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Between Fighting and Serving: How Existential Motivations Shaped Combat Participation in the Donbas War in UkraineShapovalov, Miroslav 01 January 2021 (has links) (PDF)
The project studies enlistment into Pro-Government Militia groups (or PGMs) in the context of modern armed conflicts. While PGMs as armed groups are getting an increased attention, very little insight has been generated regarding the circumstances under which pro-government combatants choose to join PGMs over the army. I develop survey tools, a survey experiments and a series of semi-structured interviews to study individual-level factors affecting recruitment dynamics in Ukraine, the country that successfully employed PGMs to defend itself against Russian hybrid aggression. The inquiry tests for the role of such factors as trust in the army, emotions, and subjective individual reasons (existential desires), and is aimed at helping policy makers and military analysts better understand combatants' motivation to join the fight and the potential of grassroots mobilization in the context of well-developed Western societies. The results offer several insights. The interview analysis reveals that the ex-combatants situate their choice within a dichotomy of "fight" vs. "serve". These self-identified fighters are driven to PGMs by their existential need for excitement, meaning or the need to "reinvent" themselves. Other most-cited reasons include the lack of trust in the army and informal communitarian obligations before the nation as opposed to the state. On the national level, results of an emotion-based survey experiment suggest that the respondents who experience pride as a result of recent conflict developments are more likely to support potential conflict participation of their friends and family. In contrast, self-efficacious, highly motivated individuals, are interested in joining PGMs as a way to fight for their home while not being constrained by army bureaucracy.
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Small Intrusions, Powerful Payoff: Shaping Status Relationships Through Interstate Intrusions and ResponsesKerschner, Logan 01 January 2021 (has links) (PDF)
Intrusions are the intentional unauthorized violation of a state's sovereign territory or claimed space (e.g., air defense identification zone, exclusive economic zone) by assets controlled by another state. Intrusions are one of the most common military interactions between major powers. Yet, intrusions are poorly understood by security studies scholars. To the extent that they are addressed in the literature, they are usually understood through the lens of coercive signaling. However, most intrusions lack the requisite components for this coercive signaling such as competing political objectives, associated demands, and the necessary risk to demonstrate resolve. As a result, most intrusions are left unexplained by the literature. This dissertation argues that states use intrusions and responses to intrusions to assert their relative status in bilateral relationships. Leaders that are dissatisfied with their state's status in relation to another country are more likely to exhibit a pattern of escalated intrusions or responses to intrusions as a means of reframing the status relationship. The study tests these hypotheses using case studies centered on Chinese and Russian leaders vis-a-vis the United States. The cases were constructed using interviews with current and former senior officials as well as archival resources (some recently declassified). These findings are important. They provide insight on how states communicate and compete for status as well as the role of intimidation and deference in interstate relationships. The findings also help clarify how and why leaders today are using intrusions such as Xi Jinping in the South and East China Seas and Vladimir Putin's resumption of long-range bomber patrols against the United States and other NATO countries.
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Cute Panda or Evil Dragon? Market Economy, Conflict Behavior and China's Peaceful RiseCao, Xiongwei 01 January 2020 (has links) (PDF)
China has two contrasting images in the West: a cute panda and an evil dragon. In recent years, a near-consensus seems to be forming among policy makers in Washington that the People's Republic of China (PRC) is more of an evil dragon than a cute panda, using "sharp power" to threaten U.S. interests and world peace. The PRC is regarded by the current U.S. administration as a "strategic competitor," and a new Cold War seems to be looming between the world's two largest economies. Is the rise of China destined to cause conflicts or even war? After analyzing the conflict behavior of the PRC documented in the Correlates of War project's Militarized Interstate Dispute dataset (v4.3), this research shows that China's rise does not seem to make conflict more likely. Instead, with the growth of its power, Beijing has become increasingly reluctant to use force against other states. Drawing on the economic norms theory, the author argues that the development of the capitalist-market economy since late 1970s has fundamentally changed China's economic conditions, social norms and political culture. This transformation has helped the PRC form increasing interests in maintaining a robust global marketplace and a peaceful world order, thus making war or serious conflicts with other nations almost unimaginable. Currently, China is more a panda rather than a dragon. However, the West needs to remember that though vegetarian and non-predatory, pandas are bears with sharp teeth and nails. When pressured and cornered, they can be dangerous. The misunderstanding and fear of China, rather than the rise of China itself, is the real cause of the recent rise of US-China frictions.
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Improving Foreign Militaries -- The Effects of U.S. Military Aid in the Form of International Military Education and Training ProgramsFabian, Sandor 01 January 2020 (has links) (PDF)
Great powers have often sought to achieve their strategic goals through the allocation of military aid. The United States is no exception, as it has frequently used military aid to influence the policies and military capacity of its allies and partners. However, our understanding of the effects of US military aid on the conflict behavior of recipient states - and especially the mechanisms underlying these effects - remains poorly understood. The results of previous studies of U.S. military aid are often contradictory, and are mostly based on over-aggregated, country-level data. In this dissertation, I argue that examining the individual-level effects will give us a better understanding of the mechanisms underlying country-level associations between US military aid and recipient behavior. I examine three research questions related to the manner in which military aid influences conflict in recipient countries. First, I explore the individual effects of U.S. IMET using semi-structures in-depth interviews and an original survey of Hungarian military officers and non-commissioned officers. This paper investigates the transmission of professional values and "democratic" norms to individual participants through the U.S. IMET programs. Second, I investigate the effects of U.S. IMET participation on civil conflict duration. I argue that government forces with more robust U.S. IMET participation will accumulate more and better military human capital, which incentivize rebels to hide and minimize their operations leading to a prolonged civil conflict. Finally, while exploring recipient states international conflict behavior I theorize that American educated and trained foreign military personnel return home with a better understanding about the role of the military as an instrument of national power, civil-military relations, the value of cooperation and the cost of war. I argue that these military personnel advise their political masters against the use of military force during international disputes leading to a decreased probability of MID initiation. I find support for each of the main arguments presented in the dissertation. Overall, this dissertation represents one of the first attempts to move beyond country-level data and explore the micro-foundations of US military assistance.
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Group Level Cues and The Use of Force in Domestic and Foreign Policy ContextsMitkov, Zlatin 01 January 2021 (has links) (PDF)
To what extent do elite and social group cues affect the public's willingness to embrace their leader's actions during domestic and international security crises? Studies traditionally have focused on top-down elite cue-driven models to study how the public's attitudes are influenced during international and domestic security crises, largely disregarding the bottom-up effects social peer groups can have on individuals' attitudes. This is problematic as the public is regularly exposed to cue messages from elites and social peer groups, both of which are expected to help determine how successful leaders will be in mobilizing public support on a tactical level. To address this dissertation, conducted three studies drawing on prospect theory and audience costs evaluating to what extend elite and social group cues are able to moderate the American and Indian public's willingness to support or oppose the use of force in the context of humanitarian interventions, trade disputes, international and domestic security crises. Relying on ten survey experiments, the results from the three studies present robust evidence that the tactical use of elite and social group cues is not particularly effective as these information signals are unable to consistently induce preference shifts among the public during domestic and international security crises.
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Security Dynamics in West Africa: The Interplay of Ecology, State Legitimacy, and Corruption on State StabilityBanini, Daniel 01 January 2021 (has links) (PDF)
West Africa's dominant sources of security threats have shifted in the past 20 years from large-scale civil wars to low-intensity conflicts previously unaccentuated. This dissertation takes on three of these new security threats; a) crop farmer (farmer) and animal herder (herder) tensions, b) small arms proliferation, and c) corruption and security. The clashes between farmers and herders have assumed significant security dimensions in the past decade, yet, we have a limited understanding of the conflict processes. I examined farmer-herder contestations in chapter two from climate-change conflict nexus and common-pool resource (CPR) governance perspectives. First, I argue that the recent farmer-herder skirmishes are evidence of climate volatility, positing that extreme climatic factors have contributed to these clashes' frequency and severity. Second, I assess how local CPR regimes in the conflict hotspots exacerbate the tension by considering these resources' social embeddedness and the implications of different user stratifications. The analysis draws on detailed interview data gathered in the conflict hotspots in the Kwahu enclave in the Eastern Region of Ghana in 2020 to explain the mechanisms. The climate-conflict literature has developed an affinity for large-N approaches, with few studies emphasizing qualitative methods. Qualitative approaches can emphasize location-specific conditions of the conflict dynamics to illustrate variations at the micro-level. For which no quantitative data exist, for instance, power relations between groups or CPR design principles to cope with the exigencies of climate extremes and intergroup tensions, fieldworks or interview approaches can provide better contextualization. They can pinpoint the broader causal dynamics critical for understanding climate–conflict links but are easily ignored by methods focusing on the narrow relationships between mainly two variables. The study reveals that a) seasonal variability affects farmer-herder conflicts, with the intensity (frequency and fatality) peaking during the heart of the drought period and b) ambiguous CPR governance regimes and weak land rights also feature prominently as the conflict driver. The third chapter investigates how state legitimacy influences the demand for small arms and light weapons (SALW) and how this, in effect, provokes conflicts in the West African subregion. Specifically, I evaluate the Economic Community of West African States' (ECOWAS) nonproliferation regime on small arms. I argue that the state's legitimacy is the mechanism that determines if it will import arms outside the legal routes and if conflict will follow. The analysis uses qualitative evidence of SALW proliferation data with a state legitimacy index to explain the tendency to comply with the collective security agreement. The second part uses case studies about Ghana, Côte d'Ivoire (CD1), and Nigeria to draw further inferences on how state legitimacy crises induce small arms demands and undermine compliance with the nonproliferation agreement. The findings reveal that state legitimacy bodes well for not acquiring arms outside the legal channels. The evidence also suggests that state capacity, an essential mechanism in treaty compliance, has little impact on states' ability to implement the regime. State capacity plays a marginal role because countries with domestic legitimacy problems acquired arms with little adherence to the security regime because of 'insecurity and the constant need to be on high alert. This makes state capacity a secondary factor as countries decide not to enforce the regime rules because of domestic legitimacy problems. In Ghana, state legitimacy pointed in the direction of compliance, while in CDI and Nigeria, diminished state legitimacy led to conflict, reducing the ability to implement the regime. Chapter four explores links between political corruption, and national security, using Boko Haram in Nigeria as a case study. I argue that corruption is a security problem because it diverts resources away from national security issues, predisposes resource distribution to patronage networks that co-opt state institutions, and distorts counterinsurgency success. The empirical analysis, drawn from micro-qualitative evidence from financial statements, military records, and terrorism data, finds that corruption enervated military capacity while strengthening insurgency effectiveness. This study makes links between corruption and insurgency in a novel way and expands our grasp of what makes counterinsurgency successful. Chapter five summarizes the general findings and reveals how the project contributes to our understanding of security dynamics in the West African subregion. Overall, the evidence illustrates that it is difficult to provide security without some fundamental government legitimacy, governance effectiveness, and more importantly, without considering how ecological scarcity, which has become more pronounced recently, threatens security nationally and at the micro-levels.
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Military Political Influence: How Military Leaders Interact with the Public Political SpaceSpolizino, Thomas 01 January 2021 (has links) (PDF)
Recent tensions in US civil-military relations point to a potential sea-change in the way US military officers interact with the public political space. This study considers that relationship with three linked papers. It considers the partisanship of officers, using a novel survey of 471 US Army officers and cadets to determine the political inclinations and activity of that group as well as to assess the willingness of officers to use force internationally. It uses a separate, nationally representative, survey experiment to weigh the influence of military conditions on public opinion regarding the use of force in international crises. The study finds that officers are, in fact, highly influential in US politics, but remain unlikely to use that influence. It finds that officers remain true to their professional ethics both externally by refraining from political action and internally by developing politically moderate views. It also finds that service as an officer has a moderating effect on an individual's willingness to use force, so that initial selection effects which make the officer population initially more hawkish are moderated over time. It finally reinforces the potential political impact of officers by showing that the conditions they establish internationally have a significant impact on the way the public views the use of force during international crises. Through these three findings, this work makes a contribution to the civil-military relations sub-field, specifically that work considering the civil-military relations gap and provides confidence in the military institution.
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Dimensions of State Fragility: Determinants of Violent Group Grievance, Political Legitimacy, and Economic CapacityChristensen, Jason 01 January 2017 (has links)
State fragility has severe political implications. In the literature, fragile states have been referred to as "chaotic breeding grounds" for human rights violations, terrorism, violent extremism, crime, instability, and disease (Patrick 2011, 3-4). International organizations have also expressed concern regarding the potential of "fragile states" to disrupt collective security as threats such as transnational terrorism and human displacement from violent conflict have the potential to permeate borders (Patrick 2011, 5). This research project aims at extending our understanding of state fragility by examining three distinct dimensions of state fragility proposed in the literature: i) state authority, ii) state legitimacy, and iii) state capacity. I narrow the scope of these dimensions by focusing on 1) violent group grievance, 2) political legitimacy, and 3) state economic capacity, respectively. The first dimension, state authority, is related to a government's control of unlawful intrastate violence. The second dimension, legitimacy, is linked to the public acceptance of the right of an authority to govern law through its practice and influence (Weber 1958, 32-36; Gilley 2006, 48; Connolly 1984, 34). The third dimension, capacity, represents a state-society relationship characterized mainly by the state's ability to provide public goods and protection of citizens and residents from "harm" such as natural disasters and economic downfalls (Grävingholt, Ziaja, and Kreibaum 2012, 7). This dissertation examines each of these dimensions using quantitative analyses based on large-N datasets and cross-sectional longitudinal models to fill gaps in the literature on state fragility. In particular, I hypothesize 1) number of refugees increases the level of intrastate violent group grievance (state authority), 2) state human rights violations decreases popular support and thus public perceptions of state legitimacy, and 3) population constraints, such as food insecurity and disease increase economic decline and thus compromise the state's economic capacity. Internal violence, loss of legitimacy, and a weakened economy may increase levels of state fragility. Each of these three studies controls for alternative explanations and covers the time period between 2006 and 2014. The analysis results confirm the main hypotheses of this study and are expected to offer a more concise conceptual framework of state fragility, and better empirical understanding of potential contributors to state fragility.
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Exogenous Shocks and Political UnrestNurmanova, Didara 01 January 2019 (has links)
This dissertation explores the role of exogenous shocks such as economic shocks and natural disasters in producing political unrest in the form of anti-government protests and ethnic riots. It is integrated by three articles, each covering a different topic. The first article argues that economic shocks play a crucial role in protest mobilization in rentier states conditional on weaker repressive capacity or higher taxation. Empirically, it conducts a cross-national study of high resource-dependent states in the period of 1995-2014. The second article contends that there is a variation in the degree to which a country's regions are exposed to economic shocks. Higher regional exposure to economic shocks is argued to increase the likelihood of regional anti-government protests in competitive autocracies. The argument is tested in a subnational analysis of Russia using an original dataset of regional anti-government protest and regional economic data in the period of 2007-2015. The third article develops a theory of natural disasters and ethnic riots. It argues that climate-induced meteorological disasters increase the chances of ethnic riots because of declined state capacity that creates uncertainty about enforcement of existing ethnic contracts. The feelings of uncertainty result in a strong group categorization, stereotyping, and polarization. The argument is tested in a subnational study of Hindu-Muslim riots in Indian states in the period of 1951-2015. The results of the studies in this dissertation offer three key findings: (1) higher resource rents lower protest likelihood in autocratic rentier states with higher repressive capacity; (2) regional unemployment is a strong predictor of anti-government protest; (3) natural disasters in the form of precipitation and temperature anomalies increase the chances of ethnic riots. The findings suggest a conclusion that exogenous shocks are important predictors of anti-government protests and ethnic riots.
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The Conditionality of Vulnerability: Three Analyses of Risk and Opportunity in Civil Military RelationsSchiel, Rebecca 01 January 2018 (has links)
Prior research has not established a clear relationship between democracy and insulation from coups d'etat. I contend that the lack of attention paid to the conditional influences of democracy have resulted in these mixed findings. I posit that insulation from coups occurs at higher levels of economic development and judicial institutional strength in democracies. Further, the vulnerability at low levels of both economic development and judicial institutional strength is significantly greater in democracies than in autocracies. Empirical assessments of 165 states for the years 1950-2012 offer strong support for both arguments. Results from these studies first help to reconcile earlier research on coup risk in democracies. Second, I point to the conditionality of democratic coup risk by highlighting the roles of economic development and political institutions. Third, I underscore the vast differences in institutional arrangements within democracies, suggesting a more nuanced approach is needed in the study of democratic political institutions. In line with this research, I examine the propensity for democratization in the aftermath of irregular leader removal. Examining the actors and tactics associated with different removal types, I focus on the benefits and challenges posed to democratization in the aftermath of removals. In an empirical assessment of authoritarian states from 1950-2012, I find that only removals resulting from coups, in conjunction with economic development, have significantly higher rates of democratization compared with the null. The results of this study are twofold, finding that not all forms of irregular leadership removal result in similar rates of post-removal democratization and that coups have driven prior results finding an association between irregular leader removal, economic development, and democratization.
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