This dissertation is about fabrication and functionalization of metal nanoparticles for use in plasmonic and nonlinear optical (NLO) applications. In the first two chapters, I describe a series of experiments, where I combined silver nanoparticles fabricated by nanosphere lithography with ionic self-assembled multilayer (ISAM) films, tuning the geometry of the particles to make their plasmonic resonances overlap with the frequency of optical excitation. The designed hybrid metallic/organic nanostructures exhibited large enhancements of the efficiency of second harmonic generation (SHG) compared to conventional ISAM films, causing a modified film with just 3 bilayers to be optically equivalent to a conventional 700-1000 bilayer film. SHG responses from Ag nanoparticle-decorated hybrid-covalent ISAM (HCISAM) films were investigated as the next logical step towards high-Ï ²⁺ ISAM films. I found that the plasmonic enhancement primarily stems from interface SHG. Interface effects were characterized by direct comparison of SHG signals from PAH/PCBS ISAM films and PAH/PB HCISAM films. Though interface &chi²⁺ is substantially smaller in PAH/PCBS than in PAH/PB, plasmonically enhanced PAH/PCBS films exhibit stronger NLO response. I propose that the structure of PAH/PB film makes its interface more susceptible to disruptions in the nanoparticle deposition process, which explains our observations. During the fabrication of monolayer crystals for nanosphere lithography, I developed a variation of the technique of convective self-assembly, where the drying meniscus is restricted by a straight-edge located approximately 100 μM above the substrate adjacent to the drying zone. This technique can yield colloidal crystals at roughly twice the growth rate compared to the standard technique. I attribute this to different evaporation rates in the thin wet films in the two cases. I also found that the crystal growth rate depends strongly on the ambient relative humidity. Finally, dithiocarbamate (DTC)-grafted polymers were synthesized and employed to functionalize surfaces of Au nanopartciles. PAH-DTC shows greater stability in different environments than PEI-DTC. I also investigated the stability of PAH-DTC coated particles in suspensions with UV-Vis spectroscopy and autotitration. The covalently bonded PAH-DTC enhances the colloidal stability of the Au nanoparticles and enables subsequent ISAM film deposition onto the particles. / Ph. D.

Nanoscale materials have great applications in many areas. One of these applications is for manufacturing ultra-compact and efficient sensors for chemical and biological molecule detection. Noble metals, such as gold (Au) and silver (Ag), because of their distinguished optical property"localized surface plasmon resonances (LSPRs) that exhibit low loss, are ideal materials to fabricate these nanoscale plasmonic particles or structures. This work addresses the synthesis, characterization, and sensing applications of Au and Ag nanoparticles (NPs). The progress on certain subjects related to our work"NP synthesis, surface functionalization, Au sphere-film structure and two-photon fluorescence"are reviewed in Chapter 1. We also show the calculation results of LSPRs of Au nanosphere suspensions using Mie theory. The measured extinction spectra of Au nanosphere suspensions agree with the calculated results very well. Chapter 2 is a chapter describing the chemical synthesis of a variety of NPs, such as Ag prisms and cubes, Au spheres, rods, and bipyramids. These experiments involved different synthetic mechanisms and methods which enabled us to prepare NPs with desired shapes and optical properties. To put these NPs into application, it is desirable and sometimes necessary to functionalize their surfaces. In Chapter 3, we present the functionalization of Ag cubes with poly(allylamine hydrochloride) (PAH) and poly(allylamine hydrochloride)-dithiocarbamate (PAH-DTC), which follows our previous work on Au NPs. The purpose of studying Ag instead of Au is to use the stronger plasmonic enhancement in Ag when applied to two-photon imaging applications. However, we found that PAH-DTC shrank the Ag cubes. We also functionalized the cationic hexadecyltrimethylammonium bromide (CTAB)-stabilized Au NRs with anionic poly(sodium 4-styrenesulfonate) (PSS). Coated with the strong polyelectrolyte PSS, the NRs become more manageable and can be stable for over six months and are easily immobilized onto positively charged substrate. We put PSS-functionalized Au NPs into use and studied their adsorption process onto PAH-coated optical fiber tapers by monitoring the transmission light through the fiber. When the diameter of the fiber taper gets smaller, stronger coupling occurred between transmitted light inside the taper and the Au NPs on the taper surface (cylinder). This coupling resulted in a loss of the guided light at the plasmon resonance wavelength of the NPs. By monitoring this loss, we can study the adsorption rate of Au NPs onto the fiber. In Chapter 4, we used Au nanospheres to study the adsorption rate on substrates with different curvatures. We also established a theoretical model to explain this phenomenon for cylindrical surface as well as planar and spherical surfaces. Our results fit well with the theory, which predicts that particle adsorption rates depend strongly on surface geometry, and can exceed the planar surface deposition rate by over two orders of magnitude when the diffusion length of the particle is large compared to the surface curvature. In Chapter 5, we studied the optical properties of Au nanospheres separated from a thick Au film by a polyelectrolyte multilayer (PEM) film assembled from PAH and PSS under specific pH condition. The PEM film undergoes swelling and shrinking when the environmental pH is changed as a result of charging and discharging of the polyelectrolytes. Therefore, the PEM film provides an efficient means to tune the distance between Au spheres and Au film. The extinction peak blue-shifted as much as 100 nm when the pH of the water changed from pH 10 to pH 3 for 100 nm diameter Au spheres on a PEM film assembled at pH 9.5. Our preliminary estimates that the gap between sphere and surface can be as small as a few nm even though the film itself is tens of nm thick when it is not constrained by Au spheres. We studied two-photon excitation fluorescence (TPEF) from Ag triangles in Chapter 6. The triangles were fabricated by nanosphere lithography, which used convective self-assembly to make the nanosphere mask. The LSPRs of the nanotriangles were tuned to be in the 800--900 nm range to match with the Ti:Sapphire pulse laser at 880 nm. We found that certain spots on the fluorescence images gave rise to larger fluorescence intensity than rest of the area. SEM imaging reveals that the unusually bright spots seen on the surface were related to regions where the triangles transformed to spherical particles. The larger intensity is tentatively ascribed to the plasmon resonance of those spherical particles in ~400 nm range. / Ph. D.

Zinc xanthates are active catalysts in stereoregular polymerization of propylene oxide and markedly more stable than that of known classical stereoregular catalysts. But steric control of zinc xanthates is weaker. To find more effective catalyst systems the isopropyl xanthates of Cu, Pb, Ni, Fe, Al and Sn are investigated and only copper (Cu(isoPr)Xt) and tin (Sn(isoPr)Xt) isopropyl xanthates were appeared to be active, but Cu(isoPr)Xt yielded only low molecular weight product. Therefore Sn(isoPr)Xt system was investigated in detail in polymerization of propylene oxide (PO). Polymerization of PO with this catalyst produced two contrasting polymers / high molar mass, crystalline (K-polymer) and low molar mass (D-polymer). Formation of double bonds in D-polymer was thought to be due to as an anionic process. Polymerization reactions were studied by changing polymerization conditions and reacting catalyst with predetermined amount of water. It&amp / #8217 / s found that Sn(isoPr)Xt have considerably low efficiency than that of Zn(isoPr)Xt catalyst. The yield linearly increases by increasing catalyst concentration. The propagation is competed by termination or transfer process hence overall activation energy is negative. Some mechanistic features of this system was also discussed. The catalytical activity of carbamates in this field has also been reported, without any information about catalytical efficiency and stereoregularity of the process. Therefore zinc diethyl dithiocarbamate was also studied and found as an active catalyst in stereoregular polymerization but it showed weaker efficiency in the PO polymerization than that of Zn(isoPr)Xt catalyst (about 12 times weaker).

ABSTRACT Renal cell carcinoma (RCC), the most common type of kidney cancer, is a highly metastatic disease. Late stage metastatic RCC is essentially incurable and lethal. The average survival of patients, following metastatic RCC, is about 4 months and only 10% of patients survive for one year. None of the currently available chemotherapy, radiotherapy, hormonal or biological therapies have a significant impact on the progression of the disease. Novel chemotherapeutics are urgently required for the treatment of this deadly disease. The mechanisms that pose the greatest challenges to chemotherapeutics are resistance of tumour cells to apoptosis, tumour angiogenesis and multi-drug resistance. Resistance to apoptosis may be mediated by the up-regulation of anti-apoptotic proteins, especially Bcl-2 and Bcl-XL, and/or by the down- regulation of pro-apoptotic proteins, particularly Bax. Angiogenesis is pivotal for tumour growth and metastasis. Of all identified pro-angiogenic molecules, vascular endothelial growth factor (VEGF) is considered to be a key molecule. Drug resistance is thought to be mediated by the up-regulation of multi-drug resistance molecules such as MDR-1 and MRP-1. Up-regulation of Bcl-2 also confers drug resistance to cancer cells. The main hypothesis of this thesis was that treatment targets of metastatic RCCs are likely to multifactorial and that inhibition of molecules that regulate the processes of apoptosis, angiogenesis and multidrug resistance are likely to be better targets than those that regulate only one of these processes. In this regard, the transcription factor nuclear factor kappaB (NF-kB) meets the criterion, regulating the apoptotic, angiogenic and multi-drug resistance pathways of cancer cells. Its inhibition appeared to be an attractive strategy for the treatment of metastatic RCC. Many studies have demonstrated an association between the over-expression NF-kB and RCC. Thus, the major aim of this thesis was to explore the anti-cancer effect of pyrrolidine dithiocarbamate (PDTC), a potent NF-kB inhibitor on human metastatic RCC cell lines. The thesis is divided into seven Chapters. In Chapter 1, the literature on RCC, NF-B and the role of NF-kB in RCC development and progression are reviewed. The rationale for the inhibition of NF-kB as a potential anti-RCC strategy using PDTC is established. During the course of this research, the use of PDTC as an anti-cancer agent has risen to prominence. Chapter 2 describes the materials and methods used in the project. In Chapter 3, the expression of NF-kB in human kidney and the RCC cell lines, ACHN and SN12K1, was established. The proof of hypothesis that NF-kB inhibition using PDTC is an effective anti-cancer strategy was demonstrated. PDTC was selectively toxic to the RCC cell lines, but not to normal human kidney cells. PDTC induced apoptosis and inhibited proliferation of the RCC cells. PDTC also inhibited NF-kB, its upstream regulatory molecules such as the inhibitory protein family of the IkBs, and the kinase IKK complex. PDTC also inhibited anti-apoptotic Bcl-2 and Bcl-XL, but not pro-apoptotic Bax. Chapter 4 demonstrated the in vitro and ex vivo anti-angiogenic and anti-metastatic effects of PDTC. Protein microarrays for angiogenic factors produced controversial results. PDTC inhibited epidermal growth factor (EGF) produced in endothelial cells. VEGF had neutral effect on angiogenesis under the experimental conditions used. In the RCC cell lines, several pro-angiogenic molecules were modulated. Interestingly, the pro-angiogenic molecule interleukin (IL)-8 was up-regulated in both RCC cell lines. The monocyte chemoattractant protein-1 (MCP-1) was decreased in ACHN cells, but increased in SN12K1 cells. The implications of these controversial findings are discussed. Chapter 5 demonstrated the ability of PDTC to overcome drug resistance in a synergism with cisplatin. Individual non-toxic concentrations of PDTC and cisplatin, when combined, induced significant toxicity of RCC cell lines. The synergistic effect was not mediated by the inhibition of NF-kB, but rather through the inhibition of transcriptional activation of NF-kB. Bcl-2 rather than MDR-1 or the regulatory protein MRP-1 may be important in overcoming drug resistance in RCC. Chapter 6 showed the anti-cancer effect of PDTC in an animal model of RCC. PDTC significantly decreased the growth of RCC implanted in the kidney of severe combined immunodeficiency (SCID) mice. PDTC inhibited NF-kB and was not toxic to normal cells. The expression of Bcl-2, Bcl-XL and Bax were contradictory to the in vitro findings and a theory about the spread of RCC based on these findings is discussed. In Chapter 7, the findings are summarised. A case for PDTC as a potential therapeutic agent for RCC is established. Under the experimental conditions used, PDTC was demonstrated to be an effective anti-RCC agent by targeting the three most important characteristics of RCC that pose the greatest challenges to chemotherapeutics: resistance of tumour cells to apoptosis, tumour angiogenesis and multi-drug resistance. PDTC was selectively toxic to RCC, but not to normal renal cells. Thus PDTC appears to be a promising anti-cancer agent. This is supported by the current increase in interest, and in the number of publications, on the use of PDTC in several cancers. Some future directions are also discussed in this Chapter. These include, but are not limited to, an investigation of what is protecting normal cells from the toxicity of PDTC, the creation of an Australian database on RCC, and the characterisation of RCC based on NF-kB expression.

Emissive conjugated polymers, namely PPV, PPP, polyfluorenes, etc, have gained considerable attention in recent times, specifically because of their potential application in the fields of PLED’s, displays, FET’s and sensors. The main target of the present work is the synthesis and utilization of dithiocarbamate (DTC) precursor polymers for: (a) generation of segmented conjugated polymers of poly[2-methoxy-5-((2'-ethylhexyl)oxy)-1,4- phenylenevinylene], MEHPPV-x, for color control and the study of their thermal elimination kinetics, (b) modulating phase separation and energy transfer in MEHPPV-x blends, (c) generation of tunable two-color patterns of conjugated polymers and (d) modification of the precursor polymer backbone by grafting and the study of its fluorescence modulation in the presence of different probe molecules. In the first part of this work, various dithiocarbamate (DTC) precursor copolymers, MDP-x, containing two types of leaving groups viz. methoxy and diethyldithiocarbamate with precise control over the DTC composition, were synthesized. Thermal elimination of these precursor polymers generated segmented MEHPPV with controlled conjugation, and hence the tuning of color from green to red is achieved (figure 1). These copolymers were synthesized via a modified Wessling’s route previously developed in our laboratory.1 The advantage of the DTC precursor over the acetate and xanthate precursor routes was that the elimination can be carried out at lower temperature (160OC) for the generation of segmented MEHPPV-x.2 (Figure 1) Kinetic parameters, namely activation energy (Ea) and pre-exponential factor (A), associated with the thermal elimination process of MDP-x to MEHPPV-x were determined in solution and as well as in thin films by following the evolution of the absorption spectra during the elimination process (figure 2). It was seen that the activation energy required for the elimination process was similar in both thin film and solution, whereas the pre-exponential factor was two order magnitude higher in thin films.2 This fact holds good for all the DTC compositions investigated. The thermal degradation products, carbon disulphide and diethyl amine, were analyzed using a mass spectrometer coupled with TGA instrument, confirming the selective elimination of the DTC groups. (Figure 2) Phase separation and energy transfer characteristics of segmented MEHPPV blends containing two different distributions of conjugation lengths, namely MEHPPV-8 (LC) and MEHPPV-100 (HC), were investigated using FL, UV and confocal fluorescence microscopic studies (figure 3). The phase separation and energy transfer in blends of the HC and LC were (Figure 3) modulated by addition of selective non-solvent for HC, namely cyclohexane, to the film casting solution. Typically, the extent of energy transfer to HC from LC is reduced in the presence of high volume fraction of cyclohexane.3 A novel way to generate two-color patterned substrates of MEHPPV was developed based on the control of “molecular conjugation length” using standard photo-acid generator based photolithographic methods (figure 4). This approach relies on the use of a single precursor containing controllable amounts of two types of thermally eliminatable groups, only one of which eliminates in the presence of an acid while the other that is labile even in its absence. An important feature of this approach is that the colour of the unexposed regions can be controlled by varying the composition of the MDP-x precursor. (Figure 4) Benzyl diethyl dithiocarbamate (BDTC) is known to act as iniferter (initiator-transfer agent and terminator). MDP-x precursor polymers, which contain similar benzyl dithiocarbamate groups, were used as macro-iniferter for grafting various acrylates, viz, (Figure 5) methyl acrylate, benzoyloxy ethyl acrylate and t-butyl acrylate, on to the precursor backbone, which resulted in MEHPPV-g-polyacrylate after acid catalyzed thermal elimination of the residual methoxy groups (figure 5).4 The t-butyl acrylate-grafted precursor polymers, namely, MDP-g-PtBA on thermal elimination in presence of acid underwent simultaneous acid-catalyzed thermal elimination as well as the complete hydrolysis of the t-butyl groups, leading to the formation of water soluble MEHPPV-grafted with polyacrylic acid chains, namely MEHPPV-g-PAA (figure 6). These PAA-grafted MEHPPV’s were shown to respond to various probe molecules and their optical responses were studied using fluorescence spectroscopy. These polymers could sense methyl viologen at very low concentrations. Single-tail ammonium surfactants and non-ionic surfactant, like triton-X-100, caused a dramatic enhancement of fluorescence in solution, due to the modulation of the conjugated backbone conformation, and as a consequence the break up of intra-chain inter-chromophore excitons (figure 6). (Figure 6) Fof figures and molecular formula pl see the original thesis)

Different lubricant additives such as dialkyldithiophosphates (DTPs) of different metals have been extensively used as multifunctional additives to control wear and friction in mechanical systems. These additives can produce protective films on steel rubbing surfaces and, therefore, control friction and reduce wear. On the other hand, these additives contain large amounts of metals, phosphorus and sulfur, which can adversely affect the environment by degrading catalytic converters in automobiles. Boron based additives are recognized as friction modifiers, corrosion inhibitors, antioxidants, and effective antiwear additives. These additives are emerging as attractive alternatives for the additives already used in lubricants. The aim of the project is to investigate the tribological performance of some novel alkylborate dithiocarbamates.This project was performed in the following steps:1- Chemical synthesis of three different borated dialkyl dithiocarbamate additives with alkyl chains of different lengths.2- Tribological tests of novel compounds using a four ball tribometer.3- Surface analysis using an optical profiler (Veeco WYkO NT 1100) and Scanning Electron Microscopy coupled with X-ray Energy Dispersive Spectroscopy (SEM/EDS).The effect of the alkyl chain length in both DTC and the borate molecular moities of three B-DTC compounds on the tribological performance was studied. An increase in the alkyl chain length at the borate side improves antiwear properties in steel-steel contact. It was found that cyclo-N,N-alkylenedithiocarbamato-S-alkyl-di-n-alkyl-borate previously synthesized and studied [1], has the best antiwear performance compared with the other compounds synthesized in this work. All the novel additives were able to stabilize friction coefficient over a wide concentration range of the additives in the base oil. B-DTC additives with long alkyl chains show greater reduction in friction compared to the one with short alkyl chains. A possible explanation of this phenomenon is that longer chains have improved deposition process of additives on surfaces leading to a thicker and more stable tribofilm. EDS spectra show the presence of sulfur atoms on the rubbing surfaces lubricated by the base oil with B-DTC additives. / <p>Validerat; 20111001 (anonymous)</p>