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  • About
  • The Global ETD Search service is a free service for researchers to find electronic theses and dissertations. This service is provided by the Networked Digital Library of Theses and Dissertations.
    Our metadata is collected from universities around the world. If you manage a university/consortium/country archive and want to be added, details can be found on the NDLTD website.
1

A study of the unit trust market in Hong Kong: comparison of the characteristics between unit trustinvestors and noninvestors in the academic field

Tam, Simon Bun., 談斌. January 1989 (has links)
published_or_final_version / Business Administration / Master / Master of Business Administration
2

A case study of establishing a collective investment fund in Hong Kong.

January 1995 (has links)
by Chi Chun Hung, Michael, Lo Kwai Sang, Dennis. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1995. / Includes bibliographical references (leaves 101-103). / ABSTRACT --- p.iii / TABLE OF CONTENTS --- p.vi / LIST OF TABLE --- p.ix / PREFACE --- p.1 / Chapter CHAPTER I --- INTRODUCTION --- p.3 / Scope of Study and Topics for Discussion --- p.4 / Research Methodology --- p.5 / Chapter CHAPTER II --- SOME CONCEPTS ON COLLECTIVE INVESTMENT --- p.6 / Definitions of Collective Investment --- p.6 / Functions of Collective Investment --- p.6 / Professional management --- p.7 / Risk diversification --- p.7 / Liquidity and savings of transaction costs --- p.7 / Entry to Overseas Markets --- p.8 / Regulations and Disclosure --- p.8 / Record Keeping --- p.9 / Challenges to CIS --- p.9 / The Product --- p.10 / Chapter CHAPTER III --- THE COLLECTIVE INVESTMENT FUND MARKET IN HONG KONG --- p.13 / The Developments Of The Equity Market In Hong Kong --- p.13 / A Brief History Of The Hong Kong Stock Market --- p.13 / Capital Raising At The Stock Market --- p.15 / Regulatory Environment --- p.16 / Market Size & Growth Of CIS --- p.20 / Market Development --- p.20 / Boom and Bust in the Past Two Years --- p.21 / Market Prospects --- p.24 / Near Future --- p.24 / Competition --- p.25 / Distribution --- p.27 / Chapter CHAPTER IV --- THE STRUCTURE OF COLLECTIVE INVESTMENT SCHEMES --- p.28 / Mutual Fund Vs Unit Trust --- p.28 / Open-end Vs Closed-end Funds --- p.29 / Constituents of a CIS --- p.31 / Trustee/Custodian --- p.31 / Investment Advisor --- p.32 / Fiduciary Duty and Conflicts of Interest --- p.32 / Chapter CHAPTER V --- THE REGULATORY ENVIRONMENT IN HONG KONG --- p.34 / Authorization --- p.35 / The Fit and Proper Rule --- p.37 / Fund Manager --- p.37 / Trustee/Custodian --- p.38 / Information Disclosure --- p.39 / Constitutive Document --- p.39 / Offering document --- p.40 / Continuing Obligations --- p.41 / Promotion --- p.42 / Investment Restrictions --- p.42 / Conflicts of Interest --- p.43 / Tax --- p.44 / Recognized Jurisdictions --- p.45 / Specialized Funds --- p.45 / Private Offerings --- p.46 / Registration --- p.46 / Fees --- p.48 / Recent Deregulatory Changes --- p.48 / Chapter CHAPTER VI --- A COMPARISON WITH OTHER JURISDICTIONS --- p.50 / Protection of Investors --- p.50 / Restrictions on Funds Promotion --- p.51 / Regulations of Operators --- p.54 / Restrictions on Types of Investment --- p.56 / Investment Limits --- p.57 / Reporting and Supervision --- p.59 / Administration --- p.60 / Authorization of Overseas Funds --- p.61 / Chapter CHAPTER VII --- FUND ECONOMICS --- p.65 / Revenues For A Manager --- p.65 / Front end fee --- p.65 / Back End Fee --- p.66 / Management Fee --- p.67 / Performance Fee --- p.67 / Rebate From Brokers --- p.70 / Costs to Fund Investors --- p.73 / Transaction Costs --- p.74 / Trustee/Custodian Fees --- p.75 / An Illustration of the Costs to the Fund Investors --- p.76 / Break-Even Analysis For A New Fund House --- p.77 / Chapter CHAPTER VIII --- OPERATING ISSUES --- p.79 / Performance --- p.79 / Herd instincts --- p.79 / Operating Scale --- p.80 / Chapter CHAPTER IX --- CONCLUSIONS --- p.82 / TABLES --- p.84 / APPENDIX 1 AN EXAMPLE OF PRICE QUOTES --- p.93 / APPENDIX 2 RECOGNIZED JURISDICTION SCHEMES --- p.94 / APPENDIX 3 SCHEDULE OF FEES PAYABLE TO THE SFC --- p.95 / APPENDIX 4 AMENDMENTS TO THE CODE ON UNIT TRUSTS AND MUTUAL FUNDS --- p.96 / APPENDIX 5 QUOTATION OF CUSTODIAN BANK CHARGES (BANK A) --- p.98 / APPENDIX 6 QUOTATION OF CUSTODIAN BANK CHARGES (BANK B) --- p.100 / BIBLIOGRAPHY --- p.102
3

Higher return, lower risk : the performance of unit trusts in Hong Kong.

January 1985 (has links)
by Tse Ying-tin, Wong Chi-wai, Alan. / Bibliography: leaves 68-70 / Thesis (MBA)--Chinese University of Hong Kong, 1985
4

The unit trust as an investment vehicle for local small investor : research report.

January 1983 (has links)
by Chan Chui-ping, Sin Ho-chiu. / Abstract also in Chinese / Bibliography: leaves 105-107 / Thesis (M.B.A.)--Chinese University of Hong Kong, 1983
5

A study of the unit trust industry in Hong Kong.

January 1994 (has links)
by Chan, Lap-yan, Alvin. / Includes questionnaire in Chinese. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1994. / Includes bibliographical references (leaves 55-56). / LIST OF TABLES --- p.iv / ABSTRACT --- p.v / ACKNOWLEDGEMENT --- p.vi / Chapter / Chapter I. --- INTRODUCTION --- p.1 / Chapter II. --- METHODOLOGY AND LIMITATIONS --- p.3 / Chapter III. --- DIFFERENT KINDS OF FUNDS --- p.5 / Open-ended Versus Closed-ended Fund --- p.5 / Unit Trust Versus Mutual Fund --- p.6 / No-load Versus Load Fund --- p.7 / Unit Trust Categories --- p.8 / Chapter IV. --- REGULATORY FRAMEWORK IN HONG KONG --- p.11 / The Code on Unit Trusts and Mutual Funds --- p.13 / The Code of Ethics --- p.14 / Chapter V. --- THE STRUCTURE OF UNIT TRUSTS --- p.15 / Domicile --- p.15 / Trustee --- p.16 / Management Company --- p.18 / Chapter VI. --- MARKETING OF UNIT TRUSTS IN HONG KONG --- p.19 / Sales and Redemptions Figures --- p.19 / Sales Channels --- p.21 / Fund Houses --- p.21 / Agents --- p.22 / Banks --- p.23 / Sales Process --- p.25 / Dealing Procedures --- p.26 / Switching/Redemption --- p.27 / Chapter VII. --- TRANSACTION COSTS OF DEALING IN UNIT TRUSTS --- p.30 / Charges Reflected in Bid-Offer Spread --- p.31 / Charges Reflected in NAV --- p.33 / Rounding --- p.35 / Exchange Rate Risk/Spread --- p.36 / Actual Spreads of Fund Prices --- p.38 / Chapter VIII. --- RISK AND RETURN --- p.41 / Performance Evaluation Method --- p.41 / Previous Studies --- p.43 / Sharped Index of Selected Funds in Hong Kong --- p.44 / Chapter IX. --- CONCLUSION --- p.50 / APPENDIX --- p.52 / REFERENCES --- p.55 / BILBLIOGRAPHIC READINGS --- p.56
6

Fund management company performance: a ranking approach.

January 1990 (has links)
by Ng Koon Keung Kevin, Lo Hoi Lai Joseph. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1990. / Bibliography: leaves [92]-[93] / ABSTRACT --- p.ii / TABLE OF CONTENTS --- p.iv / LIST OF TABLES --- p.vi / ACKNOWLEDGMENTS --- p.x / Chapter / Chapter I. --- INTRODUCTION --- p.1 / Chapter II. --- BACKGROUND ON THE FUNDS INDUSTRY --- p.4 / History --- p.4 / Classification of Funds --- p.9 / Organization of Funds --- p.13 / Regulations --- p.15 / Authorization Requirements --- p.17 / Unauthorized Funds --- p.18 / Pro-Cons of Funds --- p.18 / Chapter III. --- FUND MANAGEMENT COMPANY PERFORMANCE RESEARCH REVIEW --- p.20 / Introduction --- p.20 / Methodology --- p.21 / Sample period --- p.23 / Sample size --- p.23 / Results --- p.23 / Conclusion made by Citibank --- p.40 / Chapter IV. --- OBJECTIVE RANKING --- p.41 / Introduction --- p.41 / Methodology --- p.42 / Sample period --- p.44 / Sample size --- p.45 / Risk-free Rate of Hong Kong --- p.47 / Market Return --- p.48 / Analysis and Calculations --- p.50 / Results --- p.51 / Overall ranking --- p.70 / Conclusions --- p.72 / Chapter V. --- COMPARSION BETWEEN THE RESULTS OF CITIBANK RESEARCH REPORT AND THAT OF OBJECTIVE RANKING --- p.75 / Introduction --- p.75 / The factors affecting the results of the two ranking methods --- p.75 / Japan equity funds --- p.78 / Hong Kong equity funds --- p.80 / Singapore/Mai equity funds --- p.82 / Philippine equity funds --- p.83 / Asean equity funds --- p.83 / Far East equity funds --- p.85 / Overall Comparison --- p.86 / Conclusions --- p.88 / Chapter VI. --- RECOMMENDATION --- p.89 / APPENDIX 1 / BIBLIOGRAPHY
7

An overview of the unit trust industry in Hong Kong.

January 1987 (has links)
Wong Hoi-To, Wong Wai-Kee. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1987. / Bibliography: leaves 105-107.
8

Are unit trusts attractive investments?: the Hong Kong experience.

January 1987 (has links)
by Sie Kam Yung Agnes & Wong Kam Shing Eugene Lionel. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1987. / Bibliography: leaf 86.
9

The performance of mutual funds in Hong Kong.

January 2001 (has links)
Fan Chun-kong. / Thesis (M.Phil.)--Chinese University of Hong Kong, 2001. / Includes bibliographical references (leaves 69-70). / Abstracts in English and Chinese. / Abstract --- p.ii / 摘要 --- p.iii / Acknowledgment --- p.iv / Table of Contents --- p.v / Chapter Chapter 1 --- Introduction / Chapter 1.1 --- Introduction to Mutual Funds --- p.1 / Chapter 1.2 --- Thesis Organization --- p.4 / Chapter Chapter 2 --- Literature Review / Chapter 2.1 --- Measurement of Performance --- p.6 / Chapter 2.2 --- Persistence of Performance --- p.10 / Chapter Chapter 3 --- Data Description and Methodology / Chapter 3.1 --- Data Description / Chapter 3.1.1 --- Mutual Fund Database --- p.26 / Chapter 3.1.2 --- Survivorship Bias Problem --- p.31 / Chapter 3.1.3 --- Other Data Source --- p.32 / Chapter 3.2 --- Methodology --- p.33 / Chapter Chapter 4 --- Empirical Findings / Chapter 4.1 --- The Performance of Mutual Funds --- p.35 / Chapter 4.2 --- The Performance Persistency --- p.37 / Chapter 4.3 --- Simulated Investment Strategies --- p.40 / Chapter Chapter 5 --- Conclusion --- p.43 / Appendices / Appendix A Comparison on the Performance Results --- p.45 / Appendix B Spearman's Coefficient of Rank Correlation --- p.46 / Appendix C Detail Information of Mutual Funds --- p.49 / Tables / Table 1 Listing of 46 Mutual Funds --- p.52 / Table 2 Mutual Fund Database Summary Statistics --- p.53 / Table 3 Some Estimates of Survivorship Bias --- p.54 / Table 4 Comparison Between Surviving and Non-surviving Funds --- p.55 / Table 5 Regression Result: Performance of Mutual Funds / Panel A --- p.56 / Panel B --- p.57 / Table 6 The Annual Returns of Funds in Group B --- p.58 / Table 7 Ranking and Spearman Coefficient of Funds In Group B --- p.59 / Table 8 Spearman Coefficient for All Funds --- p.60 / Table 9 Comparison Between Different Simulated Investment Strategies --- p.61 / Table 10 Regression Result: Simulated Investment Strategies --- p.62 / Table A Comparison of Performance Results Between Different Studies --- p.63 / Table C1 Detail Information of the Funds --- p.64 / Table C2 Major Stocks Holding by Fund Managers --- p.65 / Figures / Figure 1 Distribution of Alphas --- p.66 / Figure 2 Distribution of Betas --- p.67 / Figure 3 Comparison Between the Annual Return of Funds' average and Hang Seng Index --- p.68 / Bibliography --- p.69
10

Investment vehicles of companies in Hong Kong

Yuen, Shu-tong., 原樹堂. January 1987 (has links)
published_or_final_version / Business Administration / Master / Master of Business Administration

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