Thesis (M.S.)--University of Hawaii at Manoa, 2007. / Includes bibliographical references (leaves 44-45). / viii, 45 leaves, bound ill. 29 cm

Thesis (M.EngSc. )--Edith Cowan University, 2006. / Submitted to the Faculty of Computing, Health and Science. Includes bibliographical references.

Thesis (Ph.D.)--University of Nebraska-Lincoln, 2006. / Title from title screen (site viewed May 23, 2007). PDF text: viii, 166 p. : ill. ; 0.85Mb UMI publication number: AAT 3236908. Includes bibliographical references. Also available in microfilm and microfiche formats.

Augmenting the level of integration for a lower cost and enhancing the performance of the optical devices have turned out to be the focus of many research studies in the last few decades. Many distinct approaches have been proposed in a significant number of researches in order to meet these demands. Optical planar waveguides stand as one of vital employed approach in many studies. Although, their low propagation loss, and low dispersion, they suffers from high power losses at sharp bends. For this reason, large radius of curvature is required in order to achieve high efficiency and compromise the high level of integration. For the purpose of this research, in this thesis different ways to improve the performance of optical microcavity ring resonators (MRRs) have been thoroughly investigated and new configurations have been proposed. The Multiresolution Time Domain (MRTD) technique was further developed and employed throughout this thesis as the main numerical modelling technique. The MRTD algorithm is used as a computer code. This code is developed and enhanced using self built Compaq Visual Fortran code. Creating the structure and Post-processing the obtained data is carried out using self built MATLAB code. The truncating layers used to surround the computational domain were Uniaxial Perfectly Matched Layers (UPML). The accuracy of this approach is demonstrated via the excellent agreement between the results obtained in literature using FDTD method and the results of MRTD. This thesis has focused on showing numerical efficiency of MRTD where the mesh size allowed or the total number of computed points is about half that used with FDTD. Furthermore, the MRR geometry parameters such as coupling gap size, microring radius of curvature, and waveguide width have been thoroughly studied in order to predict and optimise the device performance. This thesis also presents the model analysis results of a parallel-cascaded double-microcavity ring resonator (PDMRR). The analysis is mainly focus on the extraction of the resonant modes where the effect of different parameters of the structure on transmitted and coupled power is investigated. Also, accurate analysis of 2D coupled microcavity ring resonator based on slotted waveguides (SMRR) has been thoroughly carried out for the purpose of designing optical waveguide delay lines based on slotted ring resonator (SCROW). The SCROW presented in this thesis are newly designed to function according to the variation of the resonance coupling efficiency of a slotted ring resonators embedded between two parallel waveguides. The slot of the structures is filled with SiO2 and Air that cause the coupling efficiency to vary which in turn control both the group velocity and delay time of SCROW structures results from the changing the properties of the bent slotted waveguide modes which strongly depends on the slot’s position. Significant improvements on the quality factor and greater delay time have been achieved by introducing sub-wavelength-low-index slot into conventional waveguide.

M.Ing. / Lightwave systems used in the core transport network of telecommunication systems operate in the second transmission window. The 1550 nm wavelength region exhibits the lowest attenuation coefficient, thus expanding the repeater distance in the network. However, the influence of the large dispersion coefficient associated with the second transmission window limits the operating speed of the network to 2.5 Gbit/s or less. In order for the network to operate at higher bit-rate, a dispersion management scheme is needed. In this research, the performance of negative dispersion fibre used as a dispersion compensating module is investigated. The negative dispersion fibre used in this study was the AVANEX PureForm DCM. The dispersion coefficient of the DCM measured at 1525 nm, 1545 nm and 1565 nm were given as -918 , -987 and -1047 respectively. The optimal operating condition of the DCM was obtained by considering various dispersion management configurations i.e. post-compensation, pre-compensation and symmetric compensation. The DCM was tested on a single span, single channel system operating at a speed of 10 Gbit/s with the transmitting wavelength of 1551.2 nm, over 60 km of convention single mode fibre. Furthermore, the performance of the system at 55 km and 65 km were also used to examine the results for the over- and under compensation links respectively. The results obtained for 100% dispersion cancellation for the pre-, post- and symmetric configuration showed an increase in the extinction ratio of 2.09 dB, 2.72 dB and 2.37 dB respectively. Similarly, the Q-factor was estimated to equal 13.67, 11.296 and 13.167 respectively. The results indicate similar performance for all the configurations considered, analysis of the eye-diagrams reveals that the post-compensation configuration would ultimately yield the best results. This is due to the fact that eye diagram recovered from this setup has minimal deformation. The experiments for an extremely over-compensated link, i.e. 40 km, showed an increase from 9.49, obtained with no compensation, to 10.63. However, for the extremely under-compensated link i.e. 80 km, the extinction ratio only manages to improve from 4.88 dB to 8.63 dB.

L’objet de cette thèse est l’étude de la distribution quantique de clés, une primitive cryptographique qui permet à deux utilisateurs distants de générer une quantité arbitraire de clé secrète et cela y compris en présence d’un espion, sous réserve qu’ils partagent un secret initial. Nous restreignons notre étude aux protocoles employant des variables continues et démontrons expérimentalement une implémentation entièrement fibrée fonctionnant à 80 km sur une fibre dédiée en prenant en compte toutes les imperfections expérimentales connues. Pour atteindre une telle distance de fonctionnement, nous avons mis au point des codes correcteurs d’erreurs spécifiques fonctionnant près de la limite théorique de Shannon dans des régimes de faible rapport signal à bruit. Nous envisageons également la possibilité d’attaques par canaux cachés qui ne sont donc pas prises en compte dans la preuve de sécurité du système et proposons des contre-mesures. Enfin, nous étudions la compatibilité de notre système avec des canaux de communication intenses qui se propagent sur la même fibre optique. / This thesis focuses on a cryptographic primitive that allows two distant parties to generate an arbitrary amount of secret key even in the presence of an eavesdropper, provided that they share a short initial secret message. We focus our study on continuous-variable protocols and demonstrate experimentally an all-fiber system that performs distribution of secret keys at 80 km on a dedicated fiber link while taking into account all known imperfections. We could extract secret keys at such a distance bydesigning specific error correcting codes that perform very close to Shannon’s bound for low signal to noise ratios. We also consider side-channel attacks that are not taken into account into the system security proof and propose some countermeasures. Finally, we study our system compability with intense communication channels that propagate on the same optical fiber.

Dense wavelength division multiplexing (DWDM) is becoming the technology of choice for meeting the increasing bandwidth demands in optical networks. DWDM has been used to increase the capacity of long-haul optical transport systems. Efforts are being made to move DWDM into the broadband access network serving residential and business subscribers. First, a new centralized DWDM PON scheme is demonstrated for bi-directional upstream and downstream transmissions. The proposed DWDM PON scheme is implemented using optical carrier suppression and separation (OCSS) technology to generate a wavelength pair from a single laser source at the central office. This method enables the co-location of both upstream and downstream DWDM transmitters in the central office. In addition, the complexity, cost, and maintenance of the optical network unit are reduced by enabling wavelength independent operation. Second, a new multistage architecture is proposed for the delivery of information to groups of subscribers located at different distances from the central office. A 25 GHz DWDM comb is generated using OCSS technology, and error-free transmission of four 10 Gbps channels is demonstrated. Finally, a new wide area access network with bi-directional DWDM amplification using semiconductor optical amplifiers (SOAs) is demonstrated. The detrimental effect of SOA crosstalk resulting from cross gain modulation can be suppressed using a constant intensity modulation format such as differential phase shift keying (DPSK). The feasibiity of bi-directional DPSK transmission of 16 interleaved DWDM channels using an in-line SOA has been studied experimentally. In addition, the reduction of bi-directional SOA reflections has been realized by optimizing the SOA bias current and facet reflectivities.

published_or_final_version / abstract / Electrical and Electronic Engineering / Doctoral / Doctor of Philosophy

Silicon photonics has emerged in recent years as one of the leading technologies poised to enable penetration of optical communications deeper and more intimately into computing systems than ever before. The integration potential of power efficient WDM links at the first level package or even deeper has been a strong driver for the rapid development this field has seen in recent years. The integration of photonic communication modules with very high bandwidth densities and virtually no bandwidth-distance limitations at the short reach regime of high performance computers and data centers has the potential to alleviate many of the bandwidth bottlenecks currently faced by board, rack, and facility levels. While networks on chip for chip multiprocessors (CMP) were initially deemed the target application of silicon photonic components, it has become evident in recent years that the initial lower hanging fruit is the CMP's I/O links to memory as well as other CMPs. The first chapter of the thesis provides more detailed motivation for the integration of silicon photonic modules into compute systems and surveys some of the recent developments in the field. The second chapter then proceeds to detail a technical case study of silicon photonic microring-based WDM links' scalability and power efficiency for these chip I/O applications which could be developed in the intermediate future. The analysis, initiated originally for a workshop on optical and electrical board and rack level interconnects, looks into a detailed model of the optical power budget for such a link capturing both single-channel aspects as well as WDM-operation-related considerations which are unique for a microring physical characteristics. The holistic analysis for the full link captures the wavelength-channel-spacing dependent characteristics, provides some methodologies for device design in the WDM-operation context, and provides performance predictions based on current best-of-class silicon photonic devices. The key results of the analysis are the determination of upper bounds on the aggregate achievable communication bandwidth per link, identifying design trade-offs for bandwidth versus power efficiency, and highlighting the need for continued technological improvements in both laser as well as photodetector technologies to allow acceptable power efficiency operation of such systems.The third chapter, while continuing on the theme silicon photonic high bandwidth density links, proceeds to detail the first experimental demonstration and characterization of an on-chip spatial division multiplexing (SDM) scheme based on microrings for the multiplexing and demultiplexing functionalities. In the context of more forward looking optical network-on-chip environments, SDM-enabled WDM photonic interconnects can potentially achieve superior bandwidth densities per waveguide compared to WDM-only photonic interconnects. The microring-based implementation allows dynamic tuning of the multiplexing and demultiplexing characteristic of the system which allows operation on WDM grid as well device tuning to combat intra-channel crosstalk. The characterization focuses on the first reported power penalty measurements for on-chip silicon photonic SDM link showing minimal penalties achievable with 3 spatial modes concurrently operating on a single waveguide with 10-Gb/s data carried by each mode. The chapter also details the first demonstration of WDM combined with SDM operation with six separate wavelength-and-spatial 10-Gb/s channels with error free operation and low power penalties. The fourth, fifth, and sixth chapters shift in topic from the application of silicon photonics to communication links to the evolving use of silicon waveguides for nonlinear all-optical processing. The unique tight mode confinement in sub-micron cross-sections combined with the high response of silicon have motivated the development of four-wave mixing (FWM)-based processing silicon devices. The key feature of the silicon platform for these nonlinear processing platforms is the ability to finely and uniformly control the dispersive properties of the optical structures in a way that enables completely offsetting the material dispersion and achieve dispersion profiles required for effective parametric interaction of waves in the optical structures. Chapter four primarily introduces and motivates nonlinear processing in communication applications and focuses on recent achievements in non-silicon and silicon FWM platforms. Chapter five describes some of the author's contributions on parametric processing of high speed data in silicon nonlinear devices, with first of a kind demonstrations of wavelength conversion of 160-Gb/s optically time division multiplexed (OTDM) data as well as the wavelength-multicasting of a 320-Gb/s OTDM stream. The chapter then details a methodical characterization and demonstration of several record wavelength conversion experiments of data in silicon with 40-Gb/s data wavelength-converted across more than 100 nm with only 1.4-dB of power penalties as well as the wavelength and format conversion of 10-Gb/s data across up to 168 nm with sensitivity gains stemming from the format conversion of about 2 dB and a residual conversion penalty of only 0.1 dB, achieved by implementing an improved experimental setup. Both experiments highlight the performance uniformity of the conversion process for a wide range of probe-idler detuning settings, showcasing the silicon platform's unique broadband phase matching properties. The sixth chapter presents a slight shift in motivation for parametric processing from traditional telecom-wavelength applications to functionalities developed targeting mid-IR operation. Parametric-processing in the silicon platform at long wavelengths holds large potential for performance improvements due to the elimination of two-photon absorption in silicon at long wavelengths as well as silicon's dispersion engineering capabilities which uniquely position the silicon platform for effective phase matching of significantly wavelength detuned waves. Four-wave mixing signal generation and reception at mid-IR wavelengths are attractive candidates for tunable flexible operation with modulation and detection speeds which are currently only available at telecom wavelengths. With this vision in mind, several contributions detailing extension of FWM functionalities in silicon to operate at wavelengths close to 2 μm with performance equivalent to much smaller detuning setting measurements. The contributions detail the experimental demonstration of the first silicon optical processing functionalities achieved at such long wavelengths including the wavelength conversion and unicast of 10-Gb/s signals with up to 700 nm of probe-idler detuning, the combined two-stage 10-Gb/s FWM-link in which both data generation and detection at 1900 nm is facilitated by parametric processing in silicon with only 2.1-dB overall penalty, the first ever 40-Gb/s receiver at 1900 nm based on a FWM stage for simultaneous temporal demultiplexing and wavelength conversion, and lastly, the demonstration of a 40-Gb/s FWM-link operation with only 3.6 dB of penalty. The chapter concludes with a short discussion on possible extensions to enable silicon parametric processing at even longer wavelengths targeting the mid-IR spectral transmission window of 3-5 μm.

Zhao Jian. / Thesis (M.Phil.)--Chinese University of Hong Kong, 2004. / Includes bibliographical references (leaves 61-68). / Abstracts in English and Chinese. / Chapter 1. --- INTRODUCTION --- p.1 / Chapter 1.1. --- Applications Background - wdm Transmission Systems --- p.1 / Chapter 1.1.1. --- Long-haul WDM Transmission Systems --- p.3 / Chapter 1.1.2. --- OTDM/WDM Transmission Systems --- p.4 / Chapter 1.2. --- Spectrum-slicing Multi-wavelength Sources --- p.6 / Chapter 1.3. --- Introduction of Super-continuum Generation --- p.9 / Chapter 1.4. --- Outline of this Thesis --- p.13 / Chapter 2. --- PRINCIPLES OF SUPER-CONTINUUM GENERATION --- p.15 / Chapter 2.1. --- Super-continuum in Anomalous Dispersive Fiber --- p.17 / Chapter 2.2. --- Super-continuum in Dispersion Decreasing Fiber --- p.21 / Chapter 2.3. --- super-continuum in normal dispersive fiber --- p.23 / Chapter 2.4. --- Super-continuum in Dispersion Flattened and Dispersion Decreasing Fiber --- p.25 / Chapter 2.5. --- Conclusions --- p.27 / Chapter 3. --- OPTIMAL ANALYSIS OF SUPER-CONTINUUM SOURCES OPERATING IN NORMAL DISPERSIVE FIBERS --- p.29 / Chapter 3.1. --- Numerical Model --- p.31 / Chapter 3.2. --- Broadened Spectrum Width --- p.33 / Chapter 3.2.1. --- Broadened Spectrum Width without High-order Dispersion and High-order Nonlinearities --- p.33 / Chapter 3.2.2. --- Influence of High-order Dispersion and High-order Nonlinearities --- p.37 / Chapter 3.3. --- Quality of the Pulses Sliced from SC Spectrum --- p.40 / Chapter 3.3.1. --- Principles --- p.40 / Chapter 3.3.2. --- Influence of Some Parameters on the System Performance of SC Sources --- p.49 / Chapter 3.3.2.1. --- Influence of N --- p.49 / Chapter 3.3.2.2. --- Influence of the Slicing Filter Width --- p.52 / Chapter 3.3.2.3. --- Influence of the Input Peak Power --- p.55 / Chapter 3.4. --- Conclusions --- p.57 / Chapter 4. --- SUMMARY AND FUTURE WORK --- p.59 / BIBLIOGRAPHY --- p.61 / APPENDIX-PUBLICATIONS --- p.68