This dissertation presents an investigation of engineering behavior of expansive soils. An analytical study was undertaken for the development and modification of a Windows-based two-dimensional finite element computer program FLODEF that performs a sequentially coupled flow-displacement analysis for the prediction of moisture diffusion and the induced volume change in soils supporting various elements of civil infrastructure. The capabilities of the model are illustrated through case studies of shear strength envelope forecast and parametric studies of transient flow-deformation prediction in highway project sites to evaluate the effectiveness of engineering treatment methods to control swell-shrink deformations beneath highway pavements. Numerical simulations have been performed to study the field moisture diffusivity using a conceptual model of moisture diffusion in a fractured soil mass. A rough correlation between field and the laboratory measurements of moisture diffusion coefficients has been presented for different crack depth patterns.

The volumetric strains induced in the subgrade of a pavement or light foundation by the swelling and shrinking of expansive soils routinely cause distress, and ultimately failure of the structure. Additionally, shallow embankment slope failures have also been shown to cause damage to pavements throughout Central Texas. As such, the main objective of this project was to correlate observed field pavement distresses, attributed to expansive soil movement, to results obtained from laboratory forced ventilated swell-shrink tests. Additionally, the author wished to analyze if edge distresses could be attributed to shallow slope stability failures. This research was conducted with the cooperation of the Capital Area Pavement Engineering Council (CAPEC); a multi-agency entity with the goal of mitigating or eliminating historical pavement distresses with roadways constructed over highly expansive soils. Forced ventilated swell-shrink tests were conducted on specimens from six specific test section locations. In general, the magnitude of shrinkage strains measured in the laboratory were larger for specimens obtained from severely distressed roadway sections. / text

Expansive soils cause more damage to structures annually than a combination of other major natural disasters. Because of the cost to our society, all means and methods need to be fully explored to mitigate the problems associated with expansive soils. This study will present a foundation design approach that is under utilized in this application, driven piles. The main objective of the study is to present pile test results and analysis from four driven pile project sites in three types of expansive soils found in central Texas: Del Rio formation, Taylor/Navarro formation, and expansive alluvium. Observations of the pile driving operations will be reported to highlight pile design considerations like predrilling and open versus close-ended pipe piles and the type of equipment involved. High strain dynamic pile tests were conducted on each of the four studies with rigorous signal matching analysis from the CAse Pile Wave Analysis Program (CAPWAP). Ultimate pile capacities ranged from 73 to 311 kips with an average of 61% of the total capacity coming from the pile shaft and were two to six times the structural capacity needed. Static design methods under-predicted, dynamic formulas over-predicted, and wave equation analysis conducted with GRLWEAP closely modeled test results. Average unit skin frictions ranged from 0.55 to 4.7 ksf. Restrike pile tests of 1 to 17 days after initial driving reported 30 to 100% shaft capacity gain. All open-ended pipe piles driven produced soil plugs ranging from 4 to 14 feet thick, and it was observed that harder driving conditions produced thinner soil plug thicknesses. Small diameter, thick-walled, open-ended pipe piles reached penetration of twice the depth of designated zone of seasonal moisture change without problem. The observed production rate of the driven piles was on average 8 minutes which implied daily production of 15 to 40 piles. Predrills or augered holes should be specified for underground obstructions found in soil investigation. Future studies on pile-supported foundations should measure localized movement correlated with seasonal moisture changes in expansive soil, or active zone, to confirm long-term performance. Also uplift forces need to be observed from tests on fully-instrumented and loaded driven piles to determine required pile embedment length below the active zone to withstand movement. / text

Water infiltration associated with natural precipitation events or other artificial activities such as pipe leaks in expansive soils significantly influence the engineering properties; namely, coefficient of permeability, shear strength and volume change behavior. For this reason, it is challenging to design or construct geotechnical infrastructure within or with expansive soils. Several billions of dollars losses, world-wide, can be attributed to the repairing, redesigning and retrofitting of infrastructure constructed with or within expansive soils, annually. Piles are widely used as foundations in expansive soils extending conventional design procedures based on the principles of saturated soil mechanics. However, the behavior of piles in unsaturated expansive soils is significantly different from conventional non-expansive saturated soils. Three significant changes arise as water infiltrates into expansive soil around the pile. Firstly, soil volume expansion contributes to ground heave in vertical direction. Secondly, volume expansion restriction leads to development of the lateral swelling pressure resulting in an increment in the lateral earth pressure in the horizontal direction. Thirdly, pile-soil interface shear strength properties change due to variations in water content (matric suction) of the surrounding soil. These three changes are closely related to matric suction variations that arise during the water infiltration process. For this reason, a rational methodology is necessary for the pile load transfer mechanism analysis based on the mechanics of unsaturated soils. Studies presented in this thesis are directed towards developing simple methods to predict the load transfer mechanism changes of piles in expansive soils upon infiltration. More emphasis is directed towards the prediction of the pile mechanical behavior which includes the pile head load-displacement relationship, the pile axial force (shaft friction) distribution and the pile base resistance using unsaturated mechanical as a tool. The function of matric suction as an independent stress state variable on the mechanical behavior pile is highlighted. More specifically, following studies were conducted: (i) Previous studies on various factors influencing the load transfer mechanisms of piles in unsaturated expansive soils are summarized and discussed to give a background of current research. More specifically, state-of-the-art reviews are summarized on the application of piles in expansive soils, mobilization of lateral swelling pressure, mobilization of unsaturated pile-soil interface shear strength and methods available for the load transfer analysis of piles in expansive soils. (ii) Employing unsaturated soil mechanics as a tool, theoretical methods are proposed for estimating the lateral earth pressure variations considering the mobilization of lateral swelling pressure. The proposed methods are verified using two large-scale laboratory studies and two field studies from published literatures. (iii) The shear displacement method and load transfer curve methods used traditionally for pile load transfer mechanisms analysis for saturated soils were modified to extend their applications for unsaturated expansive soils. The influence of volume change characteristics and unsaturated soil properties on unsaturated expansive soils are considered in these methods. The validation of the modified shear displacement method and modified load transfer curve method were established using a large-scale model test performed in the geotechnical engineering lab of University of Ottawa and a field case study results from the published literature. (iv) A large-scale model pile infiltration test conducted in a typical expansive soil from Regina in Canada in the geotechnical lab of University of Ottawa is presented and interpreted using the experimental data of volumetric water content suction measurements and shear strength data. The results of the comprehensive experiment studies are also used to validate the proposed modified shear displacement method and modified load transfer curve method achieving reasonable good comparisons. The proposed modified shear displacement method and modified load transfer curve method are simple and require limited number soil properties including the soil water characteristic curve (SWCC), matric suction profile upon wetting and drying and some soil physical properties. Due to these advantages, they can be easily and conveniently applied in engineering practice for prediction of the mechanical behavior of piles in unsaturated expansive soils, which facilitate practicing engineers to produce sound design of pile foundation in unsaturated expansive soils in a simplistic manner.

The current design procedure for cantilever structures on spread footings in the Texas Department of Transportation (TxDOT) is based on horizontal pressure that is calculated by using Rankine's and Coulomb's theory. These are classical Geotechnical Engineering methods. Horizontal earth pressure due to moisture and volume change in high plasticity soil is not determined by these classical methods. However, horizontal pressure on most of the cantilever retaining structures in Texas is determined by following the classical methods. In recent years, a number of consultants have considered the horizontal pressure due to swelling on cantilever retaining structures in Texas. However, the proposed horizontal pressure by consultants is 10-20 times higher than the classical horizontal pressure. This method of cantilever retaining structure design without knowing the real pressure and stress pattern increases the thickness of the wall, and raises the cost of construction. This study focuses on providing adequate patterns of lateral earth pressure distribution on cantilever retaining structures in expansive soil. These retaining wall structures are subject to swelling pressures which cause horizontal pressures that are larger than the classical especially near the ground surface. Beside the prediction of lateral earth pressure distribution, the relations between water content, volume change and suction change are determined. Based on the laboratory testing program conducted, Soil Water Characteristic Curves (SWCC) are determined for a site located at the intersection of I-35 and Walters Street in San Antonio, Texas. Additionally, relations between volume change with confining pressure curve, water content change with the change of confining pressure curve, water content change with change of matric suction and volume change with change of matric suction curves are generated based on laboratory tests. There are a number of available mass volume measurement methods that use mostly mercury or paraffin to obtain volume measurements. Although these methods are reported in the literature, they are not used in practice due to application limitations like safety, time, and cost. In order to overcome these limitations, a new method was developed to measure the volume of soil mass by using sand displacement. This new method is an inexpensive, safe, and simple way to measure mass volume by Ottawa sand.

Expansive soils are a worldwide problem that poses several challenges for civil engineers. Such soils swell when given an access to water and shrink when they dry out. The most common and economical method for stabilizing these soils is using admixtures that prevent volume changes. In this study the effect of using Bigadic zeolite (boron by-product) in reducing the swelling potential is examined. The expansive soil is prepared in the laboratory by mixturing kaolinite and bentonite. Bigadic zeolite (boron by-product) is added to the soil at 0 to 25 percent by weight. Grain size distribution, Atterberg limits and swell percent and rate of swell of the mixtures are determined. Specimens are cured for 7 and 28 days. As a result of the experimental study, it was seen that addition of Bigadic zeolite (boronby-product) decreased swelling potential and rate of swell of the artificially prepared expansive soil specimen at laboratory conditions. The swell percentage and rate of swell of the stabilized specimens are affected positively by curing.

In this study, the relationship between soil suction and shear strength parameters of compacted METU campus clay were investigated at different moisture contents. Soil samples were tested at optimum moisture content (i.e. w=20.8%), at dry side of optimum moisture content (i.e. w=14.8%, 16.8%, 18.8%) and at wet side of optimum moisture content (i.e. w=22.8%, 24.8%, 26.8%). Direct shear tests were performed to measure shear strength parameters (c&#039 / , &amp / #934 / &#039 / ) and soil suctions were measured by filter paper method after direct shear tests. These relationships were also investigated on soaked samples. The trends for suction, angle of internal friction and cohesion, which change on the dry side and wet side of optimum moisture content, were analyzed. The compacted METU campus clay gains granular soil fabric at the dry side of optimum moisture content. As moisture content increases, cohesion increases up to optimum moisture content and then decreases. But angle of internal friction decreases as moisture content increases. Soaking affects the samples more which are on the dry side of optimum moisture content. The soil suction (total suction and matric suction) affects the shear strength, and an increase in soil suction increases the shear strength.

Global concern about the environmental impacts of waste disposal and stringent implementation of environmental laws lead to numerous research on recycled materials. Increased awareness about the inherent engineering values of waste materials, lack of landfill sites and strong demand for construction materials have encouraged research on composite materials, which are either fully or partly made of recycled materials. This trend is particularly strong in transportation and geotechnical projects, where huge quantities of raw materials are normally consumed. Owing to the low mass-to-volume ratio, disposal of Expanded Polystyrene (EPS) is a major problem. In addition, EPS recycling methods are expensive, labour intensive and energy demanding. Hence, this thesis is focused on the development of a new soil composite made by mixing recycled EPS with expansive clays. Given the high cost of damage to various buildings, structures and pavements caused by the unpredictable ground movements associated with expansive soils, it has been considered prudent to try and develop a new method of soil modification using recycled EPS beads as a swell-shrink modifier and desiccation crack controller. The innovative application of recycled EPS as a soil modifier will minimise the quantity of waste EPS destined to the landfill considerably. An extensive experimental investigation has been carried out using laboratory reconstituted expansive soils - to represent varied plasticity indices - consisting of fine sand and sodium bentonite. Three soils notated as SB16, SB24 and SB32 representing 16%, 24% and 32% of bentonite contents respectively were tested with four EPS contents of 0.0%, 0.3%, 0.6% and 0.9%. The tests performed include compaction, free swell, swell pressure, shrinkage, desiccation, shear strength and hydraulic conductivity. All the tests have been performed at the respective maximum dry unit weight and optimum moisture content of the mixes. It has been observed that by mixing of recycled EPS beads with the reconstituted soil, a lightweight geomaterial is produced with improved engineering properties in terms of dry unit weight, swelling, shrinkage and desiccation. The EPS addition depends on the moulding moisture content of the soil. With increasing moisture content, additional EPS can be added. Also, there is a reduction in dry unit weight with the addition of EPS. Furthermore, the reduction of swell-shrink potential and desiccation cracking in soils, for example, is related to the partial replacement of soil particles as well as the elasticity of the EPS beads. There is a reduction in shear strength with the addition of EPS to soils. However, mixing of chemical stabilisers along with EPS can enhance the strength in addition to improved overall properties.

abstract: Urbanization and infrastructure development often brings dramatic changes in the surface and groundwater regimes. These changes in moisture content may be particularly problematic when subsurface soils are moisture sensitive such as expansive soils. Residential foundations such as slab-on ground may be built on unsaturated expansive soils and therefore have to resist the deformations associated with change in moisture content (matric suction) in the soil. The problem is more pronounced in arid and semi arid regions with drying periods followed by wet season resulting in large changes in soil suction. Moisture content change causes volume change in expansive soil which causes serious damage to the structures. In order to mitigate these ill effects various mitigation are adopted. The most commonly adopted method in the US is the removal and replacement of upper soils in the profile. The remove and replace method, although heavily used, is not well understood with regard to its impact on the depth of soil wetting or near-surface differential soil movements. In this study the effectiveness of the remove and replace method is studied. A parametric study is done with various removal and replacement materials used and analyzed to obtain the optimal replacement depths and best material. The depth of wetting and heave caused in expansive soil profile under climatic conditions and common irrigation scenarios are studied for arid regions. Soil suction changes and associated soil deformations are analyzed using finite element codes for unsaturated flow and stress/deformation, SVFlux and SVSolid, respectively. The effectiveness and fundamental mechanisms at play in mitigation of expansive soils for remove and replace methods are studied, and include (1) its role in reducing the depth and degree of wetting, and (2) its effect in reducing the overall heave potential, and (3) the effectiveness of this method in pushing the seat of movement deeper within the soil profile to reduce differential soil surface movements. Various non-expansive replacement layers and different surface flux boundary conditions are analyzed, and the concept of optimal depth and soil is introduced. General observations are made concerning the efficacy of remove and replace as a mitigation method. / Dissertation/Thesis / Ph.D. Civil and Environmental Engineering 2013

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