Free-space optical (FSO) communication offers significant technical and operational advantages such as higher bandwidth capacity, robustness to electromagnetic interference, a high degree of spatial confinement (bringing virtually unlimited reuse and inherent security), low power requirements, and unregulated spectrum. FSO communication can be deployed as an efficient solution for a wide range of applications such as last-mile access, fiber backup, back-haul for wireless cellular networks, and disaster recovery among others. Although FSO system have many appealing features, they have rather disappointing performance for long links due to the degrading effects of atmospheric turbulence-induced fading. In this dissertation, we investigate different diversity techniques to boost the performance of FSO systems in the presence of the atmospheric turbulence-induced fading. In Chapter 3, we investigate receive diversity in coherent FSO systems considering both turbulence-induced amplitude and phase fluctuations under weak turbulence regime. To mitigate the wavefront phase distortion effect, modal compensation is deployed at the receiver. Under the assumption of Rician channel that models the combined effects of the atmospheric fading and modal compensation, we derive outage probability and diversity- multiplexing tradeoff of such systems. Our results show that, at high signal to noise ratio (SNR) regime, the diversity gain as great as the number of receiving apertures is achieved. Moreover, it is found that the modal compensation provides finite-SNR diversity advantages in coherent receivers. In Chapter 4, we investigate multi-hop transmission (serial relaying) as a form of diversity technique to combat atmospheric fading in coherent FSO systems. Utilizing the same channel model as in Chapter 3 and considering decode-and-forward relaying strategy, we quantify the outage probability and the finite-SNR diversity-multiplexing tradeoff of this relaying scheme. Exploiting the fact that fading variance is distance-dependent in the atmospheric channel, our results demonstrate that the multi-hop transmission takes advantage of the resulting shorter hops and yields significant performance improvements in the presence of fading. In Chapter 5, we study hybrid-ARQ protocols in coherent FSO communications over Gamma-Gamma atmospheric fading channels. We investigate and compare the performance of three hybrid-ARQ protocols in terms of the outage probability and throughput. Furthermore, we characterize the outage performance at high-SNR regime by diversity and coding gains. Our results provide insight into the performance mechanisms of different hybrid-ARQ protocols in coherent FSO systems and demonstrate that hybrid-ARQ significantly improves the outage performance of a coherent FSO system particularly in strong turbulence regime. In Chapter 6, we investigate parallel relaying in an intensity modulation/direct detection (IM/DD) FSO system. Assuming Gamma-Gamma fading model, we analyze both decode-and-forward and amplify-and-forward modes of cooperation. Focusing on high SNR regime, we investigate the outage probability and characterize it by the diversity and coding gains. The diversity-multiplexing tradeoff expression of each cooperation mode is also derived. Our performance analysis reveals that large energy savings can be achieved through the use of parallel relaying in FSO systems.

Free-space optical (FSO) communication offers significant technical and operational advantages such as higher bandwidth capacity, robustness to electromagnetic interference, a high degree of spatial confinement (bringing virtually unlimited reuse and inherent security), low power requirements, and unregulated spectrum. FSO communication can be deployed as an efficient solution for a wide range of applications such as last-mile access, fiber backup, back-haul for wireless cellular networks, and disaster recovery among others. Although FSO system have many appealing features, they have rather disappointing performance for long links due to the degrading effects of atmospheric turbulence-induced fading. In this dissertation, we investigate different diversity techniques to boost the performance of FSO systems in the presence of the atmospheric turbulence-induced fading. In Chapter 3, we investigate receive diversity in coherent FSO systems considering both turbulence-induced amplitude and phase fluctuations under weak turbulence regime. To mitigate the wavefront phase distortion effect, modal compensation is deployed at the receiver. Under the assumption of Rician channel that models the combined effects of the atmospheric fading and modal compensation, we derive outage probability and diversity- multiplexing tradeoff of such systems. Our results show that, at high signal to noise ratio (SNR) regime, the diversity gain as great as the number of receiving apertures is achieved. Moreover, it is found that the modal compensation provides finite-SNR diversity advantages in coherent receivers. In Chapter 4, we investigate multi-hop transmission (serial relaying) as a form of diversity technique to combat atmospheric fading in coherent FSO systems. Utilizing the same channel model as in Chapter 3 and considering decode-and-forward relaying strategy, we quantify the outage probability and the finite-SNR diversity-multiplexing tradeoff of this relaying scheme. Exploiting the fact that fading variance is distance-dependent in the atmospheric channel, our results demonstrate that the multi-hop transmission takes advantage of the resulting shorter hops and yields significant performance improvements in the presence of fading. In Chapter 5, we study hybrid-ARQ protocols in coherent FSO communications over Gamma-Gamma atmospheric fading channels. We investigate and compare the performance of three hybrid-ARQ protocols in terms of the outage probability and throughput. Furthermore, we characterize the outage performance at high-SNR regime by diversity and coding gains. Our results provide insight into the performance mechanisms of different hybrid-ARQ protocols in coherent FSO systems and demonstrate that hybrid-ARQ significantly improves the outage performance of a coherent FSO system particularly in strong turbulence regime. In Chapter 6, we investigate parallel relaying in an intensity modulation/direct detection (IM/DD) FSO system. Assuming Gamma-Gamma fading model, we analyze both decode-and-forward and amplify-and-forward modes of cooperation. Focusing on high SNR regime, we investigate the outage probability and characterize it by the diversity and coding gains. The diversity-multiplexing tradeoff expression of each cooperation mode is also derived. Our performance analysis reveals that large energy savings can be achieved through the use of parallel relaying in FSO systems.

The physical-layer security of a line-of-sight (LOS) free-space optical (FSO) link using orbital angular momentum (OAM) multiplexing is studied. We discuss the effect of atmospheric turbulence to OAM-multiplexed FSO channels. We numerically simulate the propagation of OAM-multiplexed beam and study the secrecy capacity. We show that, under certain conditions, the OAM multiplexing technique provides higher security over a single-mode transmission channel in terms of the total secrecy capacity and the probability of achieving a secure communication. We also study the power cost effect at the transmitter side for both fixed system power and equal channel power scenarios.

[ES] Las comunicaciones ópticas inalámbricas (OWC) constituyen una tecnología muy prometedora para el desarrollo de futuras comunicaciones inalámbricas. De hecho, ha despertado un interés creciente entre los investigadores y varias empresas de todo el mundo trabajan actualmente en el desarrollo de redes inalámbricas de muy alta velocidad. Las comunidades científica e industrial consideran la OWC como una tecnología complementaria en sus diversas formas: comunicaciones ópticas en el espacio libre (FSO), comunicaciones de luz visible (VLC) o fidelidad de la luz (Li-Fi). El espectro óptico ha sido considerado durante muchos años como una gran oportunidad para las comunicaciones inalámbricas, especialmente debido a la saturación del espectro de radiofrecuencia (RF). Esta disertación trata del uso de fuentes de banda ancha en sistemas de transmisión de luz visible (VLC), así como en sistemas de transmisión en el espectro infrarrojo por fibra óptica. En el trabajo de investigación realizado se pueden distinguir tres partes: En la primera parte, se considera el estudio y la simulación de componentes de Diodos Emisores de Luz (LED) con el software WIEN2k centrándose en las propiedades ópticas y eléctricas de los elementos II-VI. La segunda parte trata del diseño, la implementación y las pruebas de diferentes prototipos de comunicación VLC para la transmisión analógica y digital en modo simplex y semidúplex. Hemos demostrado un sistema OWC empleando una fuente de banda ancha (LED) para la transmisión no sólo de datos, sino también para la transmisión inalámbrica de energía. Además, se aborda el problema de la sincronización y la detección del nivel "1" o "0" de un bit en los sistemas de comunicación inalámbrica óptica implementados que surge como consecuencia de la atenuación de la luz a lo largo de la distancia y al problema de la pérdida de línea de visión (NLOS) entre el emisor y el receptor. Para hacer frente a este problema, se ha proporcionado un protocolo de comunicación que garantiza la transmisión fiable de datos digitales con un algoritmo de detección de nivel de bits adaptativo y se ha demostrado su eficacia mediante la transmisión de textos e imágenes. Además, esta tesis aporta una solución para la implementación de transmisores multiplexados en redes con división de longitud de onda (WDM) para formatos de modulación con multiplexación por división de frecuencia ortogonal (OFDM) basados en el uso de fuentes de banda ancha en el espectro infrarrojo para redes de fibra bidireccionales centralizadas. A pesar de las limitaciones impuestas por la dispersión cromática en el uso de este tipo de fuentes ópticas, la inclusión de ciertas estructuras antes de la detección permite la transmisión de señales OFDM en enlaces ópticos. En este trabajo se ha demostrado experimentalmente la reutilización de portadoras, la asignación dinámica de ancho de banda y la transmisión de señales OFDM multibanda mediante el uso de fuentes ópticas de banda ancha en redes WDM. Los principales resultados obtenidos en cada parte de esta tesis doctoral muestran los procedimientos de estudio, la eficacia de las soluciones propuestas y las limitaciones encontradas. / [CA] Les comunicacions òptiques sense fils (OWC) constitueixen una tecnologia molt prometedora per al desenvolupament de futures comunicacions sense fils. De fet, ha despertat un interés creixent entre els investigadors i diverses empreses de tot el món treballen actualment en el desenvolupament de xarxes sense fils de molt alta velocitat. Les comunitats científica i industrial consideren la OWC com una tecnologia complementària en les seues diverses formes: comunicacions òptiques en l'espai lliure (FSO), comunicacions de llum visible (VLC) o fidelitat de la llum (Li-Fi). L'espectre òptic ha sigut considerat durant molts anys com una gran oportunitat per a les comunicacions sense fils, especialment a causa de la saturació de l'espectre de radiofreqüència (RF). Aquesta dissertació tracta de l'ús de fonts de banda ampla en sistemes de transmissió de llum visible (VLC), així com en sistemes de transmissió en l'espectre infraroig per fibra òptica. En el treball de recerca realitzat es poden distingir tres parts: ¿ En la primera part, es considera l'estudi i la simulació de components de Díodes Emissors de Llum (LED) amb el software WIEN2k centrant-se en les propietats òptiques i elèctriques dels elements II-VI. ¿ La segona part tracta del disseny, la implementació i les proves de diferents prototips de comunicació VLC per a la transmissió analògica i digital de manera simplex i semidúplex. Hem demostrat un sistema OWC emprant una font de banda ampla (LED) per a la transmissió no sols de dades, sinó també per a la transmissió sense fil d'energia. A més, s'aborda el problema de la sincronització i la detecció del nivell "1" o "0" d'un bit en els sistemes de comunicació sense fil òptica implementats, que sorgeix a conseqüència de l'atenuació de la llum al llarg de la distància i al problema de la pèrdua de línia de visió (NLOS) entre l'emissor i el receptor. Per a fer front a aquest problema, s'ha proporcionat un protocol de comunicació que garanteix la transmissió fiable de dades digitals amb un algorisme de detecció de nivell de bits adaptatiu i s'ha demostrat la seua eficàcia mitjançant la transmissió de textos i imatges. ¿ A més, aquesta tesi aporta una solució per a la implementació de transmissors multiplexats en xarxes amb divisió de longitud d'ona (WDM) per a formats de modulació amb multiplexació per divisió de freqüència ortogonal (OFDM) basats en l'ús de fonts de banda ampla en l'espectre infraroig per a xarxes de fibra bidireccionals centralitzades. Malgrat les limitacions imposades per la dispersió cromàtica en l'ús d'aquest tipus de fonts òptiques, la inclusió d'unes certes estructures abans de la detecció permet la transmissió de senyals OFDM en enllaços òptics. En aquest treball s'ha demostrat experimentalment la reutilització de portadores, l'assignació dinàmica d'amplada de banda i la transmissió de senyals OFDM multibanda mitjançant l'ús de fonts òptiques de banda ampla en xarxes WDM. Els principals resultats obtinguts en cada part d'aquesta tesi doctoral mostren els procediments d'estudi, l'eficàcia de les solucions proposades i les limitacions trobades. / [EN] Optical wireless communication (OWC) is a very promising technology for future wireless communications developments. It has attracted increasing interest from researchers and several companies around the world are currently working on the development of very high-speed wireless networks. The scientific and industrial communities believe that OWC will be a complementary technology in its various forms: Free Space Optical communications (FSO), Visible Light Communications (VLC), Light Fidelity (Li-Fi). In fact, the optical spectrum has been considered for many years as a great opportunity for wireless communications especially due to the saturation of the radio frequency (RF) spectrum. This dissertation deals with the use of broadband sources in visible light transmission systems (VLC) as well as fiber optic systems. To carry out the research, three parts can be distinguished: In the first part, we consider the study and simulation of Light Emitting Diode (LED) components with the WIEN2k software by focusing on the optical and electrical properties of elements II-VI. The second part deals with the design, implementation and testing of different VLC communication prototypes for analog and digital transmission in simplex and half-duplex mode. We have demonstrated that an OWC system using a broadband source (i.e. an LED) can be used not only for data transmission, but also for wireless power transmission. Moreover, the synchronization problem and the detection of level "1" or "0" of a bit often arise in the optical wireless communication systems. This is a result of the attenuation nature of the light over the distance and the problem of Non Line-Of-Sight (NLOS) between the emitter and the receiver. To deal with this problem, a communication protocol ensuring reliable digital data transmission with an adaptive bit level detection algorithm has been provided and its effectiveness has been demonstrated by the transmission of texts and images. In addition, this thesis provides a solution for the implementation of wavelength division multiplexed - orthogonal frequency division multiplexed (WDM-OFDM) transmitters based on the use of broadband sources in the infrared spectrum for centralized bidirectional fiber networks. Despite the chromatic dispersion that avoids the use of this type of optical sources, the inclusion of certain structures before detection allows the transmission of OFDM signals in optical links. Carrier reuse, dynamic bandwidth allocation and multiband OFDM signals transmission will be experimentally demonstrated by using optical broadband sources in WDM networks. The main results obtained during this thesis work demonstrate the study procedures, for each part, the effectiveness of the proposed solutions as well as the constraints encountered. / Sekkiou, I. (2021). Design of communication systems based on broadband sources for fiber and free space optical links [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/172542