Submitted by Automa??o e Estat?stica (sst@bczm.ufrn.br) on 2016-03-09T23:28:00Z No. of bitstreams: 1 LeonardoRuanDantasDeAguiar_DISSERT.pdf: 2449402 bytes, checksum: b04f8afa2c8b58e8060f6cec86cbf7ab (MD5) / Approved for entry into archive by Arlan Eloi Leite Silva (eloihistoriador@yahoo.com.br) on 2016-03-11T23:16:07Z (GMT) No. of bitstreams: 1 LeonardoRuanDantasDeAguiar_DISSERT.pdf: 2449402 bytes, checksum: b04f8afa2c8b58e8060f6cec86cbf7ab (MD5) / Made available in DSpace on 2016-03-11T23:16:07Z (GMT). No. of bitstreams: 1 LeonardoRuanDantasDeAguiar_DISSERT.pdf: 2449402 bytes, checksum: b04f8afa2c8b58e8060f6cec86cbf7ab (MD5) Previous issue date: 2015-04-30 / Coordena??o de Aperfei?oamento de Pessoal de N?vel Superior - CAPES / Conselho Nacional de Desenvolvimento Cient?fico e Tecnol?gico - CNPq / As funda??es de apoio constituem um dos tipos de pessoas jur?dicas de direito privado forjadas com a finalidade de dar apoio a projetos de pesquisa, ensino e extens?o e de desenvolvimento institucional, cient?fico e tecnol?gico brasileiro. Observadas como elos das rela??es entre universidade, empresa e governo, as funda??es de apoio emergem no cen?rio brasileiro a partir do pleito de estabelecer uma plataforma de desenvolvimento econ?mico baseada no trip?: ci?ncia, tecnologia e inova??o - CT&I. Em termos aplicados, essas operam como ferramentas de desburocratiza??o, tornando a gest?o dos entes p?blicos mais ?gil, sobretudo ? gest?o acad?mica em conformidade a abordagem da Tr?plice H?lice. Em face do exposto o presente estudo tem como objetivo compreender como as rela??es da Tr?plice H?lice interv?m no processo de capta??o de recursos das funda??es de apoio brasileiras. Para compreens?o das rela??es postas, utilizou-se os modelos de intera??o Universidade-Empresa-Governo preconizadas por S?bato e Botana (1968), a abordagem da Tr?plice H?lice disposta por Etzkowitz e Leydesdorff (2000), assim como a perspectiva dos sistemas nacionais de inova??o, discutida por Freeman (1987, 1995), Nelson (1990, 1993), e Lundvall (1992). O objeto de pesquisa deste estudo consta das 26 funda??es estaduais de amparo ? pesquisa associadas ao Conselho Nacional das Funda??es Estaduais de Amparo ? Pesquisa ? CONFAP, assim como as 102 funda??es de apoio ?s IES associadas ao Conselho Nacional das Funda??es de Apoio ?s Institui??es de Ensino Superior e de Pesquisa Cient?fica e Tecnol?gica ? CONFIES, totalizando 128 entidades. Como estrat?gia de pesquisa, este estudo se caracteriza como uma pesquisa aplicada, de abordagem quantitativa. Os dados prim?rios desta pesquisa foram coletados com o uso do procedimento e-mail Survey. Foram coletadas 75 observa??es, que correspondem ? 58,59% do universo de pesquisa. Cabe ponderar o uso do m?todo bootstrap com vistas a validar o uso da amostra nas an?lises de resultados. Para a an?lise dos dados foram utilizadas t?cnicas de estat?stica descritiva e de an?lises multivariadas de dados: a an?lise de conglomerados; a correla??o can?nica e a regress?o log?stica bin?ria. A partir das ra?zes can?nicas obtidas, os resultados indicaram que a rela??o de depend?ncia entre as vari?veis de rela??es (com os atores da Tr?plice H?lice) e os recursos financeiros investidos em projetos de inova??o ? baixa, admitindo a hip?tese nula deste estudo, que as rela??es da Tr?plice H?lice n?o t?m interferido positivamente ou negativamente na capta??o de recursos para investimentos em projetos de inova??o. Por outro lado, os resultados obtidos com a an?lise de conglomerados apontam que as entidades que possuem maiores quantitativos e montantes financeiros de projetos constam em sua maioria de funda??es de grande porte (mais de 100 funcion?rios), que apoiam at? cinco IES, publicam relat?rios de gest?o e utilizam em sua estrutura de capital, maior financiamento do setor p?blico. Por fim, ? pertinente destacar que o poder de classifica??o do modelo log?stico obtido neste estudo demonstrou alta capacidade preditiva (80,0%) facultando ? comunidade acad?mica replica??es em ambientes de an?lise similares. / Foundations support constitute one of the types of legal entities of private law forged with the purpose of supporting research projects, education and extension and institutional, scientific and technological development of Brazil. Observed as links of the relationship between company, university, and government, foundations supporting emerge in the Brazilian scene from the principle to establish an economic platform of development based on three pillars: science, technology and innovation ? ST&I. In applied terms, these ones operate as tools of debureaucratisation making the management between public entities more agile, especially in the academic management in accordance with the approach of Triple Helix. From the exposed, the present study has as purpose understanding how the relation of Triple Helix intervenes in the fund-raising process of Brazilian foundations support. To understand the relations submitted, it was used the interaction models University-Company-Government recommended by S?bato and Botana (1968), the approach of the Triple Helix proposed by Etzkowitz and Leydesdorff (2000), as well as the perspective of the national innovation systems discussed by Freeman (1987, 1995), Nelson (1990, 1993) and Lundvall (1992). The research object of this study consists of 26 state foundations that support research associated with the National Council of the State Foundations of Supporting Research - CONFAP, as well as the 102 foundations in support of IES associated with the National Council of Foundations of Support for Institutions of Higher Education and Scientific and Technological Research ? CONFIES, totaling 128 entities. As a research strategy, this study is considered as an applied research with a quantitative approach. Primary research data were collected using the e-mail Survey procedure. Seventy-five observations were collected, which corresponds to 58.59% of the research universe. It is considering the use of the bootstrap method in order to validate the use of the sample in the analysis of results. For data analysis, it was used descriptive statistics and multivariate data analysis techniques: the cluster analysis; the canonical correlation and the binary logistic regression. From the obtained canonical roots, the results indicated that the dependency relationship between the variables of relations (with the actors of the Triple Helix) and the financial resources invested in innovation projects is low, assuming the null hypothesis of this study, that the relations of the Triple Helix do not have interfered positively or negatively in raising funds for investments in innovation projects. On the other hand, the results obtained with the cluster analysis indicate that entities which have greater quantitative and financial amounts of projects are mostly large foundations (over 100 employees), which support up to five IES, publish management reports and use in their capital structure, greater financing of the public department. Finally, it is pertinent to note that the power of the classification of the logistic model obtained in this study showed high predictive capacity (80.0%) providing to the academic community replication in environments of similar analysis.