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Deterrence and Clarity: U.S. Security Policy in the Asian-Pacific, 1950-1970

Rational deterrence theory understates the importance of declaratory policy by dismissing such as rhetoric. The theory presented here asserts that declaratory policy can provide significant information to a challenger regarding a defender's resolve. In keeping with the traditional deterrence literature, the success of deterrence is described as a function of the credibility of the deterrent threat; however, a somewhat different formulation of credibility is proposed. Credibility is explained as a combination of the balance of capabilities and the balance of interests between the challenger and defender, conditioned by the contextual risk propensity of each. Risk propensity is most important when information on the balance of capabilities and interests is either unavailable or reveals relative equality between challenger and defender. By looking to the declaratory policy of a defender, this uncertainty can be reduced. Including rather than ignoring the impact of declaratory policy provides a more accurate understanding of deterrence with important prescriptive implications for policy-makers. To assess risk propensity, a psychologically based approach is used rather than the expected utility approach more common to political science models. Based on a framework of psychological biases offered by Jervis (1976) and prospect theory as developed by Kahneman and Tversky (1979; 1982; 1984; 1992), a contextual, individually based determination of risk propensity is created. The theory is tested using a series of nine crises in the Asian Pacific from 1950 through 1970 in which the United States attempted to deter behavior by different autocratic states. Each crisis is discussed in depth with assessments provided of the significant factors suggested by the theory. The final chapter analyzes these assessments to determine whether there is empirical support for the theory. By moving away from assumptions endemic to rational choice and toward a conscious inclusion of psychological factors, a more accurate descriptive theory of practical deterrence is provided. / A Dissertation submitted to the Department of Political Science in partial
fulfillment of the requirements for the degree of Doctor of Philosophy. / Degree Awarded: Fall Semester, 2003. / Date of Defense: October 22, 2003. / Declaratory policy, contextual deterrence / Includes bibliographical references. / Dale L. Smith, Professor Directing Dissertation; James P. Jones, Outside Committee Member; William R. Van Cleave, Committee Member; Thomas M. Carsey, Committee Member; Paul R. Hensel, Committee Member.

Identiferoai:union.ndltd.org:fsu.edu/oai:fsu.digital.flvc.org:fsu_168448
ContributorsSherrill, Clifton W. (authoraut), Smith, Dale L. (professor directing dissertation), Jones, James P. (outside committee member), Cleave, William R. Van (committee member), Carsey, Thomas M. (committee member), Hensel, Paul R. (committee member), Department of Political Science (degree granting department), Florida State University (degree granting institution)
PublisherFlorida State University
Source SetsFlorida State University
LanguageEnglish, English
Detected LanguageEnglish
TypeText, text
Format1 online resource, computer, application/pdf

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