published_or_final_version / Chinese / Master / Master of Philosophy

梁偉基. / "2000年8月" / 論文 (哲學碩士)--香港中文大學, 2000. / 參考文獻 (leaves 136-155) / 附中英文摘要. / "2000 nian 8 yue" / Liang Weiji. / Lun wen (zhe xue shuo shi)--Xianggang Zhong wen da xue, 2000. / Can kao wen xian (leaves 136-155) / Fu Zhong Ying wen zhai yao. / Chapter 第一章： --- 緒論 / Chapter 第一節： --- 北宋政權的解體與新政權的建立 / Chapter 第二節： --- 南宋高宗初年政治史的硏究動向 / Chapter 第三節： --- 官僚制理論的介紹及其與中國史硏究的關係 / Chapter 第四節： --- 史料的應用 / Chapter 第五節： --- 問題的提出 / Chapter 第二章： --- 高宗政權成立初年地方財經官僚的動向 / Chapter 第一節： --- 北宋重視財經官僚的國策及其延續 / Chapter 第二節： --- 高宗初年對地方守令的財經治績要求 / Chapter 第三節： --- 高宗初年地方財經官僚與新政權的依存關係 / Chapter 第四節： --- 高宗初年地方財經官僚的權力 / Chapter 第五節： --- 小結 / Chapter 第三章： --- 高宗初年財經官僚與知臨安府的關係 / Chapter 第一節： --- 高宗政權成立以後駐蹕地問題的爭議 / Chapter 第二節： --- 高宗定都臨安府的原因 / Chapter 第三節： --- 建炎元年(1127)至紹興十二年(1142)歷任知臨安府的分析 / Chapter 第四節： --- 小結 / Chapter 第四章： --- 高宗初年戶部侍郎、¯‘ة書的分析 / Chapter 第一節： --- 高宗初年戶部的職能 / Chapter 第二節： --- 高宗初年戶部侍郎的人選分析 / Chapter 第三節： --- 高宗初年戶部¯‘ة書的人選分析 / Chapter 第四節： --- 小結 / Chapter 第五章： --- 高宗初年倚重財經官僚的背景 一個歷史現象的分析 / Chapter 第一節： --- 高宗政權的成立及其措置戰時財政的困難 / Chapter 第二節： --- 高宗政權出現財政危機的原因 / Chapter 第三節： --- 高宗政權解決財政危機的嘗試 / Chapter 第四節： --- 高宗政權任用財經官僚的矛盾 / Chapter 第五節： --- 小結 / Chapter 第六章： --- 結論 / 引用書目 / Chapter 一、 --- 史料 / Chapter 二、 --- 中日文論文 / Chapter 三、 --- 中日文論著 / Chapter 四、 --- 西文論文 / Chapter 五、 --- 西文論著 / 附表 / 表一〈高宗年間歷任知臨安府簡表(建炎元年(1127)至紹興十二年(1142))〉 / 表二〈席益家世表〉 / 表三〈宋煇家世表〉 / 表四〈盧知原家世表〉 / 表五〈蔣璨家世表〉 / 表六〈張匯家世表〉 / 表七〈王喚家世表〉 / 表八〈財經官僚標準表：知臨安府〉 / 表九〈高宗年間歷任知臨安府簡表(紹興十三年(1143)至紹興三十二年(1162))〉 / 表十〈高宗年間歷任戶部侍郎簡表（建炎元年(1127)至紹興十二年(1142))〉 / 表十一〈鄭望之家世表〉 / 表十二〈葉夢得家世表〉 / 表十三〈陳邦光家世表〉 / 表十四〈李迨家世表〉 / 表十五〈高衛家世表〉 / 表十六〈黃叔敖家世表〉 / 表十七〈劉岑、劉寧止家世表〉 / 表十八〈向子諲家世表〉 / 表十九〈晁謙之家世表〉 / 表二十〈財經官僚標準表：戶部侍郎〉 / 表二十一〈高宗年間歷任戶部¯‘ة書簡表(建炎元年(1127)至紹興十二年(1142))〉 / 表二十二〈財經官僚標準表：戶部¯‘ة書〉 / 表二十三〈河北兵馬大元帥府僚屬表(建炎元年(1127)春正月至五月）〉

Title in Chinese: / Includes bibliographical references / Thesis (M.Ph.)--Chinese University of Hong Kong, 1986

Peng, Handa. / "August 2011." / Thesis (M.Phil.)--Chinese University of Hong Kong, 2011. / Includes bibliographical references (p. 81-83). / Abstracts in English and Chinese. / Abstract --- p.1 / 摘要 --- p.2 / Acknowledgements --- p.3 / Introduction --- p.6 / Chapter Section I --- Literature Review --- p.11 / Theories on Sovereign Default --- p.11 / Historical Case Studies on Sovereign Default --- p.15 / Brief Summary on the Existing Theories and Empirical Cases --- p.16 / Chapter Section II --- Historical Backgrounds --- p.21 / Political Instability and Military Expenditures --- p.21 / Fiscal Status during the rule of the Nanking Government --- p.22 / Silver Standard and Currency Reform in 1935 --- p.26 / Chapter Section III --- Sovereign Default and Restructuring Episodes of the Nanking Government --- p.29 / Data --- p.29 / Sovereign Debt as a Heritage --- p.30 / Background Information of the Debts --- p.34 / The Restructuring Episode --- p.37 / Market Reactions --- p.42 / Chapter Section IV --- Capital Market Access and Reputational Theories in the Restructuring Episode --- p.45 / Access to the International Capital Market --- p.45 / Relevance of the Traditional Reputational Model --- p.48 / Signaling Model and Role of Reputation --- p.51 / Chapter Section V --- Role of Sanctions in the Restructuring Episode --- p.57 / Analytical Framework of the Sanctions Model --- p.57 / Three Possible Channels of Direct Sanctions --- p.60 / Chapter Section VI --- Informational Explanation of the Restructuring Episode --- p.64 / A Practical Analytical Framework for the Informational Model --- p.64 / Issue of Credibility and Currency Reform --- p.66 / The Need for the Settlement of Old Debts --- p.68 / Outcomes --- p.73 / Summary --- p.77 / Conclusion --- p.79 / References --- p.81 / Chapter Appendix I --- Basic information on Chinese sovereign bonds traded in the London Stock Exchange --- p.84 / Chapter Appendix II --- Price of Chinese Sovereign Bonds traded in the London Stock Exchange --- p.86 / Chapter Appendix III --- Price level change around the settlement of two Tienstin-Pukow loans --- p.93 / Chapter Appendix IV --- "Price levels and yield to maturities of the Chinese sovereign bonds on November 1，1935 and June 25, 1937" --- p.94 / Chapter Table I --- Classification of Literatures on Cost of Sovereign Defaults --- p.17 / Chapter Graph I --- Fiscal Status of China in the Nanking Decade --- p.22 / Chapter Graph II --- Breakdown of Revenue --- p.23 / Chapter Graph III --- Breakdown of Expenditures --- p.24 / Chapter Graph IV --- Financing Methods of Government Deficit --- p.25 / Chapter Graph V --- Time Distribution of Borrowing and Defaulting of Old Debts --- p.32 / Chapter Table II --- Purpose of the Old Debts --- p.35 / Chapter Table III --- Lending Countries of the Old Debts --- p.35 / Chapter Table IV --- Collateral of the Old Debts --- p.36 / Chapter Table V --- Currency Denomination of the Old Debs --- p.37 / Chapter Graph VI --- Restructuring Time Distributions --- p.39 / Chapter Graph VII --- Time distribution of new debts obtained during the Nanjing government --- p.46 / Chapter Graph VIII --- Exports and Imports of China in 1921-1937 --- p.61 / Chapter Graph IX --- "Wholesale Price Index in Shanghai, 1929-1937" --- p.74 / Chapter Graph X --- Monthly Exchange Rate of Chinese Currency to U.S. Dollar (Indirect Quotation) --- p.74 / Chapter Graph XI --- "Net Domestic Capital Formation in China, 1931-1936" --- p.76 / Chapter Graph XII --- "Industrial Product and Its Growth Rate in China, 1928-1936" --- p.76