Thesis (M.S. in Defense Analysis)--Naval Postgraduate School, June 2010. / Thesis Advisor(s): Tsypkin, Mikhail ; Second Reader: Lober, George. "June 2010." Description based on title screen as viewed on July 14, 2010. Author(s) subject terms: Natural gas, transportation routes, pipelines, power rivalry, energy demand, energy resources, energy policy, energy security, post-Cold war era, Caspian Sea basin, Russian periphery, geopolitical, littoral states, political instability. Includes bibliographical references (p. 53-56). Also available in print.

Thesis (M.S.)--Rochester Institute of Technology, 2005. / Typescript. Includes bibliographical references (leaves 81-82).

Thesis (Ph. D.)--University of Idaho, 2005. / Also available online in PDF format. Abstract. "December 2005." Includes bibliographical references.

Thesis (M.S. in Joint Campaign Planning and Strategy)--Joint Forces Staff College, Joint Advanced Warfighting School, 2007. / Title from title screen; viewed on July 9, 2007. "23 May 2007." Electronic version of original print document. Includes bibliographical references (p. 64-66).

Report prepared for the M.I.T. Energy Laboratory and the Office of Technology Assessment

Prepared in association with Center for International Studies, Massachusetts Institute of Technology / Grant #E(49-18)-2295, Task Order No.2, from the Energy Research and Development Administration

Talk given at the Fourth Annual Meeting of the National Organization for the Professional Advancement of Black Chemists and Chemical Engineers.

The research compares the energy security approaches and strategies of China and the EU since the early 2000's. It examines the nexus between strategies and approaches of the two actors and it seeks to highlight the importance of domestic issues such as energy security governance and domestic politics. In addition, it sheds light to the notion of hedging which has become recently a buzzword among political scientists. Finally, it takes a critical position towards the mainstream dichotomy between strategic and market-based approaches to energy security. Despite their structural differences, China and the EU share similarities regarding their conceptualization of energy security. Interestingly, both sides have based their perceptions on perceived and contested energy security risks. Hence, in the mid-2000's, the two actors securitized energy due to external factors such as the Russia-Ukraine gas crisis and the so-called "Malacca Strait dilemma". Domestic factors however served as a transmission belt and they determined the process of how these external challenges shaped their energy security perceptions and eventually their strategies. During the last years of the examined period, Beijing and Brussels have adopted more comprehensive and sophisticated approach. Their declared adherence to market-based principles reflects among others their interest in self-identifying as liberal actors. The latter has been a global trend among states. Furthermore, it is concluded that their energy security strategies have distinct differences as well as certain similarities. For many years, issues such as the "Malacca Dilemma" and the European dependence on Russian gas have played an important role to the energy security strategies of China and the EU. Again, the two actors have been incorporating strategic and market-based policies in their energy security strategies that aim at their domestic markets as well as abroad. In order to analyse the energy security perceptions of the two actors, the research assumed that China and the EU have been adopting a hedging strategy. While their behaviour has the characteristics of hedging, a basic difference between the two actors is that for China hedging is a strategic choice while for the EU hedging is a combination of policies adopted by different actors. As a result, while it can be accepted that China has been implementing a hedging strategy the EU has been merely pursuing a hedging behavior. The distinction between hedging strategy and hedging behavior stands as one of the theoretical contributions of this research. Finally, the research chooses the Caspian Sea region as a case-study in order to examine the energy security strategies of China and the EU. Both actors have been seeking access to the Caspian energy resources in order to hedge against their energy insecurities. Their approaches however are fundamentally different as China has established a strong foothold in the region adopting mainly mercantilistic tactics while the EU has been facing important hardships as a result of domestic setbacks that limit the effectiveness of its resource diplomacy as well as due to political incompatibility with the Caspian states. Using the Regional Security Complex Theory as a conceptual starting point, the research approaches the Caspian Sea region as an energy security complex where China and the EU have been also integrated. The research analyses the energy security strategies of China and the EU within the Caspian complex applying the theoretical framework of neoclassical realism. This theoretical novelty can be evaluated as successful and as a result, the research has established an alternative theoretical approach to regional security complexes.

Abstract / Resumé The Ontario provincial government faces the challenge of getting public support in the implementation of its RE policy. This thesis aims at investigating the effects of environmental values and political ideology on public support for renewable energy policy in Ottawa, Canada. Data was collected through open-ended interviews with fifty respondents in and around Ottawa, transcribed, coded and analysed using the NVivo software. Results indicate that environmental values and political ideology affect public support for renewable energy policy, but economic factors also play a role. The provincial government can think of ways to reduce the cost of electricity, invest on education and the creation of awareness on the benefits of renewable energy and the different initiatives that are offered by the RE policy to increase public support. Public ownership of RE projects and more democratic policy-making could also increase public support. Le gouvernement provincial de l'Ontario fait face au défi d'obtenir le soutien public dans la mise en œuvre de sa politique d'ER. Cette thèse vise à étudier les effets des valeurs environnementales et de l'idéologie politique sur le soutien public à la politique sur l'énergie renouvelable à Ottawa, au Canada. Les données ont été recueillies par les entrevues ouvertes avec une cinquantaine de répondants à Ottawa et dans les environs. Ils ont été transcrits, codées et analysées à l'aide du logiciel NVivo. Les résultats indiquent que les valeurs environnementales et l'idéologie politique affectent le soutien public à la politique d'énergie renouvelable, mais les facteurs économiques jouent également un rôle. Le gouvernement provincial peut réfléchir à des moyens de réduire le coût de l'électricité, investir dans l'éducation et sensibiliser les gens aux avantages de l'ER et aux différentes initiatives offertes par la politique sur l'ER pour accroître le soutien public. La propriété publique de projets d'ER et l'élaboration de politiques plus démocratiques pourrait également accroître le soutien public.

Energy policy in the European Union (EU) is a patchwork of diverging interests and preferences. While the European Commission pushes for a common energy policy, Member States are responsible for their own separate energy policies. These divergences in interests and preferences might create a conflict situation between the Commission and Member States. This thesis explores the Commission’s behaviour vis-à-vis the Member States, investigating the conditions under which the Commission is likely to try to deviate from Member States’ preferences in the external dimension of the EU internal energy market. Adopting a Principal-Agent Model (PAM), this thesis conceptualizes the Member States as principals and the Commission as their agent. A qualitative case study approach and process-tracing method are applied to appreciate the variety of preferences of the actors involved, and provide a means to study the various shades of post-delegation agent’s behaviour. This thesis looks at four in-depth case studies: 1) Decision 994/2012 on establishing an information exchange mechanism with regard to intergovernmental agreements between Member States and third countries in the field of energy; 2) Directive 2009/73/EC on common rules for the internal market in gas; 3) Energy Community Treaty; and 4) Energy Charter Treaty. These were selected based on their relevance to the research question. Findings suggest that two factors are likely to affect the Commission’s deviation from Member States’ preferences: a) the preference alignment among the principals and b) the preference alignment between the principals and the agent. This thesis suggests that when the preferences between the agent and the principals are heterogeneous, the agent is more likely to deviate from the preferences of the principals. This thesis also suggests that the preference alignment among the principals only has a secondary effect on the agent’s deviation. Finally, this research contributes to the further development of the PAM offering a possible categorisation of post-delegation agent’s behaviour going beyond the dichotomy of deviation and non-deviation.