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Considerations for Identifying and Conducting Cluster Randomized Trials / Considerations For Identifying and Conducting Cluster Trials

Background: The cluster randomized trial design randomly assigns groups of people to different treatment arms. This dissertation aimed to (1) develop machine learning algorithms to identify cluster trials in bibliographic databases, (2) assess reporting of methodological and ethical elements in hemodialysis-related cluster trials, and (3) assess how well two covariate-constrained randomization methods balanced baseline characteristics compared with simple randomization.
Methods: In study 1, we developed three machine learning algorithms that classify whether a bibliographic citation is a CRT report or not. We only used the information available in an article citation, including the title, abstract, keywords, and subject headings. In study 2, we conducted a systematic review of CRTs in the hemodialysis setting to review the reporting of key methodological and ethical issues. We reviewed CRTs published in English between 2000 and 2019 and indexed in MEDLINE or EMBASE. In study 3, we assessed how well two covariate-constrained randomization methods balanced baseline characteristics compared with simple randomization.
Results: In study 1, we successfully developed high-performance algorithms that identified whether a citation was a CRT. Our algorithms had greater than 97% sensitivity and 77% specificity in identifying CRTs. For study 2, we found suboptimal conduct and reporting of methodological issues of CRTs in the hemodialysis setting and incomplete reporting of key ethical issues. For study 3, where we randomized 72 clusters, constraining the randomization using historical information achieved a better balance on baseline characteristics than simple randomization; however, the magnitude of benefit was modest.
Conclusions: This dissertation's results will help researchers quickly identify cluster trials in bibliographic databases (study 1) and inform the design and analyses of future Canadian trials conducted within the hemodialysis setting (study 2 & 3). / Thesis / Doctor of Philosophy (PhD) / The cluster trial design randomly assigns groups of people to different treatment arms rather than individuals. Cluster trials are commonly used in research areas such as education, public health, and health service research. Examples of clusters can include villages/communities, worksites, schools, hospitals, hospital wards, and physicians. This dissertation aimed to (1) develop machine learning algorithms to identify cluster trials in bibliographic databases, (2) assess reporting of methodological and ethical elements in hemodialysis-related cluster trials, and (3) identified best practices for randomly assigning hemodialysis centers in cluster trials. We conducted three studies to address these aims. The results of this dissertation will help researchers quickly identify cluster trials in bibliographic databases (study 1) and inform the design and analyses of future Canadian trials conducted within the hemodialysis setting (study 2 & 3).

Identiferoai:union.ndltd.org:mcmaster.ca/oai:macsphere.mcmaster.ca:11375/26638
Date January 2021
CreatorsAl-Jaishi, Ahmed
ContributorsGarg, Amit, Health Research Methodology
Source SetsMcMaster University
Languageen_US
Detected LanguageEnglish
TypeThesis

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