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Sample size re-estimation in active controlled non-inferiority clinical trials using a frequentist approach

In active controlled clinical trials a possible objective is to test a non-inferiority hypothesis that the experimental treatment is therapeutically not inferior to the active control within a pre-defined margin. At the design stage, the misspecification of any design parameters (e.g., the variance or treatment difference for continuous endpoints, control event rate or non-inferiority margin for binary endpoints) can lead to study power below the desired level. Sample size re-estimation (SSR) procedures protect study power by allowing sample size re-estimation based on an interim analysis using revised estimates of the design parameters.
For continuous endpoints, current approaches to SSR for non-inferiority trials focus on updating the sample size based solely on the estimated variance (blinded or unblinded) at the interim. The SSR using both sample variance and the observed treatment difference at interim in conditional power calculations is used in superiority trials. We have extended the methodology to non-inferiority trials, quantified the effect on the type I error rate, and proposed controlling it by modifying the critical value and/or stopping the trial at the interim for futility.
For binary endpoints, current approaches to SSR for non-inferiority trials focus on estimating the event rates (blinded or unblinded) at the interim and update the sample size solely on the estimated event rates at the interim without updating the non-inferiority margin. A procedure that adapts both the absolute non-inferiority margin, and sample size based on the underlying interim observed pooled (blinded) event rate, and updates non-inferiority margin again at the final analysis based on the observed estimate of the event rate in control group at the end of the study is proposed.
Our simulation results show the proposed adaptive procedures for extending a study by adding sample size, if necessary, preserve the overall type I error rate and maintain desired power. Combining sample size re-estimation methods with early stopping rules for continuous endpoints and adapting non-inferiority margins for binary endpoints could increase study flexibility, scope, and efficiency of non-inferiority trials.
The proposed methodologies can be used for designing efficient two-stage non-inferiority trials with sample size re-estimation in active controlled non-inferiority clinical trials.

Identiferoai:union.ndltd.org:bu.edu/oai:open.bu.edu:2144/49300
Date20 September 2024
CreatorsGuo, Wei
ContributorsMassaro, Joeseph
Source SetsBoston University
Languageen_US
Detected LanguageEnglish
TypeThesis/Dissertation

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