule Coal mine. The study is focusing on the production statistics and financial analysis using stock market and financial ratios. These are discussed in detail to assess the possible impact of the merger on Debswana‟s performance. In addition to this, empirical evidence based on factors determining a firm‟s performance before and after acquisition or merger is also discussed, with further action of aligning determinants to the literature findings. The study‟s key findings were that there has been a significant reduction in AA‟s financial performance post-merger but Debswana‟s performance has been fairly consistent. This is probably due to the fact that the 3-year post merger window period may not be sufficient to observe sufficient changes in Debswana‟s performance. Further research can be conducted on the current AA‟s repositioning strategy that aims at divesting in other operations and focusing on others and its impact on Debswana over a much longer window period than 3 years. / M T 2016

The aim of this research study is to explore what ethical issues emerge in the Indonesian mining industry? What shapes the emergence of these issues and how do organisations engage with them? Many research studies (e.g. Dierksmeier, 2013; Bowie, 2002; Cragg, 2002; and Moberg, 1997) emphasise the relevance of ethical theories in understanding ethical issues in business organisations. However, there remains a significant gap in the business ethics literature in understanding ethical issues in a context-sensitive manner. There is little awareness in most of these studies of the influence of the social structure of a multi-ethnic and multicultural society like Indonesia or of the specific industrial and organisational contexts which are being explored. There is therefore a challenge for researchers to provide a conceptual framework to study ethical issues which will fit the Indonesian mining companies’ situation. This research employed Critical Realism (CR) and a qualitative approach. Data was collected from forty-eight participant interviews with managers and employees of four mining companies in Indonesia. This made it possible to understand what ethical issues emerge in the mining industry and to examine what shapes their emergence, as well as how mining companies engage with the ethical issues. The findings revealed that the companies’ ethical concerns result from the particular characteristics of the industry and the Indonesian national culture. However, their ethical concerns typically reside in risk management and regulatory compliance. The findings showed that cultural mechanisms shape the emergence of ethical issues in the industry: family perspective and paternalism, religiosity, and multi-ethnicity. The study findings suggest that the mechanisms shaping the emergence of ethical issues at the organisations presented at times conflicting cases of instrumental or possibly unethical behaviour but also evidence of set rules and regulations as well as moral awareness, practices aimed at considering others and stakeholders’ interests. This research argues that to understand the ethical issues and how business organisations engage with them in a multi-ethnic and multicultural context, it is essential to ground the conceptual framework in both ethical theories and specific cultural sensitivities, as only then can the full story be grasped.

游子安. / 手稿本, 複本影印手稿本. / Thesis (M.A.)--香港中文大學硏究院歷史學部. / Shou gao ben, fu ben ying yin shou gao ben. / Includes bibliographical references (leaves 274-298). / You Zi'an. / Thesis (M.A.)--Xianggang Zhong wen da xue yan jiu yuan li shi xue bu. / 論文撮要 --- p.1 / Chapter （一） --- 前言 --- p.3 / Chapter （二） --- 合伙制與伙計制釋義 / Chapter 1 --- 合伙經營的緣起 --- p.8 / Chapter 2 --- 「伙計」涵義的演變 --- p.13 / Chapter （三） --- 唐宋時代的合伙經營與商業管理 --- p.20 / Chapter （四） --- 明清時代商業的合伙經營 --- p.31 / Chapter 1 --- 明清時代的金融信用機構 --- p.32 / Chapter 2 --- 明清時代的算術書、商業書與同本合約 --- p.52 / Chapter 3 --- 明清時代商業的合伙制 / Chapter (1) --- 轉運商與海上貿易商的合伙制 --- p.77 / Chapter (2) --- 商業鋪坊的合伙制 --- p.98 / Chapter 4 --- 從「高樸私鬻玉石案」看清代前期的合伙制與伙計制 --- p.113 / Chapter 5 --- 小結 --- p.131 / Chapter （五） --- 清代前期礦業的合伙經營 --- p.133 / Chapter 1 --- 清代前期廣東冶鐵業的合伙經營 --- p.138 / Chapter 2 --- 清代前期北京與山東媒窋的合伙經營 --- p.145 / Chapter 3 --- 清代前期四川井鹽業的合伙經營 --- p.164 / Chapter 4 --- 小結 --- p.174 / Chapter （六） --- 明清時代商業的伙計制和商業管理 --- p.177 / Chapter 1 --- 明清時代伙計／與掌計的分工及其專業才能 --- p.179 / Chapter 2 --- 明清時代商業的管理階層──伙計與掌計 --- p.197 / Chapter 3 --- 小結 --- p.217 / Chapter （七） --- 清代前期礦業的管理方式 --- p.220 / Chapter （八） --- 明清時代商、礦業合伙經營的分析 --- p.237 / Chapter （九） --- 明清時代商、礦業管理的分析 --- p.261 / Chapter （十） --- 結論 --- p.270 / 主要參考資料 --- p.274

Thesis (M.C.P.)--Massachusetts Institute of Technology, Dept. of Urban Studies and Planning, 1981. / MICROFICHE COPY AVAILABLE IN ARCHIVES AND ROTCH. / Includes bibliographical references. / by Katina Cummings. / M.C.P.

This dissertation examines topics related to development, environment and health in developing countries using empirical methods. In the first chapter, I study how developing countries can increase enforcement to reduce subsidy leakage in public programs, by investing in the state capacity to target program beneficiaries. This chapter further attempts to understand how the formal sector and black market respond to a policy that reduces diversion of a subsidized commodity. I explore these questions using the case of a Unique ID-based direct fuel subsidy transfer policy in India. Second chapter focuses on the health and wealth trade off near mineral mining operations in developing countries. Using extensive data on mining, health outcomes and assets from 44 developing countries, this study quantifies the wealth gain and adverse health impact of mineral mining. With a number of empirical strategies, this study shows that, despite high wealth gains, how heavy metal mining significantly increases the level of anemia in women and stunting in children living near mines. In the third chapter, I estimate demand for a water quality diagnostic product -- arsenic testing, when it is offered at a price. I further look into various aspects related to selection, learning and households behavioral response to the information. This study is based on a field experiment in Bihar, India.

Thesis (MPA) --University of Limpopo, 2010 / The purpose of the research was to assess the role of Ba-Phalaborwa Local Municipality in addressing socio-economic mining challenges in Phalaborwa community of Limpopo Province. Semi – structured interviews were used for the officials of Ba-Phalaborwa Local Municipality, officials of Phalaborwa Mining Company, Foskor mine, Sasol Nitro, Department of Health and Social Department and Community members to collect data. Not much research has been conducted in this field especially in the Limpopo Province. From the literature review, it was detected that historically, South Africa has been primarily dependent on mineral and energy production and export. Mining sector is considered as the starting point for socio-economic development and beneficiation of the local communities in every country. South Africa is still a developing country with high rate of illiteracy, poverty and unemployment. This situation was also worsened by the policy of segregation during the past government with no opportunities for black people in the decision making house. Therefore the establishment of the three spheres of government by the constitution of the Republic of South Africa exposed the local sphere with new challenges of governance, especially in administration and management of the mines. It is evident that natural resources are the most important international commodities and thus play a major role in the socio-economic development of the communities. The study also aimed to assess the challenges and problems the local municipality faces in administration and management of the impact of the mines towards local communities. The effect of mining closures and employee retrenchment has an administrative effect on the local authority towards service delivery and social development.Thus, an interview was conducted with various interviewees to attain the goals of the study. The main patterns that resurface from the data collected exposes lack of monitoring and evaluation on projects by the municipality and the mines. iii Inefficiency and ineffectiveness of local government is compromised. Projects are agreed upon during stakeholders’ forum but implementation is difficult to attain. It would be advisable for the government, especially municipalities to take a lead in all socio-economic responsibilities of the community in conjunction with other key partners.

Thesis (M.Dev.) --University of Limpopo, 2011 / The impact of mining companies on community development in the Dilokong and Ga Pila villages in the Sekhukhune and Waterburg Districts of Limpopo Province has been demonstrated in many ways in this study. The mines have influenced the economic, environmental and social aspects of the Province. The study has revealed that even though mining has placed the Province on the global economic map, the reality is that often the environmental damage is hidden; this was shown by the fact that respondents reported over usage of water by mines. It is clear that the impacts both good and bad of mining begin before mines were even established and does not disappear with the closure of a mine. Mining does not have a good record of contributing to sustainable development or poverty reduction. This research has indicated that mineral extraction is neither necessary nor sufficient for sustained economic growth, and that it has not helped developing communities escape from poverty. This belief is due to the fact that the mines are not following mining charter and other related acts. In conclusion, these benefits may look good on paper, but it is difficult to gauge whether the community are really gaining from this mining projects

This thesis presents the findings of research into industrial and employment relations in the PNG mining industry, with particular reference to the Porgera gold mine. The thesis examines the challenges multinational mining companies go through in the formation and control of the workforces in PNG mines. Recruitment, training, localisation and industrial relations issues are discussed in relation to several mines, including Porgera. The discussion analyses two crucial concepts, 'pluralism' and 'exceptionalism' to draw attention to the fact that PNG's industrial relations system is 'pluralistic' in nature and approach; and therefore, 'exceptional' when compared to similar developing countries. Further, the thesis also analyses two theoretical models: general mode of industrialisation and state model. It assesses their applicability and relevance to PNG's human resource development and industrial relations system, particularly in the mining industry. The research draws on data gathered through long periods of fieldwork and observation of indigenous workers in PNG mines. It discusses entry to and adaptation to industrial work by Papua New Guinea tribes people. Particularly, the emergence of an industrial workforce at Porgera mine and its human resource implications are explored and discussed. One theme is the role of recruitment and training on 'greenfield' sites in the remote locations where the mines are situated. This includes the issues, concerns and dilemmas which multinational mining companies face in trying to balance the employment expectations and training requirements of both local inhabitants and the PNG government. Attention is paid to explaining how multinational mining companies have overcome such pressures by introducing ethnic affirmative action policies which favours the employment of local inhabitants. The roles of the PNG government, mining companies, trade unions and community groups are highlighted in the operation of industrial employment relations in the mines. The general aim of the thesis is to demonstrate the emergence and interplay of pluralistic institutions and the formation of an industrial workforce as a result of the mining company. / Doctor of Philosophy (PhD)

Although remotely sensed data have been employed to assess various environmental problems, relatively few previous studies have focused on the impacts of mining. In Indonesia, mining activities have increasingly become one of major drivers of land cover change. The majority of remote sensing research projects on mining environments have exploited optical data which are frequently complicated by tmospheric disturbance, especially in tropical territories. Active remote sensors such as Synthetic Aperture Radar (SAR) are invaluable in this case. Monitoring by Independent SAR data has been limited due to single polarisation. Dual-polarised data have been employed considerably, although for some forestry applications the data were found insufficient to retrieve basic information. This Masters thesis is devoted to assess fully polarimetric SAR data for environmental monitoring of the tailings deposition zone of the PT Freeport Indonesia Grasberg mine in Papua, Indonesia. The main data were two granules of the AIRSAR datasets acquired during the PACRIM-II campaign. To support the interpretation and analysis, a scene of Landsat ETM February 2001) was used, juxtaposed with classified aerial photographs and a series of SPOT VEGETATION images. Both backscattering information and complex coherence matrices, as common representations of polarimetric data, were studied. Primary applications of this research were on degraded forest and environmental rehabilitation. Most parts of Indonesian forests have experienced abrupt changes as an impact of clear-cut deforestation. Gradual changes such as those due to fire or flooded tailings, however, are least studied. It was shown that the Cloude-Pottier polarimetric decomposition provided a convenient way to interpret various stages of forest disturbance. The result suggested that the Entropy parameter of the Cloude-Pottier decomposition could be used as a disturbance indicator. Using the fully polarimetric dataset combined with Support Vector Machine learning, the outcomes were generally acceptable. It was possible to improve classification accuracy by incorporating decomposition parameters, although it seemed insignificant. Land rehabilitation on tailings deposits has been a central concern of the government and the mining operator. Indigenous plant pioneers such as reeds (Phragmites) can naturally grow on dry tailings where soil structure is fairly well developed. To assist such efforts, a part of this research involved identification of dry tailings. On the first assessment, interpretation of surface scatterers was aided by polarimetric signatures. Apparently, longer wavelengths such as L- and P-band were overpenetrated; hence, growing reeds on dry tailings were less detectable. In this case, the use of C-band data was found fairly robust. Employing Mahalanobis statistics, the combination of HH and VV performed well on classification, having similar accuracy with quad polarimetric data. Extension on previous results was made through the Freeman-Durden decomposition. Interpretation using a three-component image of odd, even bounce and volume scattering showed that dry and wet tailings could be well distinguished. The application was benefited from unique responses of dielectric materials in the tailings deposit on SAR signals; hence it is possible to discriminate tailings with different moisture levels. However, further assessment of tailings moisture was not possible due to security reasons and access limitations at the study site. Fully polarimetric data were also employed to support rehabilitation of stressed mangrove forest on the southern coast. In this case, the Cloude-Pottier decomposition was employed along with textural parameters. Inclusion of textural properties was found invaluable for the classification using various statistical trees, and more important than decomposition parameters. It was concluded that incorporating polarimetric decompositions and textural parameters into coherence matrix leads to profound accuracy.