Os motores de indução trifásicos são os principais elementos de conversão de energia elétrica em mecânica motriz aplicados em vários setores produtivos. Identificar um defeito no motor em operação pode fornecer, antes que ele falhe, maior segurança no processo de tomada de decisão sobre a manutenção da máquina, redução de custos e aumento de disponibilidade. Nesta tese são apresentas inicialmente uma revisão bibliográfica e a metodologia geral para a reprodução dos defeitos nos motores e a aplicação da técnica de discretização dos sinais de correntes e tensões no domínio do tempo. É também desenvolvido um estudo comparativo entre métodos de classificação de padrões para a identificação de defeitos nestas máquinas, tais como: Naive Bayes, k-Nearest Neighbor, Support Vector Machine (Sequential Minimal Optimization), Rede Neural Artificial (Perceptron Multicamadas), Repeated Incremental Pruning to Produce Error Reduction e C4.5 Decision Tree. Também aplicou-se o conceito de Sistemas Multiagentes (SMA) para suportar a utilização de múltiplos métodos concorrentes de forma distribuída para reconhecimento de padrões de defeitos em rolamentos defeituosos, quebras nas barras da gaiola de esquilo do rotor e curto-circuito entre as bobinas do enrolamento do estator de motores de indução trifásicos. Complementarmente, algumas estratégias para a definição da severidade dos defeitos supracitados em motores foram exploradas, fazendo inclusive uma averiguação da influência do desequilíbrio de tensão na alimentação da máquina para a determinação destas anomalias. Os dados experimentais foram adquiridos por meio de uma bancada experimental em laboratório com motores de potência de 1 e 2 cv acionados diretamente na rede elétrica, operando em várias condições de desequilíbrio das tensões e variações da carga mecânica aplicada ao eixo do motor. / The three-phase induction motors are the key elements of electromechanical energy conversion in a variety of productive sectors. Identify a defect in an operating motor can provide, before it fails, greater safety for decision making on machine maintenance, reduce costs and increase process availability. This thesis initially presents a literature review and the general methodology for reproduction of defects in the motors and the application of discretization technique of current and voltage signals in the time domain. It was also developed a comparative study of methods of pattern classification for the identification of defects has been developed in these machines, such as Naive Bayes, k-Nearest Neighbor, Support Vector Machine (Sequential Minimal Optimization), Artificial Neural Network (Multilayer Perceptron), Repeated incremental Pruning to Produce Error Reduction and C4.5 Decision Tree. Also applied the concept of Multi-Agent Systems (MAS) to support the use of multiple competing methods in a distributed manner to pattern recognition of faults in bearings, broken rotor bars and stator short-circuit in induction motors. Additionally, some strategies for the definition of the severity of the aforementioned defects in engines have been explored, including making an investigation of the influence of voltage unbalance in the machine feed for the determination of these anomalies. Experimental data are acquired from 1 and 2 cv motors under sinusoidal supply, operating in various unbalance conditions and under a wide range of mechanical load applied to the motor shaft.

Os motores de indução trifásicos são os principais elementos de conversão de energia elétrica em mecânica motriz aplicados em vários setores produtivos. Identificar um defeito no motor em operação pode fornecer, antes que ele falhe, maior segurança no processo de tomada de decisão sobre a manutenção da máquina, redução de custos e aumento de disponibilidade. Nesta tese são apresentas inicialmente uma revisão bibliográfica e a metodologia geral para a reprodução dos defeitos nos motores e a aplicação da técnica de discretização dos sinais de correntes e tensões no domínio do tempo. É também desenvolvido um estudo comparativo entre métodos de classificação de padrões para a identificação de defeitos nestas máquinas, tais como: Naive Bayes, k-Nearest Neighbor, Support Vector Machine (Sequential Minimal Optimization), Rede Neural Artificial (Perceptron Multicamadas), Repeated Incremental Pruning to Produce Error Reduction e C4.5 Decision Tree. Também aplicou-se o conceito de Sistemas Multiagentes (SMA) para suportar a utilização de múltiplos métodos concorrentes de forma distribuída para reconhecimento de padrões de defeitos em rolamentos defeituosos, quebras nas barras da gaiola de esquilo do rotor e curto-circuito entre as bobinas do enrolamento do estator de motores de indução trifásicos. Complementarmente, algumas estratégias para a definição da severidade dos defeitos supracitados em motores foram exploradas, fazendo inclusive uma averiguação da influência do desequilíbrio de tensão na alimentação da máquina para a determinação destas anomalias. Os dados experimentais foram adquiridos por meio de uma bancada experimental em laboratório com motores de potência de 1 e 2 cv acionados diretamente na rede elétrica, operando em várias condições de desequilíbrio das tensões e variações da carga mecânica aplicada ao eixo do motor. / The three-phase induction motors are the key elements of electromechanical energy conversion in a variety of productive sectors. Identify a defect in an operating motor can provide, before it fails, greater safety for decision making on machine maintenance, reduce costs and increase process availability. This thesis initially presents a literature review and the general methodology for reproduction of defects in the motors and the application of discretization technique of current and voltage signals in the time domain. It was also developed a comparative study of methods of pattern classification for the identification of defects has been developed in these machines, such as Naive Bayes, k-Nearest Neighbor, Support Vector Machine (Sequential Minimal Optimization), Artificial Neural Network (Multilayer Perceptron), Repeated incremental Pruning to Produce Error Reduction and C4.5 Decision Tree. Also applied the concept of Multi-Agent Systems (MAS) to support the use of multiple competing methods in a distributed manner to pattern recognition of faults in bearings, broken rotor bars and stator short-circuit in induction motors. Additionally, some strategies for the definition of the severity of the aforementioned defects in engines have been explored, including making an investigation of the influence of voltage unbalance in the machine feed for the determination of these anomalies. Experimental data are acquired from 1 and 2 cv motors under sinusoidal supply, operating in various unbalance conditions and under a wide range of mechanical load applied to the motor shaft.

Recent technological advances in the automotive industry have made vehicularsystems increasingly complex in terms of both hardware and software. As thecomplexity of the systems increase, so does the complexity of efficient monitoringof these system. With increasing computational power the field of diagnosticsis becoming evermore focused on software solutions for detecting and classifyinganomalies in the supervised systems. Model-based methods utilize knowledgeabout the physical system to device nominal models of the system to detect deviations,while data-driven methods uses historical data to come to conclusionsabout the present state of the system in question. This study proposes a combinedmodel-based and data-driven diagnostic framework for fault classification,severity estimation and novelty detection. An algorithm is presented which uses a system model to generate a candidate setof residuals for the system. A subset of the residuals are then selected for eachfault using L1-regularized logistic regression. The time series training data fromthe selected residuals is labelled with fault and severity. It is then compressedusing a Gaussian parametric representation, and data from different fault modesare modelled using 1-class support vector machines. The classification of datais performed by utilizing the support vector machine description of the data inthe residual space, and the fault severity is estimated as a convex optimizationproblem of minimizing the Kullback-Leibler divergence (kld) between the newdata and training data of different fault modes and severities. The algorithm is tested with data collected from a commercial Volvo car enginein an engine test cell and the results are presented in this report. Initial testsindicate the potential of the kld for fault severity estimation and that noveltydetection performance is closely tied to the residual selection process.

L’objectif de ces travaux de thèse est de développer des architectures fiables de surveillance et de détection des défauts d’une machine asynchrone basées sur des techniques paramétriques de traitement du signal. Pour analyser et détecter les défauts, un modèle paramétrique du courant statorique en environnement stationnaire est proposé. Il est supposé être constitué de plusieurs sinusoïdes avec des paramètres inconnus dans le bruit. Les paramètres de ce modèle sont estimés à l’aide des techniques paramétriques telles que les estimateurs spectraux de type sous-espaces (MUSIC et ESPRIT) et l’estimateur du maximum de vraisemblance. Un critère de sévérité des défauts, basé sur l’estimation des amplitudes des composantes fréquentielles du courant statorique, est aussi proposé pour évaluer le niveau de défaillance de la machine. Un nouveau détecteur des défauts est aussi proposé en utilisant la théorie de détection. Il est principalement basé sur le test du rapport de vraisemblance généralisé avec un signal et un bruit à paramètres inconnus. Enfin, les techniques paramétriques proposées ont été évaluées à l’aide de signaux de courant statoriques expérimentaux de machines asynchrones en considérant les défauts de roulements et les ruptures de barres rotoriques. L’analyse des résultats expérimentaux montre clairement l’efficacité et la capacité de détection des techniques paramétriques proposées. / This Ph.D. thesis aims to develop reliable and cost-effective condition monitoring and faults detection architectures for induction machines. These architectures are mainly based on advanced parametric signal processing techniques. To analyze and detect faults, a parametric stator current model under stationary conditions has been considered. It is assumed to be multiple sinusoids with unknown parameters in noise. This model has been estimated using parametric techniques such as subspace spectral estimators and maximum likelihood estimator. A fault severity criterion based on the estimation of the stator current frequency component amplitudes has also been proposed to determine the induction machine failure level. A novel faults detector based on hypothesis testing has been also proposed. This detector is mainly based on the generalized likelihood ratio test detector with unknown signal and noise parameters. The proposed parametric techniques have been evaluated using experimental stator current signals issued from induction machines under two considered faults: bearing and broken rotor bars faults.Experimental results show the effectiveness and the detection ability of the proposed parametric techniques.