In this thesis, components and parameters based power models (PMs) are produced to measure the power consumption (PC) of cloud radio access network (CRAN) architecture. In components PM, the power figure of each component within C-RAN is evaluated. After, this model is parametrised such that the computation complexity of each component is converted to a straightforward, but accurate method, called parameterised PM. This model compares cooling and total PC of traditional LTE architecture with C-RAN. This comparison considered different parameters such as, utilised bandwidth, number of antenna, base band units (BBUs) and remote radio heads (RRHs). This model draws about 33% reduction in power. Next, this PC model is updated to serve and exhibit the cost of integrating software defined networks (SDNs) with C-RAN. Alongside, modelling the power cost of the control plane units in the core network (CN), such as serving gateway (SGW), packet gateway (PGW) and mobility management entity (MME). Although there is power cost, the proposed model shows the directions to mitigate it. Consequently, a simplified PM is proposed for virtualisation based C-RAN. In this model, the power cost of server virtualisation by hosting several virtual machines (VMs) is shown, in a time and cost effective way. The total reduction in the PC was about 75%, due to short-cutting the number of active servers in the network. Alongside, the latency cost due to such technique is modelled. Finally, to enable efficient virtualisation technology, live migrating the VMs amongst the servers is vital. However, this advantageous situation is concurrent with VM's migration time and power cost. Therefore, a model is proposed to calculate the power cost of VM's live migration, and shows the effect of such decision upon the total PC of the network/C-RAN. The proposed work converts the complexity of other proposed PMs, to a simplified and costless method. Concurrently, the time cost is added to the imposed virtualisation's time cost to formulate the total delay expected prior to these techniques' execution.

This thesis explores a novel technique for transceiver design in future wireless systems, which is cloud radio access networks (CRANs) with single radio frequency (RF) chain antennas at each remote radio head (RRH). This thesis seeks to make three contributions. Firstly, it proposes a novel algorithm to solve the oscillatory/unstable behaviour of electronically steerable parasitic array radiators (ESPAR) when it provides multi-antenna functionality with a single RF chain. This thesis formulates an optimization problem and derives closed-form expressions when calculating the configuration of an ESPAR antenna (EA) for arbitrary signals transmission. This results in simplified processing at the transmitter. The results illustrate that the EA transmitter, when utilizing novel closed-form expressions, shows significant improvement over the performance of the EA transmitter without any pre-processing. It performs at nearly the same symbol error rate (SER) as standard multiple antenna systems. Secondly, this thesis illustrates how a practical peak power constraint can be put into an EA transceiver design. In an EA, all the antenna elements are fed centrally by a single power amplifier. This makes it more probable that during use, the power amplifier reaches maximum power during transmission. Considering limited power availability, this thesis proposes a new algorithm to achieve stable signal transmission. Thirdly, this thesis shows that an energy efficiency (EE) optimization problem can be formulated and solved in CRANs that deploy single RF chain antennas at RRHs. The closed-form expressions of the precoder and power allocation schemes to transmit desired signals are obtained to maximise EE for both single-user and multi-user systems. The results show that the CRANs with single RF chain antennas provide superior EE performance compared to the standard multiple antenna based systems.

De nos jours, la demande en trafic mobile a considérablement augmenté. Face à cette croissance, plusieurs propositions font l'objet d'étude pour remédier à un tel défi. L’architecture des réseaux d’accès de type Cloud (C-RAN) est l’une des propositions pour faire face à cette demande croissante, et constitue une solution candidate potentielle pour les réseaux futurs 5G. L'architecture C-RAN dissocie deux éléments principaux de la station de base: La BBU ou ``Baseband Unit", qui constitue une unité intelligente pour le traitement des données en bande de base, et le RRH ou ``Remote Radio Head", constituant en une antenne passive pour fournir l'accès aux utilisateurs (UEs). Grâce à l’architecture C-RAN, les BBUs sont centralement regroupées, alors que les RRHs sont distribués sur plusieurs sites. Plusieurs avantages sont ainsi dérivés, tels que le gain en multiplexage statistique, l’efficacité d’utilisation des ressources, et l’économie de puissance. Contrairement à l’architecture conventionnelle où chaque RRH est exclusivement associé à une BBU, dans l’architecture C-RAN, plusieurs RRHs sont regroupés en une seule BBU lorsque les conditions de charge sont faibles. Ceci présente plusieurs avantages, tel que l’amélioration en efficacité énergétique et la minimisation en consommation de puissance. Dans cette thèse, nous adressons le problème d’optimisation des associations BBU-RRH. Nous nous intéressons à l’optimisation des regroupements des RRHs aux BBUs en tenant compte de critères multiples. Plusieurs contraintes sont ainsi envisagées, tel que la réduction de la consommation d'énergie sous garantie de Qualité de Service (QoS) minimale. En outre, la prise en compte du changement du niveau d’interférence en activant/désactivant les BBUs est primordiale pour l’amélioration de l’efficacité spectrale. En plus, décider dynamiquement de la réassociation des RRHs aux BBUs sous des conditions de charges variables représente un défi, vu que les UEs connectés aux RRHs changeant leurs associations font face à des ``handovers" (HOs). / The demand on mobile traffic has been largely increasing nowadays. Facing such growth, several propositions are being studied to cope with this challenge. Cloud-Radio Access Networks Architecture (C-RAN) is one of the proposed solutions to address the increased demand, and is a potential candidate for future 5G networks. The C-RAN architecture dissociates two main elements composing the base station: The Baseband Unit (BBU), consisting in an intelligent element to perform baseband tasks functionalities, and the Remote Radio Head (RRH), that consists in a passive antenna element to provide access for serviced User Equipments (UEs). In C-RAN architecture, the BBUs migrate to a Cloud data center, while RRHs remain distributed across multiple sites. Several advantages are derived, such as statistical multiplexing gain, efficiency in resource utilization and power saving. Contrarily to conventional architecture, where each RRH is associated to one BBU, in C-RAN architecture, multiple RRHs can be embraced by one single BBU when network load conditions are low, bringing along several benefits, such as enhanced energy efficiency, and power consumption minimization. In this thesis, the BBU-RRH association optimization problem is addressed. Our aim is to optimize the BBU-RRH association schemes, taking into consideration several criteria. The problem presents many constraints: For example, achieving minimized power consumption while guaranteeing a minimum level of Quality of Service (QoS) is a challenging task. Further, taking into account the interference level variation while turning ON/OFF BBUs is paramount to achieve enhanced spectral efficiency. Moreover, deciding how to re-associate RRHs to BBUs under dynamic load conditions is also a challenge, since connected UEs face handovers (HOs) when RRHs change their associations.

Fifth Generation (5G) cellular networks will experience a thousand-fold increase in data traffic with over 100 billion connected devices by 2020. In order to support this skyrocketing traffic demand, smaller base stations (BSs) are deployed to increase capacity. However, more BSs increase energy consumption which contributes to operational expenditure (OPEX) and CO2 emissions. Also, an introduction of a plethora of 5G applications running in the mobile devices cause a significant amount of energy consumption in the mobile devices. This thesis presents a novel framework for energy efficiency in 5G cloud radio access networks (C-RAN) by leveraging cloud computing technology. Energy efficiency is achieved in three ways; (i) at the radio side of H-C-RAN (Heterogeneous C-RAN), a dynamic BS switching off algorithm is proposed to minimise energy consumption while maintaining Quality of Service (QoS), (ii) in the BS cloud, baseband workload consolidation schemes are proposed based on simulated annealing and genetic algorithms to minimise energy consumption in the cloud, where also advanced fuzzy based admission control with pre-emption is implemented to improve QoS and resource utilisation (iii) at the mobile device side, Mobile Edge Computing (MEC) is used where computer intensive tasks from the mobile device are executed in the MEC server in the cloud. The simulation results show that the proposed framework effectively reduced energy consumption by up to 48% within RAN and 57% in the mobile devices, and improved network energy efficiency by a factor of 10, network throughput by a factor of 2.7 and resource utilisation by 54% while maintaining QoS.

Fifth Generation (5G) cellular networks will experience a thousand-fold increase in data traffic with over 100 billion connected devices by 2020. In order to support this skyrocketing traffic demand, smaller base stations (BSs) are deployed to increase capacity. However, more BSs increase energy consumption which contributes to operational expenditure (OPEX) and CO2 emissions. Also, an introduction of a plethora of 5G applications running in the mobile devices cause a significant amount of energy consumption in the mobile devices. This thesis presents a novel framework for energy efficiency in 5G cloud radio access networks (C-RAN) by leveraging cloud computing technology. Energy efficiency is achieved in three ways; (i) at the radio side of H-C-RAN (Heterogeneous C-RAN), a dynamic BS switching off algorithm is proposed to minimise energy consumption while maintaining Quality of Service (QoS), (ii) in the BS cloud, baseband workload consolidation schemes are proposed based on simulated annealing and genetic algorithms to minimise energy consumption in the cloud, where also advanced fuzzy based admission control with pre-emption is implemented to improve QoS and resource utilisation (iii) at the mobile device side, Mobile Edge Computing (MEC) is used where computer intensive tasks from the mobile device are executed in the MEC server in the cloud. The simulation results show that the proposed framework effectively reduced energy consumption by up to 48% within RAN and 57% in the mobile devices, and improved network energy efficiency by a factor of 10, network throughput by a factor of 2.7 and resource utilisation by 54% while maintaining QoS.

Fifth Generation (5G) cellular networks will experience a thousand-fold increase in data traffic with over 100 billion connected devices by 2020. In order to support this skyrocketing traffic demand, smaller base stations (BSs) are deployed to increase capacity. However, more BSs increases energy consumption which contributes to operational expenditure (OPEX) and CO2 emissions. Also, an introduction of a plethora of 5G applications running in the mobile devices causes a significant amount of energy consumption in the mobile devices. This thesis presents a novel framework for energy efficiency in 5G cloud radio access networks (C-RAN) by leveraging cloud computing technology. Energy efficiency is achieved in three ways; (i) at the radio side of H-C-RAN (Heterogeneous C-RAN), a dynamic BS switching off algorithm is proposed to minimise energy consumption while maintaining Quality of Service (QoS), (ii) in the BS cloud, baseband workload consolidation schemes are proposed based on simulated annealing and genetic algorithms to minimise energy consumption in the cloud, where also advanced fuzzy based admission control with pre-emption is implemented to improve QoS and resource utilisation (iii) at the mobile device side, Mobile Edge Computing (MEC) is used where computer intensive tasks from the mobile device are executed in the MEC server in the cloud. The simulation results show that the proposed framework effectively reduced energy consumption by up to 48% within RAN and 57% in the mobile devices, and improved network energy efficiency by a factor of 10, network throughput by a factor of 2.7 and resource utilisation by 54% while maintaining QoS.

Driven by the surging need for seamless connectivity, research in the wireless communication area has dramatically evolved over the years to meet the increasing demand for data rate and seamless coverage. Such evolvement concurs with a notable increase in data traffic and the widespread of data-hungry devices, thereby inflicting stringent requirements on terrestrial networks. Despite the tremendous advances achieved through the past generations of wireless systems, almost half of the world's population remains unconnected, leading to an accentuated digital divide problem. Therefore, this work invigorates a new connectivity solution that integrates aerial and terrestrial communications with a high-altitude platform station (HAPS) to promote a sustainable connectivity landscape. The connectivity solution adopted in this thesis specifically integrates terrestrial base stations with hot-air balloons under the framework of a cloud-enabled HAPS via a data-sharing fronthauling strategy. The aerial (hot-air balloons) and terrestrial base stations, grouped into disjoint clusters, coordinate their mutual transmission to serve aerial (i.e., drones) and terrestrial users. This work studies the downlink communication from the cloud-enabled HAPS to the aerial and terrestrial users under practical system considerations, namely the limited transmit power and the limited-capacity fronthaul link, per-base station. To this end, the first part of the thesis devises a specific optimization problem that maximizes the network sum-rate while accounting for system design constraints to determine the user association strategy, i.e., user to terrestrial clusters or user to air clusters, and the associated beamforming vectors. The second part of the thesis, then, designs a different resource allocations optimization problem that accounts for the fairness among the users, thus adopting a proportionally fair scheduling scheme to assign users on frequency tones to maximize the log of the long-term average rate. On this account, the work solves a handful of non-convex intricate optimization problems using techniques from optimization theory, namely, fractional programming and $\ell_0$-norm approximation. The work consequently outlines the gains realized by providing on-demand coverage in crowded and unserved areas. Moreover, the thesis illustrates the benefits of coordinating the operations of aerial and terrestrial base stations for interference management, load-balancing, and fairness measures.

[ES] El estándar de quinta generación (5G) es la clave potencial para satisfacer el aumento exponencial en la demanda de nuevas aplicaciones, servicios y usuarios. La tecnología 5G ofrecerá una latencia extremadamente baja de 1 ms, una velocidad máxima de datos de 10 Gbit/s, una alta densidad de conexión de hasta 106 dispositivos/km2 y permitirá una alta movilidad de los dispositivos de hasta 500 km/h. En esta Tesis se proponen varias soluciones basadas en tecnologías habilitadoras para el despliegue de redes 5G. La arquitectura de la red de acceso de radio en la nube (C-RAN) se emplea junto con las técnicas de Fotónica de Microondas como una solución prometedora para generar y transmitir señales de ondas milimétricas (mmW) en la próxima generación de comunicaciones móviles. La tecnología radio sobre fibra (RoF) ha demostrado ser una buena opción para enfrentarse al desafío de la distribución inalámbrica mmW debido a la gran distancia de transmisión, el gran ancho de banda y la inmunidad a las interferencias electromagnéticas, entre algunas de las principales ventajas. Además, esta tecnología se puede ampliar con comunicaciones ópticas de espacio libre (FSO) en sistemas de radio sobre FSO (RoFSO) en las redes inalámbricas. En esta Tesis, las señales mmW se generan fotónicamente mediante modulación externa de doble banda lateral con supresión de portadora (CS-DSB) y se distribuyen a través de enlaces fronthaul híbridos RoF/FSO. Además, la generación múltiple de señales permite la distribución reconfigurable en canales multiplexados por división de longitud de onda (WDM) desde una oficina central hasta las estaciones base, y se ha evaluado el impacto de las turbulencias producidas en los canales FSO sobre las señales mmW generadas fotónicamente en términos de fluctuaciones de potencia y ruido de fase de la señal. Se propone la técnica de modulación directa de un láser (DML) como solución principal para la transmisión de datos a través de enlaces ópticos híbridos que emplean un esquema de multiplicación de frecuencias ópticas, es decir, CS-DSB, para la generación de señales de mmW. En concreto, se evalúan teórica y experimentalmente los esquemas de generación fotónica local y remoto de señales mmW y se comparan para su implementación práctica en la red frontal de la C-RAN y, además, se estudia experimentalmente el impacto de la distorsión armónica y de la intermodulación en la transmisión de datos. Igualmente, con el fin de obtener la capacidad que ofrece el DML en términos de ancho de banda, también se presenta una evaluación teórica y experimental del efecto de la dispersión de la fibra y el chirp sobre diferentes anchos de banda de señales de M-modulación de amplitud en cuadratura (QAM). No obstante, la Tesis también incluye otro enfoque para la transmisión de datos basado en el uso de otro modulador externo. En este caso, la demostración experimental de la generación de señales ópticas empleando CS-DSB y la transmisión de señales a través de fibra híbrida y red frontal FSO se completa con un enlace de antena que permite transmitir señales 5G 64/256-QAM. La investigación realizada con los sistemas CS-DSB y DSB también permiten comparar la robustez frente al desvanecimiento inducido por la dispersión cromática de la fibra. Además, se ha realizado una evaluación experimental impacto las turbulencias producidas en los canales FSO sobre las señales mmW generadas fotónicamente con diferentes distribuciones térmicas y se ha cuantificado la degradación de la señal de datos de acuerdo con las condiciones de la turbulencia. Como demostradores finales, esta Tesis incluye un sistema de transmisión full-dúplex que emplea señales 5G en enlace descendente (DL) a 39 GHz y en enlace ascendente (UL) a 37 GHz; y la transmisión de señales OFDM LTE de 60 GHz (DL) y 25 GHz (UL) sobre una infraestructura heterogénea de frontal óptico que consiste en fibra óptica de 10 km, un canal FSO de 100 m y un enlace de radio inalámbrico de 2 m. / [CA] L'estàndard de quinta generació (5G) és la clau potencial per a satisfer l'augment exponencial en la demanda de noves aplicacions, serveis i usuaris. La tecnologia 5G oferirà una latència extremadament baixa d'1 ms, una velocitat màxima de dades de 10 Gbit/s, una alta densitat de connexió de fins a 106 dispositius/km2 i permetrà una alta mobilitat dels dispositius de fins a 500 km/h. En aquesta tesi es proposen diverses solucions basades en tecnologies habilitadores per al desplegament de xarxes 5G. L'arquitectura de la xarxa d'accés de ràdio en el núvol (CRAN) s'empra junt amb les tècniques de Fotònica de Microones com una solució prometedora per a generar i transmetre senyals d'ones mil·limètriques (mmW) en la pròxima generació de comunicacions mòbils. La tecnologia ràdio sobre fibra ( RoF) ha demostrat ser una bona opció per a enfrontar-se al desafiament de la distribució sense fil mmW a causa de la gran distància de transmissió, el gran ample de banda i la immunitat a les interferències electromagnètiques, entre alguns dels principals avantatges. A més, aquesta tecnologia es pot ampliar amb comunicacions òptiques d'espai lliure (FSO) en sistemes de ràdio sobre FSO (RoFSO) en les xarxes sense fil. En aquesta Tesi, els senyals mmW es generen fotònicament per mitjà de modulació externa de doble banda lateral amb supressió de portadora (CS-DSB) i es distribueixen a través d'enllaços frontals híbrids RoF/FSO.. A més, la generació múltiple de senyals permet la distribució reconfigurable en canals multiplexats per divisió de longitud d'ona ( WDM) des d'una oficina central fins a les estacions base, i s'ha avaluat l'impacte de les turbulències produïdes en els canals FSO sobre els senyals mmW generades fotònicament en termes de fluctuacions de potència i soroll de fase del senyal. Aquest treball proposa la tècnica de modulació directa d'un làser (DML) com solució principal per a la transmissió de dades a través d'enllaços òptics híbrids que fan servir un esquema de multiplicació de freqüències òptiques, és a dir, CS-DSB, per a la generació de senyals de mmW. En concret, s'avalua teòric i experimentalment els esquemes de generació fotònica local i remota de senyals mmW i es comparen per a la seua implementació pràctica a la xarxa frontal de la C-RAN i a més, s'estudia experimentalment l'impacte de la distorsió harmònica i de la intermodulació en la transmissió de dades. Igualment, amb el fi d'obtindre la capacitat que ofereix el DML en termes d'amplada de banda, també es presenta una avaluació teòrica i experimental de l'efecte de la dispersió de la fibra i el chirp sobre diferents amples de banda de senyals de M-modulació d'amplitud en quadratura (QAM). No obstant això, la Tesis també inclou altre enfocament per a la transmissió de dades basat amb l¿ús d'altre modulador extern. En aquest cas, la demostració experimental de la generació de senyals òptics emprant CS-DSB i la transmissió de senyals a través de fibra híbrida i xarxa frontal FSO es completa com un enllaç d'antena que permet transmetre senyals 5G 64/256-QAM. La investigació realitzada amb els sistemes CS-DSB i DSB també permet comparar la seua robustesa davant l¿esvaïment induït per la dispersió cromàtica. A més, s'ha avaluat experimentalment l'impacte de les turbulències produïdes en els canals FSO sobre els senyals mmW generades fotònicament amb diferents distribucions tèrmiques i s'ha quantificat la degradació del senyal de dades d'acord amb les condicions de la turbulència. Com a demostradors finals, aquesta Tesi inclou un sistema de transmissió full-dúplex que empra senyals 5G en enllaç descendent (DL) a 39 GHz i en enllaç ascendent (UL) a 37 GHz; i la transmissió de senyals OFDM LTE de 60 GHz (DL) i 25 GHz (UL) sobre una infraestructura heterogènia de frontal òptic que consisteix en fibra òptica de 10 km, un canal FSO de 100 m i un enllaç de ràdio sense fil de 2 m. / [EN] The fifth generation (5G) standard is the potential key to meet the exponentially increasing demand of the emerging applications, services and mobile end users. 5G technology will offer an extremely low latency of 1 ms, peak data rate of 10 Gbit/s, high contention density up to 106 devices/km2 and enable high mobility up to 500 km/h. This Thesis proposes several solutions based on enabling technologies for deploying 5G networks. Cloud-radio access network (C-RAN) architecture is employed in conjunction with microwave photonics techniques as a promising solution to generate and transmit millimeter wave (mmW) signals in the next generation of mobile communications. Radio over fiber (RoF) has been demonstrated as a good option to face the challenge of mmW wireless distribution, due to long transmission distance, large bandwidth and immunity to electromagnetic interference, as some of the main advantages. Moreover, this technology can be extended with free-space optical (FSO) communications in Radio over FSO systems (RoFSO) as wireless networks. In this Thesis, mmW signals are photonically generated by carrier suppressed double sideband (CS-DSB) external modulation and distributed over hybrid RoF/FSO fronthaul links. Moreover, multiple generated signals allow reconfigurable distribution in wavelength-division multiplexed (WDM) channels from a central office to the base stations, and the impact of turbulent FSO channels on photonically generated mmW signals has been evaluated in terms of power signal fluctuations and phase noise. A directly modulated laser (DML) is proposed as a major solution for signal transmission over hybrid optical links employing optical frequency multiplication scheme, i.e. CS-DSB, for mmW signal generation. Moreover, local and remote photonic mmW signal generation schemes are theoretically and experimentally evaluated and compared for practical deployment in C-RAN fronthaul network while the impact of harmonic and intermodulation distortion on data transmission is also experimentally studied. Furthermore, for the sake of obtaining the DML usability in terms of bandwidth, theoretical and experimental evaluation of the effect of fiber dispersion and chirp over different M-quadrature amplitude modulation (QAM) signals bandwidth is also presented. Another data transmission approach based on the cascade of two external modulators is also employed in the Thesis. In this case, the experimental demonstration of optical signal generation employing CS-DSB and signal transmission over hybrid fiber and FSO fronthaul network is completed with a seamless antenna link leading to successful transmission of 64/256-QAM 5G signals. The CS-DSB and DSB schemes are also investigated for the sake of comparison in terms of robustness against fiber chromatic dispersion-induced fading. Furthermore, experimental evaluation of the impact of turbulent FSO links on photonically generated mmW signals with different thermal distributions has been performed and data signal degradation has been quantified according to the turbulence conditions. As final demonstrators, the Thesis includes a full-duplex transmission system employing 39 GHz downlink (DL) and 37 GHz uplink (UL) 5G signals over hybrid links; and 60 GHz (DL) and 25 GHz (UL) OFDM LTE signal transmission over an heterogeneous optical fronthaul infrastructure consisting of 10 km optical fiber, 100 m FSO channel and 2 m wireless radio link. / I would like to acknowledge the financial support given by Research Excellence Award Programme GVA PROMETEO 2017/103 Future Microwave Photonics and European Network for High Performance Integrated Microwave Photonics (EUIMWP) CA16220. / Vallejo Castro, L. (2022). Photonic Millimeter Wave Signal Generation and Transmission Over Hybrid Links in 5G Communication Networks [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/190253