Traditionally, networking technology has been limited because of the networks inability to adapt resulting in sub-optimal performance. Limited in state, scope and response mechanisms, network elements consisting of nodes, protocol layers and policies have been unable to make intelligent decisions. Modern networks often operate in environments where network resources (e.g. node energy, link quality, bandwidth, etc.), application data (e.g. location of user) and user behaviors (e.g. user mobility and user request pattern) experience changes over time. These changes degrade the network performance and cause service interruption. In recent years, the words "cognitive" and "smart" have become the buzzwords and have been applied to many different networking and communication systems. Cognitive networks are being touted as the next generation network services which will perceive the current network conditions and dynamically adjust their parameters to achieve better productivity. Cognitive radios will provide the end-user intelligence needed for cognitive networks and provide dynamic spectrum access for better spectrum efficiency. We are interested in assessing the practical impact of Cognitive Networks on the Wireless Communication industry. Our goal is to propose a formal business model that will help assess the implications of this new technology in the real world and the practical feasibility of its implementation. We use the layered business model proposed by Ballon [8] which follows a multi-parameter approach by defining four levels on which business models operate and by identifying three critical design parameters on each layer. The Value Network layer identifies the important entities which come into the picture in the light of the new technology. The Functional layer addresses the issue of different architectural implementations of the Cognitive Networks. At the Financial layer, we propose a NPV model which highlights the cost/revenue implications of the technology in the real world and contrasts the different Dynamic Spectrum Access (DSA) schemes from a financial perspective. Finally, the Value Proposition layer seeks to explain the end-user flexibility and efficient spectrum management provided by the use of Cognitive radios and Cognitive networks. / Master of Science

The exploding increase of wireless communications combined with the existing inefficient usage of the licensed spectrum gives a strong impetus to the development and standardization of cognitive radio networking and communications. In this dissertation, a framework for Dynamic Spectrum Access (DSA) is first presented, which is the enabling technology for increasing the spectral efficiency of wireless communications. Based on that, Cognitive Radio (CR) can be developed as an enabling technology for supporting the DSA, which means that the wireless users are provided with enhanced capability for sensing the operating radio environment and for exploiting the network side information obtained from this sensing. The DSA concept means that the users of a wireless system are divided into a multi-tiered hierarchy with the primary users (PUs) entitled to protection and with cognitive radio capable secondary users (SUs). The improved spectrum efficiency is obtained by means of a medium access control protocol with knowledge about the statistical properties or available local information of the channels already occupied by PUs as well as knowledge about the interference tolerance within which the interference to PUs is kept to a given level. Related to this, emphasis is laid on the protocol capability to determine the efficiency of the secondary sharing of spectrum. Based on the type of available local information, the capacity of opportunistic communication is investigated for three models. These are: with dynamic, distributed channels information; with dynamic, parallel channels information; and under a dynamic sub-channels allocation scheme. The results indicate that this capacity is robust with reference to the uncertainty associated with localized sensing of distributed dynamic channels and with timely sensing of parallel dynamic channels. The extension to dynamic parallel sub-channels enables resource allocation to be carried out in sub-channels. The analytical results on the performance of sub-channel allocation indicate a robust traffic capacity in terms of blocking probability, drop-out probability and delay performance as function of PUs traffic loads.

"Vehicular Dynamic Spectrum Access (VDSA) combines the advantages of dynamic spectrum access to achieve higher spectrum efficiency and the special mobility pattern of vehicle fleets. This dissertation presents several noval contributions with respect to vehicular communications, especially vehicle-to-vehicle communications. Starting from a system engineering aspect, this dissertation will present several promising future directions for vehicle communications, taking into consideration both the theoretical and practical aspects of wireless communication deployment. This dissertation starts with presenting a feasibility analysis using queueing theory to model and estimate the performance of VDSA within a TV whitespace environment. The analytical tool uses spectrum measurement data and vehicle density to find upper bounds of several performance metrics for a VDSA scenario in TVWS. Then, a framework for optimizing VDSA via artificial intelligence and learning, as well as simulation testbeds that reflect realistic spectrum sharing scenarios between vehicle networks and heterogeneous wireless networks including wireless local area networks and wireless regional area networks. Detailed experimental results justify the testbed for emulating a mobile dynamic spectrum access environment composed of heterogeneous networks with four dimensional mutual interference. Vehicular cooperative communication is the other proposed technique that combines the cooperative communication technology and vehicle platooning, an emerging concept that is expected to both increase highway utilization and enhance both driver experience and safety. This dissertation will focus on the coexistence of multiple vehicle groups in shared spectrum, where intra-group cooperation and inter-group competition are investigated in the aspect of channel access. Finally, a testbed implementation VDSA is presented and a few applications are developed within a VDSA environment, demonstrating the feasibility and benefits of some features in a future transportation system."

"We proposed a novel spectrum allocation approach for distributed cognitive radio networks. Cognitive radio systems are capable of sensing the prevailing environmental conditions and automatically adapting its operating parameters in order to enhance system and network performance. Using this technology, our proposed approach optimizes each individual wireless device and its single-hop communication links using the partial operating parameter and environmental information from adjacent devices within the wireless network. Assuming stationary wireless nodes, all wireless communication links employ non-contiguous orthogonal frequency division multiplexing (NC-OFDM) in order to enable dynamic spectrum access (DSA). The proposed approach will attempt to simultaneously minimize the bit error rate, minimize out-of-band (OOB) interference, and maximize overall throughput using a multi-objective fitness function. Without loss in generality, genetic algorithms are employed to perform the actual optimization. Two generic optimization approaches, subcarrier-wise approach and block-wise approach, were proposed to access spectrum. We also proposed and analyzed several approaches implemented via genetic algorithms (GA), such as quantizing variables, using adaptive variable ranges, and Multi-Objective Genetic Algorithms, for increasing the speed and improving the results of combined spectrum utilization/cross-layer optimization approaches proposed, together with several assisting processes and modifications devised to make the optimization to improve efficiency and execution time."

Dynamic spectrum access based on cognitive radio has been regarded as a prospective solution to improve spectrum utilization for wireless communications. By considering the allocation efficiency, fairness, and economic incentives, spectrum marketing has been attracting more and more attentions in recent years. In this thesis, we focus on one of the most effective spectrum marketing methods, i.e., auction approach, in multi-channel cognitive radio networks. After presenting some fundamentals and related works, we begin our discussion in a recall-based auction system where buyers have various service requirements and the seller could recall some sold items after the auction to deal with a sudden increase of its own demand. Both single-winner and multi-winner auctions are designed and analyzed. In addition, we also consider the heterogeneity of radio resource sellers and formulate a framework of combinatorial spectrum auction. With theoretical analyses and simulation results, we show that our proposed algorithms can improve spectrum utilization while satisfy the heterogeneous requirements of different wireless users.

According to the Federal Communications Commission's rules and recommendations set forth for the 3.5 GHz Citizens Broadband Radio Service, a three-tiered structure shall govern the newly established shared wireless band. The three tiers are comprised of three different levels of spectrum access; Incumbent Access, Priority Access and General Authorized Access. In accordance and fulfillment with this dynamic spectrum access framework, we present the inclusion of Priority Access tier into a two-tiered privacy-preserving ESC-based dynamic spectrum access system. / Master of Science / With the development of wireless communication technologies, the number of wireless communication reliant applications has been increasing. Most of these applications require dedicated spectrum frequencies as communication channels. As such, the radio frequency spectrum, utilized and allocated for these wireless applications, is depleting. This problem can be alleviated by adopting dynamic spectrum access schemes. The current static spectrum allocation scheme assigns designated spectrum frequencies to specific users. This static frequency management approach leads to inefficient frequency utilization as the occupation of frequency channels may vary depending upon time periods. Dynamic spectrum access schemes allow unlicensed users opportunistic access to vacant spectrum spaces. Thus, the adoption of these spectrum sharing schemes will increase the efficiency of spectrum utilization, and slow down the spectrum depletion. However, the design and implementation of these schemes face different challenges. These spectrum sharing systems need to guarantee the privacy of the involved parties while maintaining specific functionalities required and recommended by the Federal Communications Commission. In this thesis, we present the inclusion of a three-tiered frame, approved by the Federal Communications Commission, into a privacy-preserving dynamic spectrum system.

Modern innovation is a driving force behind increased spectrum crowding. Several studies performed by the National Telecommunications and Information Administration (NTIA), Federal Communications Commission (FCC), and other groups have proposed Dynamic Spectrum Access (DSA) as a promising solution to alleviate spectrum crowding. The spectrum assignment decisions in DSA will be made by a centralized entity referred to as as spectrum access system (SAS); however, maintaining spectrum utilization information in SAS presents privacy risks, as sensitive Incumbent User (IU) operation parameters are required to be stored by SAS in order to perform spectrum assignments properly. These sensitive operation parameters may potentially be compromised if SAS is the target of a cyber attack or an inference attack executed by a secondary user (SU). In this thesis, we explore the operational security of IUs in SAS-based DSA systems and propose a novel privacy-preserving SAS-based DSA framework, Suspicion Zone SAS (SZ-SAS), the first such framework which protects against both the scenario of inference attacks in an area with sparsely distributed IUs and the scenario of untrusted or compromised SAS. We then define modifications to the SU inference attack algorithm, which demonstrate the necessity of applying obfuscation to SU query responses. Finally, we evaluate obfuscation schemes which are compatible with SZ-SAS, verifying the effectiveness of such schemes in preventing an SU inference attack. Our results show SZ-SAS is capable of utilizing compatible obfuscation schemes to prevent the SU inference attack, while operating using only homomorphically encrypted IU operation parameters. / Master of Science / Dynamic Spectrum Access (DSA) allows users to opportunistically access spectrum resources which were previously reserved for use by specified parties. This spectrum sharing protocol has been identified as a potential solution to the issue of spectrum crowding. This sharing will be accomplished through the use of a centralized server, known as a spectrum access system (SAS). However, current SAS-based DSA proposals require users to submit information such as location and transmission properties to SAS. The privacy of these users is of the utmost importance, as many existing users in these spectrum bands are military radars and other users for which operational security is pivotal. Storing the information for these users in a central database can be an major privacy issue, as this information could be leaked if SAS is compromised by a malicious party. Additionally, malicious secondary users (SUs) may perform an inference attack, which could also reveal the location of these military radars. In this thesis, we demonstrate a SAS-framework, SZ-SAS, which allows SAS to function without direct knowledge of user information. We also propose techniques for mitigating the inference attack which are compatible with SZ-SAS

As early as 2014, mobile network operators' spectral capacity will be overwhelmed by the demand brought on by new devices and applications. To augment capacity and meet this demand, operators may choose to deploy a Dynamic Spectrum Access (DSA) overlay. Spectrum regulation is following suit, with regulators attempting to incorporate spectrum sharing through the design of spectrum access rules that support DSA. This dissertation explores the idea of DSA applied to Long Term Evolution Advanced (LTE+) networks. This idea is explored under functional, architectural, and spectrum policy aspects. Under the functional and architectural aspects of this topic, the signaling and functionality required by such an overlay have not yet been fully considered in the architecture of an LTE+. This dissertation presents a Spectrum Accountability framework to be integrated into LTE+ MacroNet and HetNet architectures, defining specific element functionality, protocol interfaces, and signaling flow diagrams required to enforce the rights and responsibilities of primary and secondary users. We also identify and propose three DSA management frameworks for LTE+ HetNets: Spectrum Accountability Client Only, Cell Spectrum Management, and Domain Spectrum Management. Our Spectrum Accountability framework may serve as a guide in the development of future LTE+ network standards that account for DSA. We also quantify, through simulation and integer programs, the benefits of using DSA channels to augment capacity under a scenario in which LTE+ network can opportunistically use TV and GSM spectrum. In our first experiment, we a consider a scenario where three different operators share the same cell site with LTE+ equipment and a Dynamic Spectrum Access (DSA) band to augment spectral capacity. Our experiments show that throughput can increase by as much as 40%. We develop integer programs to model the assignment of spectrum channels to both a MacroNet and HetNet. In our selected scenario, we observe TV white spectrum provides the largest gain in performance for both Nets: 27% for MacroNet and 9% increase for the HetNet over our measured ranges. Although the gains in using opportunistic use of GSM is more modest, 10% and 2% for the Macro and HetNet, respectively, we believe that these gains will significantly increase as operators continue to migrate users to LTE+, thus freeing up portions of the bands currently used for GSM service. In our final analytical model, we create integer program sets to represent the different three DSA management frameworks for LTE+ HetNets and compare their results. Under the spectrum policy aspects, this dissertation develops a decision-theoretic framework for regulators to assess the impacts of different spectrum access rules on both primary and secondary operators. We analyze access rules based on sensing and exclusion areas, which in practice can be enforced through geolocation databases. Our results show that receiver-only sensing provides insufficient protection for primary and co-existing secondary users and overall low social welfare. On the other hand, combining sensing information of only the transmitter and receiver of a communication link provides dramatic increases in system performance. The performance of using these link end points is relatively close to that of using many cooperative sensing nodes associated to the same access point and large link exclusion areas. We hope these results will prove useful to regulators and network developers in un and developing rules for future DSA regulation. / Ph. D.

This thesis explores the use of the Naïve Bayesian classifier as a method of determining high-level information about secondary users in a Dynamic Spectrum Access (DSA) network using a low complexity channel sensing method.  With a growing number of users generating an increased demand for broadband access, determining an efficient method for utilizing the limited available broadband is a developing current and future issue.  One possible solution is DSA, which we simulate using the Universal DSA Network Simulator (UDNS), created by our team at Virginia Tech. However, DSA requires user devices to monitor large amounts of bandwidth, and the user devices are often limited in their acceptable size, weight, and power.  This greatly limits the usable bandwidth when using complex channel sensing methods.  Therefore, this thesis focuses on energy detection for channel sensing. Constraining computing requirements by operating with limited spectrum sensing equipment allows for efficient use of limited broadband by user devices.  The research on using the Naïve Bayesian classifier coupled with energy detection and the UDNS serves as a strong starting point for supplementary work in the area of radio classification. / Master of Science

Dynamic spectrum access (DSA) is a promising approach to alleviate spectrum scarcity and improve spectrum utilization. Our work aims to enhance the utilization of the available white spaces in the licensed spectrum by enabling cooperative communication in the secondary networks. We investigate the ability of a two-hop cooperative transmission to reduce the effect of primary user interruption on secondary transmissions. We analyze the performance of a cooperative secondary transmission by modeling the interaction between primary user and secondary user transmissions using a discrete time Markov chain (DTMC). The analysis shows a significant enhancement in the secondary transmission efficiency and throughput when cooperative transmission is utilized compared to that of direct transmission, especially at high levels of primary user activity. We extend our study to model secondary cooperative transmission in realistic scenarios. We evaluate the throughput performance enhancement in the secondary infrastructure network analytical and by simulation. A simple scenario is modeled analytically by a DTMC that captures the probability of finding intermediate relays according to nodes' density and by discrete event simulation where both results confined each other. We introduce a dedicated cooperative and cognitive Media Access Control (MAC) protocol named CO2MAC to facilitate secondary users transmissions in infrastructure-based secondary networks. The proposed MAC enables utilizing cooperative Multi-Input-Multi-Output (MIMO) transmission techniques to further enhance the throughput performance. By using the proposed MAC, we quantify the enhancement in the throughput of secondary infrastructure networks via simulation for complex scenarios. The results show an enhancement in cooperative transmission throughput compared to that of direct transmission, especially at crowded spectrum due to the ability of cooperative transmissions to reduce the negative effect of primary user interruptions by buffering the data at intermediate relays. Also, the cooperative throughput performance enhances compared to that of direct transmission as the nodes' density increases due to the increase in the probability of finding intermediate relays. After that, we answer two questions. The first question is about the way a secondary user pays the cooperation price to its relay and what are the conditions under which the cooperation is beneficial for both of them. The second question is about how to pair the cooperating nodes and allocate channels in an infrastructure based secondary network. To answer the first question, we model the cooperation between the secondary user and its relay as a resource exchange process, where the secondary user vacates part of its dedicated free spectrum access time to the relay as a price for the energy consumed by the relay in forwarding the secondary user's packets. We define a suitable utility function that combines the throughput and the energy then we apply axiomatic bargaining solutions, namely Nash bargaining solution (NBS) and egalitarian bargaining solution (EBS) to find the new free spectrum access shares for the secondary user and the relay based on the defined utility in the cooperation mode. We show that under certain conditions, the cooperation is beneficial for both the secondary user and the relay where both achieve a higher utility and throughput compared to the non-cooperative mode. Finally, based on the bargaining based shares of the cooperating nodes, the node pairing and channel allocation are optimized for different objectives, namely maximizing the total network throughput or minimizing the maximum unsatisfied demand. Our bargaining based framework shows a comparable performance with the case when the nodes' free spectrum access time shares are jointly optimized with the pairing and allocation process, at the same time, our cooperation framework provides an incentive reward for the secondary users and the relays to involve in cooperation by giving every node a share of the free spectrum that proportional to its utility. We also study the case of using multiple secondary access points which gives more flexibility in node pairing and channel allocation and achieves a better performance in terms of the two defined objectives. / Ph. D.