62 Legal instruments of client protection on financial markets Abstract The thesis deals with the protection of the client on the financial market. The issue is regulated by a lot of legislation, especially European legislation. This work therefore brings a comprehensive overview of the most important ones, which also illustrates the increased interest of the legislator in this issue in recent years and the turnover of interest towards client protection. Describing is also part dealing with entities that act to protect the client in the financial markets. These descriptive parts are at work in particular to better understand the adoption of financial market regulations and also to define the functions of individual entities. It also deals with individual legal instruments of client protection on the financial market. Emphasis is placed on the legal instruments referred to in the Act on Undertaking on the Capital Market relating to investment firms, with the exception of the institute of prior consent, which is illustrated on a banking license. Legal instruments of client protection on the financial market are subjected to a critical analysis of the ratio of the degree of client protection on the financial market and the costs associated with compliance of these instruments by investment firms. Thematically...
| Identifer | oai:union.ndltd.org:nusl.cz/oai:invenio.nusl.cz:411533 |
| Date | January 2020 |
| Creators | Toman, Tomáš |
| Contributors | Kohajda, Michael, Sejkora, Tomáš |
| Source Sets | Czech ETDs |
| Language | Czech |
| Detected Language | English |
| Type | info:eu-repo/semantics/masterThesis |
| Rights | info:eu-repo/semantics/restrictedAccess |
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