Dispersive soils are prevalent in many areas of South Africa and the presence of these soils has not only posed a problem in earth dam construction but has led to problems with a number of road projects. The use of dispersive soils in roadway embankments and structures can lead to serious engineering problems if the soils are not accurately identified before use and appropriate mitigation measures taken. Although the causes and consequences of soil dispersion are well understood, the consistent and positive identification of dispersive soils still remains a problem. Many identification methods have been proposed but none has been completely successful. The current tests used for identification include the pinhole, double hydrometer, crumb and chemical tests, which are generally used in combination to obtain the most reliable outcome. These laboratory tests, however, have not always been entirely consistent, either when used in combination or individually, and it is possible that the reason lies in the actual testing procedures. Recent investigations have shown that in many cases the identification and classification problems appear to be related to inconsistencies in the test methods and testing protocols. This has been highlighted recently at various conferences and presentations in South Africa, with a recommendation that the problem be investigated fully. The main objective of this project was thus to carry out a detailed investigation into the current methods used for the testing and identification of dispersive soils. The test methods were thoroughly analysed and shortcomings identified. The differences in results and interpretation resulting from different test techniques are examined and solutions to overcome the problems proposed. A further objective of this study is the assessment of the interpretation of results obtained from dispersive soil chemical analysis. A pilot study was first carried out, which recognized deficiencies in the identification process resulting from problems with the test methods. The pilot study allowed for the identification of these shortcomings in the test methods and their modification. The modified methods were used in the full study to obtain more consistent and reliable results. The study found the pinhole test as well as the Gerber and Harmse (1987) ESP versus CEC chart to be highly unreliable. The double hydrometer and crumb tests are good indicators of dispersivity if carried out accurately and repeatably using a standard test method. The chemical analysis of the soils should be carried out using the standard methods employed by the Soil Science Society of South Africa. Final rating systems were also found to be unreliable since they put a great deal of weight on the poorly reproducible pinhole test. Emphasis is thus put on the test methods being as simple and unambiguous as possible to promote repeatability and reproducibility of the results. Recommendations are finally made proposing a suite of tests as well as a decision process which should be followed when faced with a potentially dispersive soil. This investigation was aimed solely at the evaluation of test protocols and not the suitability or specification of limits for any rating systems. This should now be assessed using the standard test methods proposed in this thesis. / Dissertation (MSc)--University of Pretoria, 2013. / gm2014 / Geology / unrestricted

The aim of the present investigation is to improve the geotechnical properties of dispersive soil by reducing their dispersivity after elucidating the important mechanisms controlling the dispersivity of the soils. Dispersive soils have unique properties, which under certain conditions deflocculate and are rapidly eroded and carried away by water flow. These soils are found extensively in the United States, Australia, Greece, India, Latin America, South Africa and Thailand. The mechanism of dispersivity of soils is a subject matter of great interest for geotechnical engineers. In the earlier days clays were considered to be non erosive and highly resistant to water erosion. However, recently it was found that highly erosive clay soils do exist in nature. Apart from clayey soil, dispersivity is also observed in silty soils. The tendency of the clays to disperse or deflocculate depends upon the mineralogy and soil chemistry and also on the dissolved salts in the pore water and the eroding water. Such natural dispersive soils are problematic for geotechnical engineers. They are clayey soils which are highly susceptible to erosion in nature and contain a high percentage of exchangeable sodium ions, (Na+). It is considered that the soil dispersivity is mainly due to the presence of exchangeable sodium present in the structure. When dispersive clay soil is immersed in water, the clay fraction behaves like single-grained particles; that is, the clay particles have a minimum of electrochemical attraction and fail to closely adhere to, or bond with, other soil particles. This implies that the attractive forces are less than the repulsive forces thus leading to deflocculation (in saturated condition).This weakens the aggregates in the soil causing structural collapse. Such erosion may start in a drying crack, settlement crack, hydraulic fracture crack, or other channel of high permeability in a soil mass. Total failure of slopes in natural deposits is initiated by dispersion of clay particles along cracks, fissures and root holes, accelerated by seepage water. For dispersive clay soils to erode, a concentrated leakage channel such as a crack (even a very small crack) must exist through an earth embankment. Erosion of the walls of the channel then occurs along the entire length at the same time. Many slope and earth dam failures have occurred due to the presence of dispersive soils. Unlike erosion in cohesionless soils, erosion in dispersive clay is not a result of seepage through the pores of clay mass. However, the role of type of clay and its Cation exchange capacity in the dispersion of soil is not well understood. Data on the presence, properties, and tests for identification of dispersive clays is scarce. Hence, an attempt is made, in this thesis, to develop reliable methods to identify these soils and understand the extent of their dispersivity as well as to develop methods to control their dispersivity. The present study deals with the characterization of a local dispersive soil collected from southern part of Karnataka State. This study has focused on comprehensive tests to assess the dispersivity of the soils by different methods and to methods to improve geotechnical properties by reducing the dispersivity of the soil. An attempt is made to reduce the dispersivity of soil by using calcium based stabilizers such as lime, cement and fly ash. The mechanism of improvement in reducing the dispersivity of the soil with calcium based stabilizers has been studied. One of the important mechanism by which the dispersivity of the soil is reduced is by inducing cementation of soil particles. The differences in effectiveness of different additives are due to their differences in abilities to produce cementitious compounds. Although all the additives increased the strength of the soil and reduced the dispersivity of the soil, cement was found to significantly reduce the dispersivity of the soil, compared to the other two additives lime and fly ash. Cement is more effective as sufficient cementitious compounds are produced on hydration without depending on their formation. A detailed review of literature on all aspects connected with the present study is given in Chapter 2. A comprehensive description of dispersive soils present worldwide has been brought out in this section. Based on this survey, the scope of the present investigation has been elaborated at the end of the chapter. To understand the reasons for dispersivity of the soil and to estimate its degree of dispersivity, it is essential to assess standard methods to characterize the soil. Chapter 3 presents a summary of material properties and testing programs. The results of geotechnical characterization of the soil, the index properties of the soilspecific gravity, sieve analysis, Atterberg’s limits are discussed in Chapter 4. The physico chemical characteristics play an important role in determining the amount of dispersivity of the soil. Dispersive soils have two main characteristics which define its dispersivity chemically. These are Sodium Adsorption Ratio (S.A.R) and Exchangeable Sodium Percentage (E.S.P). The two characteristics are determined from the Cation exchange capacity of the soil. Exchangeable Sodium Percentage is defined as the concentration of sodium ions present in the soil with respect to the Cat ion exchange capacity of the soil. And Sodium Adsorption Ratio is used to quantify the free salts present in the pore water. Since Atterberg’s limits and grain size analysis do not help in identifying dispersive soils or in quantifying its dispersivity, two other tests- Emerson Crumb test and double hydrometer test were carried out on the soil. Emerson crumb test is a simple way for identification of dispersive soils. In this test, a crumb of soil measuring about 1mm diameter is immersed in a beaker containing distilled water and the subsequent reaction is observed for 5 minutes. It is solely based on direct qualitative observations. Depending on the degree of turbidity of the cloud formed in the beaker, the soil is classified in one of the four levels of dispersion in accordance with ASTM-D6572. Since this test is mainly a qualitative test and does not help in quantifying the dispersivity, it cannot be depended upon completely in identifying a dispersive soil. Another test double hydrometer test, which helps in quantifying the dispersivity of the soil, was also conducted on the soil. This test involves in conducting the particle size distribution using the standard hydrometer test in which the soil specimen was dispersed in distilled water with a chemical dispersant. A parallel hydrometer test was conducted on another soil specimen, but without a chemical dispersant. The dispersing agent used for the experiment was sodium hexametaphosphate. The percent dispersion is the ratio of the dry mass of particles smaller than 0.005 mm diameter of the test without dispersing agent to the test with dispersing agent expressed as a percentage. The double hydrometer test was carried out according to Double Hydrometer Test (ASTM D4221). Apart from the conventional tests, attempts are made to consider shrinkage limit test and unconfined compression test to determine the dispersivity of the soil. For this purpose, the shrinkage limit of the soil was determined with and without dispersing agent. The initial shrinkage limit of the untreated soil reduced on treating it with dispersing agent, thus indicating that the soil had further dispersed on addition of dispersing agent. In order to carry out the unconfined compression strength, the maximum dry density and optimum moisture content was determined through the compaction test. The soil was then treated with dispersing agent and compacted at the optimum moisture content. The soil exhibited high degree of dispersion through the strength test. Hence it is necessary to stabilize the soil with additives. Detailed experimental program has been drawn to find methods to improve the geotechnical properties and to reduce the dispersivity of the soil. Chapter 5 presents the investigations carried out on the dispersive soil with lime. The importance of lime stabilization and the mechanism of lime stabilization have been discussed initially. Commercially obtained hydrated lime was used in the present study. The soil was treated with three different percentages of lime 3, 5 and 8. The curing period was varied from one day to twenty eight days. The effect of addition of lime on various properties of the soil such as pH, Atterberg’s limits, compaction test and unconfined compression test is elaborated in chapter 5. The pH of the soil was maximum on addition of 3% lime. On further addition, the pH decreased and remained constant. The liquid limit of the soil increased on adding 3% lime and decreased with further lime content. The compaction test conducted on the soil showed an increase in maximum dry density of the soil and reduction in optimum moisture content with 3% lime content. On further increase in the lime content, the soil showed a decrease in the maximum dry density and increase in optimum moisture content. The unconfined compressive strength of the soil also increased on increasing lime content upto 5%. The variation in strength of the soil with respect to curing period was also compared. Optimum lime content arrived at based on the above conducted tests was 3%. The effect of lime in reducing the dispersivity of the soil through shrinkage limit test and unconfined compression test is also presented in this chapter. Details of the efforts made on the soil with fly ash are presented in Chapter 6.The fly ash used for stabilization of Suddha soil was of Class F type. This type of fly ash contains low reactive silica and lime. The effect of varying fly ash content on the properties of Suddha soil by varying the percentage of fly ash from 3 to 10 percentages is discussed in this chapter. The tests conducted on fly ash treated Suddha soil were pH test, compaction test, Atterberg’s limits and unconfined compression test with varying curing period. The fly ash treated Suddha soil was cured from one day to twenty eight days for the unconfined compressive strength analysis. The pH of the soil system increased with increasing percentage of fly ash. The increase in liquid limit was marginal on addition of fly ash. The maximum dry density of fly ash treated Suddha soil decreased continuously and the optimum moisture content of the treated soil increased with increasing fly ash content. The unconfined compressive strength of Suddha soil increased with increase in fly ash content upto 8% and then decreased for fly ash content of 10%. For all the percentages of fly ash added, the strength of the soil increased with increase in the curing period. The effect of fly ash in reducing the dispersivity of the soil was carried out using shrinkage limit and unconfined compression test. It was seen that on increasing the fly ash content, the soil treated with dispersing agent showed an increase in the shrinkage limit. Also, the same trend was observed for the unconfined compression strength to determine dispersivity. Optimum fly ash was determined as 8% with the help of all the tests conducted on the soil. Since the improvement in the properties of the soil with lime and fly ash was not very high, Cement was also considered as another additive used for stabilization of Suddha soil. It is known that soil with lesser amount of clay content will respond well with cement. The effect of cement addition on various properties of Suddha soil has been brought out in Chapter 7. It was found that addition of cement had positive effects on all the properties of Suddha soil. The pH of the soil increased for all the percentages of cement addition. The liquid limit of the soil increased on increasing the cement content. The shrinkage limit also showed a similar trend. The optimum moisture content of the soil decreased on increasing the cement content for Suddha soil and the maximum dry density increased for cement treated Suddha soil. The soil showed the maximum dry density at 8% cement content. The unconfined compression strength conducted on cement treated Suddha soil increased significantly for higher cement contents and also with curing period. Suddha soil when treated with 8% cement content exhibited maximum strength in comparison to other percentages. Also, the effect of cement in reducing the dispersivity of the soil was carried out using shrinkage limit and unconfined compression test. The shrinkage limit of the soil increased for all percentages of cement content, even in the presence of dispersing agent. Through the unconfined compression strength for dispersivity, it could be seen that 8% cement treated Suddha soil had the least dispersion. Optimum cement content was derived as 8% with the help of the tests conducted on the soil. A comparison of effect of all the additives on the strength of the soil as well as effect of the additives in reducing the dispersivity of the soil is discussed in Chapter 8. The effect of additives on the shrinkage limit of the soil with and without dispersing agent has been compared. The variation in shrinkage limit of the soil when treated with the additives was due to the different mechanisms involved in reducing the dispersivity by each additive. The effect on the unconfined compression strength of the soil treated with the additives with and without dispersing agent is also brought out in this chapter. It was noted that the dispersion exhibited through shrinkage limit test was lesser as compared to the percentage dispersivity exhibited through unconfined compression test. Hence it could be said that dispersion of the soil is due to loss of cohesion than volume change behavior. Also, the unconfined compression strength of the soils with respect to curing period is compared. The percentage dispersivity calculated through these tests is summarized and compared. With the help of this it could be said that to control the dispersivity of the soil, it is necessary to enhance the strength of the soil. The general summary and major conclusions drawn from the thesis are presented in Chapter 9.

Most soil particles loses cohesion and split up the soil mass into individual soil grains when they come in contact with water and get saturated. In dispersive soils the particles detach more spontaneously from each other and go into suspension even in quiet water. Thus the phenomenon of dispersion is common to most soils, the degree varying from soil to soil. Dispersive soils are abundantly found in various parts of the world such as Thailand, United States, Australia, Mexico, Brazil, South Africa and Vietnam. Several geotechnical failures such as piping due to internal erosion, erosion and gullying in relatively flat areas, collapse of sidewalls and topsoil removal have been reported worldwide due to the construction in dispersive soil. Failures as reported could be prevented if such soils are identified before-hand or if the quantification of dispersivity in the soil is done accurately. There are several methods of measuring dispersivity in soils which include several physical tests, chemical tests and some common laboratory tests. It is reported in literature that no method could be completely relied upon to identify dispersive soils with absolute confidence. In addition, when these methods were studied in detail, several flaws surfaced needing a better estimation of dispersivity. In order to develop a new method of estimation of dispersivity, the mechanism of dispersion in soils was studied in depth, which revealed that the existing concepts regarding dispersivity are incomplete in many aspects. An exhaustive philosophy of dispersion which addresses every detail is non-existing. To solve these problems, the concept of dispersivity was investigated in detail. It was found out that the observed dispersivity is a result of repulsion in the soil overcoming the attractive force. Thus a list of factors that could possibly affect the repulsion and attraction (and hence the dispersivity) in soils were found out. Even though literature focuses on exchangeable sodium as the principal reason for dispersivity, from fundamental theoretical considerations several other factors such as Cation exchange capacity (CEC), pH, structure of the soil, electrolyte concentration in the pore fluid, presence of organic matter, clay minerals involved in the soil and dissolved salts in the soil could possibly have an influence on dispersivity. Several studies have reported soils of high dispersivity to possess a high pH, high CEC, high amounts of sodium. The influence of these factors on dispersivity of other soils (or generally in any soil) is not well explored. Research on understanding their mechanism of action led to the conclusion that these parameters could be generalized for any soil. Through the analysis of these parameters, it was found that the fundamental parameter governing the dispersivity of soils is the number of charges on clay particles and that the repulsion in the soils is mainly contributed by the electrostatic repulsion. The attractive force in a soil/clay mass is primarily contributed by the van der Waal’s attraction and dispersion occurs when the electrostatic repulsion (resulting due to permanent and pH dependent charges) dominates over the van der Waal’s attraction. A practical estimation of charge with least effort could be possibly carried out through the measurement of zeta potential of soils. In order to verify whether the effect of all the factors is completely and sufficiently reflected in the zeta potential values, experiments were conducted on various soils. Three soils namely Suddha soil (a locally available dispersive soil), Black cotton soil and Red soil were selected for the study. These soils were chosen as the soil samples as they could display wide ranges of dispersivity values. In order to perform dispersivity tests, soil fraction finer than 75µ (75 micron meter sieve size) was fixed as the sample size as dispersivity pertaining to the finer fractions play a greater role than that of the coarser particles. All the three soil samples were treated with sodium hydroxide and urea solutions to alter the dispersivity so that the influence of all parameters could be studied. The dispersivity of the treated and untreated soils was found out through the various conventional tests and it was found that there exists a good correlation between the dispersivity and the zeta potential of soils. It was also observed that the increase in the dispersivity is higher when treated with salts of monovalent cations. Increase in the organic content also increased zeta potential, but not as significantly. One of the popularized theories on colloidal dispersions is the classical DLVO theory which has formulated the total interaction energy of colloidal particles by estimating the electrostatic repulsion and van der Waal’s attraction energy between two particles. The total interaction energy is then expressed as the difference between them. A similar approach as taken by the DLVO is adopted in this study. The total attractive energy existing in a soil mass is mathematically derived from the expression for van der Waal’s energy between two particles and the total repulsive energy from the zeta potential values. Two different approaches namely an infinitesimal particle approach and a finite particle approach is taken for finding the energy in a soil mass. In the infinitesimal particle approach, a clay particle is assumed to be infinitely small such that any soil particle of a finite radius could be conceived to be formed by a combination of infinite number of these infinitesimal particles. With this setting, the total energy in a soil mass is computed without really bothering about what exact particles constitute the mass. The increase in energy due to the increase in radius is then integrated to obtain the final expression. The dispersivity of the soil is then estimated under defined physical conditions of the soil. In the finite particle approach, each particle is considered to be of finite radius and to estimate the total energy, the total number of particle ombinations is then taken and the total energy is expressed as a sum of all the possible combinations. The dispersivity of a soil in both approaches is expressed as a release of energy when the repulsion rules over the attraction. In order to validate the derived propositions and expressions, experiments were conducted again on soils. The soils were treated with hydroxide salt of monovalent cations such as lithium, sodium and potassium. The dispersivity of the various treated and untreated soils was measured with the conventional methods and with the derived expressions of dispersivity through zeta potential. The similarity in the trend of the dispersivity values confirmed the validity of the derived expression. It was also concluded that the infinitesimal particle approach could be adopted when information about the physical properties are available and when they are not, the finite approach could be used. An accurate determination of zeta potential is critical for representation of dispersivity with zeta potential. Thus the procedure for measurement of zeta potential was standardized. The standardization was primarily focused on establishing the ideal conditions for zeta potential measurement. The role of Brownian motion, in electrophoretic mobility measurements were studied by employing the usage of zeta deviations. Untreated, potassium hydroxide treated, sodium hydroxide treated and lithium hydroxide treated samples of Suddha soil, Black Cotton soil and Red soil (finer than 75µ) were used for the study. Zeta potential measurements on unfiltered soil water suspensions, suspensions passing 2.5µ and suspensions passing 0.45µ were conducted along with recording their zeta deviations. It was observed that soil suspensions finer than 0.45µ show acceptable values of zeta deviations and thus could be used as a standard procedure for estimating zeta potentials. It was also concluded that the presence of Brownian motion makes the assessment of zeta potential through electrophoretic measurements easier and accurate. In an alternate perspective it as deduced that the amount of total monovalent ion concentration in the soil (dissolved and adsorbed) could adequately serves as an ideal parameter that could be used to quantify dispersion in soils. In order to verify the speculation, the variation of repulsive pressure with monovalent cation concentration was studied for the above mentioned treated and untreated soils. Within the monovalent cations, the role of ionic size in repulsion along with physical factors was also studied with the help of Atterberg limits, compaction characteristics, and dispersivity measurements. It could be concluded that even though there are several chemical factors such as CEC, pH, electrolyte concentration, type of clay minerals, dissolved salts etc. and physical factors such as plasticity, water holding capacity, density and structure which influence dispersion in soils, these factors affect either directly forces between the particles or the surface charge of clays which again affect the forces. The two phenomena can be combined through the hydration behaviour of the adsorbed cations on the clay surface in view of dispersivity. It is that force due to hydration which acts as the principal reason to separate the clay particles apart. As the radius of the inner hydration shell is higher for monovalent cations than those of higher valency ions, more force would be offered by the monovalent ions. Higher the charge and higher is the number of monovalent cations, higher will be the repulsion and thus the dispersivity. The repulsive force offered by the monovalent cations in soil was calculated through osmotic pressure differences and the dispersivity was expressed as the release of energy as earlier. In order to validate the proposal, the dispersivity of the samples as measured with the conventional methods was compared and studied with the derived expression. The similarity in the trend of the dispersity values confirmed the validity of the derived expressions. Thus, it can be seen that there are primarily two different methods of quantifying dispersivity of soils. When one method estimates dispersivity by calculating the electrostatic repulsion through zeta potential, the other method gives a dispersivity value based on the repulsive pressure offered by the monovalent cations in the soil. Two methods could be regarded as two different measurements of the electrical double layer. Any method could be used based on the property that could be easily quantified. The applicability of the new approaches – calculation of monovalent cations and zeta potential- for estimating the dispersivity in soils through a complete development of philosophy of dispersion and is presented, in this thesis, in nine chapters as follows: In Chapter 1 the background of the study and review of literature connected with the present study is presented. The mechanism of dispersion and the geotechnical problems associated with dispersion is elaborately presented in this section. As the dispersive soils cannot be identified through conventional tests, a description about the various tests designed to identify dispersive soils is presented. Earlier works relevant to the topic and the shortcomings of those studies are discussed. Finally, the objectives of the current research along with the scope of the work are explained in the concluding part of this chapter. Various factors that could have influence on the dispersivity of soils and their mechanism of action are presented in Chapter 2. The relationship of the factors with zeta potential is discussed. Theories dealing with dispersivity, conventional methods of measurement, role of geotechnical characteristics in assessing dispersivity are being presented. Chapter 3 deals with the various materials and methods used for the study. A locally available dispersive soil called Suddha soil along with Black Cotton soil and Red soil were chosen as the soils for the study of dispersion. The basic material properties and testing programs adopted for the study are presented in this chapter. The codal procedures followed to determine the physical, chemical, index and engineering properties are described in detail. The experimental investigations carried to bring out the role of zeta potential in dispersivity of soils are described in Chapter 4. Detailed analysis of the results showed estimation of zeta potential is possible and can sufficient quantify dispersivity of soils. The formulation of the equation for estimating dispersivity from zeta potential is described in Chapter 5. The estimation dispersivity based on attraction and repulsion energies in a soil mass is presented here. The adoption of the approach and methodologies used based on classical DLVO theory for the current work is explained in detail. The values of dispersivity obtained from the derived equation are compared with those obtained from the conventional tests. The validity of the expression is confirmed with the results of the experiments. Chapter 6 deals with the standardization of the measurement procedure of zeta potential. Role of Brownian motion in the accurate measurement of electrophoretic mobilities are brought out here. Chapter 7 brings out an alternate perspective of quantifying dispersivity through monovalent cations. The role of monovalent cations and the mechanism in which they contribute to the repulsive pressures (hence the dispersivity) are discussed. Experimental research design adopted has brought that the effect of monovalent and ionic size on repulsive pressures leading to dispersivity is described. The results of the experiments added with the inferences drawn are explained at the end. The estimation of repulsive pressures for measuring dispersivity from monovalent cations is discussed in Chapter 8. The dispersivity of a soil mass is derived from monovalent ion concentration and experiments were carried out for verification purposes. The experimental investigation procedure adopted followed by the results are presented in this chapter. It was observed that a good co-relation exists with the dispersivity obtained from the monovalent ion concentration and that obtained from conventional methods. Chapter 9 compares the dispersivity obtained through the various methods proposed in this thesis. The comparison is made in light of the classical electrical double layer theory. The major conclusions of the study are brought out at the end of this chapter.