A dissertation submitted to the Faculty of Science, University of the Witwatersrand, in fulfilment of the requirements for the degree of Master of Science Johannesburg 2017. / Pre-colonial Stone Walled Structures (SWS) in southern Africa have been studied since the 17th Century. Studies focused on establishing the origins of SWS, classification and other socio-economic components associated with these settlements. The physical environment played a significant role in shaping these communities, therefore making it important to establish the correlation between these pre-colonial cultures and the physical environment. Using Google Earth and GIS Sadr and Rodier (2012) undertook a settlement analysis of a 350 area near the Suikerbosrand nature reserve in southern Gauteng. They observed that settlement patterns revealed a shift from small and dispersed egalitarian societies to more stratified communities between the 15th and 19th century. Using the same techniques that Sadr and Rodier (2012) employed, a settlement pattern analysis was conducted on the rest of the research area in southern Gauteng which is slightly under 9000. Results from an exploratory and a statistical analysis from the research area revealed observations made by Sadr and Rodier 2012 from a 350 concur with the observations made from the rest of the study area. / LG2018

As a result of apartheid’s history, the current South African government was initially faced with two major challenges in the development of sustainable human settlement in urban areas: delivering the quantity of houses needed to reduce the massive housing backlog (notably in black townships) and overcoming the problem of racially-based spatial separation inherited from the apartheid era. To rectify the legacies of apartheid, the state has sought to pursue a massive housing programme in urban areas for poor urban blacks. In doing so, though, it has worked within the confines of the racially-segregated South African city and has adopted a macro-economic policy with a pronounced neo-liberal thrust. This thesis examines the South African state’s housing programme with reference to questions about social sustainability and specifically sustainable human settlements. It does so by highlighting social capital and the different forms it takes, notably bonding, binding and linking capitals. This is pursued through a case study of a small area of a black township in Grahamstown called Hlalani. The case focuses on the lived experiences of Hlalani residents and their intra-household and inter-household relations as well as their linkages with local state structures. It is concluded that social capital is weak and incipient in Hlalani and that Hlalani could not, by any definition or measurement of the term, be labeled as a sustainable human settlement.

M.Phil. (Industrial Psychology) / The aim of the study was to explore the managing of employee performance in the Department of Human Settlements (DHS). The study was necessitated by increasing dissatisfaction by the public in general regarding the performance of the DHS. A qualitative study was undertaken and four participants were interviewed. This study was particularly important because the performance of government departments in South Africa continues to fall under scrutiny as pressure for service delivery mounts. Recent studies indicate that public sector performance is a critical issue for governments around the world (Kealesitse, O’Mahony, Lloyd-Walker, Polonsky, 2013) and that an efficient public service in most cases enhances or improves the social conditions of the citizens. Hope (2012) acknowledges that citizens hold high expectations for their government to continuously provide quality and timeous services. Interviews were conducted with respondents at management level. The study established that while problems regarding the performance management of employees are experienced in the DHS, this has not reached a crisis stage. These problems occur due to subjectivity of the role players, vague performance standards in performance contracts, prioritisation of compliance with submission of performance contracts rather than managing the whole process diligently, lack of training of performance moderating committees, and lack of adequate management of poor performance. The researcher has offered recommendations for the management of subjectivity, the content of performance work plans, the referral to the incapacity code, and procedure for addressing poor performance as well as other areas that could enhance the management of poor performance in the DHS.

Development is an idea, an objective and an activity (Kothari and Minogue, 2002). Development emerged as an idea that nations had to adopt in their journey through post-war history. Development is seen as an ambiguous concept (Allen and Thomas, 1992: 23). In other words, it is defined in many ways to suit different purposes. Furthermore, over the long term development implies increased living standards, improved health and well being for all, and the achievement of whatever is regarded as a general good for society at large (Allen and Thomas, 1992: 23). Therefore, from the above development appears as a “one size fits all” concept, because it is an attempt to address the problems in society. Furthermore, development has been defined as a participatory, people-centred process intended to reduce the incidence of poverty and achieve better livelihoods for all (Kingsbury, McKay, and Hunt, 2004: 43). The definition of development as participatory and people-centred is the most applicable for the purposes of this study. Participation has been widely used in the development discourse. Within the development sphere, participation has been associated with the community sector (Gaventa and Valderrama, 1999:2). The definition of participation in development has been located in development projects and programmes (i.e. sustainable human settlements for our study purposes), as a means of strengthening their relevance, quality and sustainability (Gaventa and Valderrama, 1999:2). Strengthening of participation in local governance has to do with the strengthening of directcitizen involvement in decision-making by individuals or groups in public activities, oftenthrough newly established institutional channels, such as monitoring committees, planning processes, etc (Gaventa and Valderrama, 1999:8-9). Hence, participation could be seen as involvement in decision-making in all phases of a project (Gaventa and Valderrama, 1999:2). Citizen participation is about power and its exercise by different social actors in the spacescreated for the interaction between citizens and local authorities. However, the control of thestructure and processes for participation - defining spaces, actors, agendas, procedures - is usuallyin the hands governmental institutions and can become a barrier for effective involvement ofcitizens (Gaventa and Valderrama, 1999:7). The above discussion has been an attempt to show what participatory development or participation in a development process is all about. This has been done through briefly defining and discussing development and participation and also showing the relationship between the two concepts. Now the discussion will focus on enlightening the reader about sustainable human settlements – the main issue of this study. The decision to do research in this area came after the realization that there is still a shortage of houses in the Eastern Cape, and when the government does deliver these houses in a particular area people still have complaints regarding the new houses delivered to them. Then a question that came to mind was whether people are consulted or not before these houses are constructed during the planning stages so that they can give their own views or ideas on houses. Overall the reason for choosing this topic was to look at people’s participation on the development of houses. It is evident in the Provincial Medium Term Sustainable Human Settlement Research Agenda that community participation is lacking in the housing delivery process of the Eastern Cape (Province of the Eastern Cape Human Settlement,2011:9).

Thesis (MPhil)--Stellenbosch University, 2015. / ENGLISH ABSTRACT: Informal settlements in South Africa are home to a large proportion of the country’s population and many of these people live in atrocious conditions which infringe on their basic human rights. It is imperative that the problems synonymous with informal settlements be addressed. Kayamandi is situated on the outskirts of Stellenbosch, a town with abundant financial and human capital and resources. In relation to other informal settlements throughout South Africa, Kayamandi is relatively small. Thus, the progression towards sustainability and development would be deemed to be an easier prospect here than in many other urban areas in South Africa. Evidently, this has not been the case. This thesis identifies the shortcomings in the way that various proponents of development, such as the private and public sectors as well as non-profit organisations, approach development and sustainability in Kayamandi. The research was conducted through an extensive literature review, case study analysis and qualitative research methods. The aim was to: Identify what the main social, environmental and economic issues are in Kayamandi; To analyse policy, plans and programs and to assess whether these have been practically achieved in relation to the stipulated objectives, and; To assess some of the sustainable development initiatives and programs that have been implemented in Kayamandi with the aim of identifying why sustainable development has as yet not been achieved. An extensive literature review sheds light on the nature of poverty and informal settlements, while explaining concepts surrounding sustainable development, good governance and how sustainability as a paradigm holds the key to addressing issues synonymous with informal settlements. It also focuses on how sustainable development can unlock the potential of deprived and informal communities. Subsequent chapters give insight on what is prescribed in national policy, plans and programs; what the current situation in Kayamandi is with regards to environmental and socioeconomic issues, as well service delivery, housing and infrastructure delivery; and how the proponents of development have approached development in Kayamandi. From the research conducted it was found that: There is a lack of good governance; Policy implementation is poor; Developmental initiatives tend to be linear and reactive; There is a lack of innovation; There is poor communication between stakeholder and developmental proponents, which is further exacerbated by tedious bureaucratic procedures, and; There is no clear and comprehensive sustainability framework or plan in place. However, the research indicates that this can be resolved via several mechanisms and through the implementation of several strategies: By building and developing public and community leadership as well as recognising the importance of knowledge in fostering sustainable development; Improving communication and developing appropriate communication networks and feedback loops between stakeholders and proponents of development; Implementing unbiased, proactive and innovative initiatives which address the triple bottom line of sustainability and; By making use of suitable assessments and indicators alongside an appropriate, inclusive and holistic sustainability plan or framework. / AFRIKAANSE OPSOMMING: Informele nedersettings in Suid-Afrika is die tuiste van 'n groot deel van die land se bevolking en ‘n groot hoveelheid van die mense woon in haglike omstandighede wat inbreek maak op hul basiese menseregte. Die toenemende probleme wat gepaard gaan met informele nedersettings moet aangespreek word. Kayamandi is geleë op die buitewyke van Stellenbosch, 'n dorp met 'n oorvloed van finansiële en menslike kapitaal. Kayamandi, in vergelyking met ander informele nedersettings in Suid-Afrika, is relatief klein. Dus, sou die vordering na volhoubaarheid en ontwikkeling makliker bereikbaar weesgeag word as in ander stedelike gebiede in Suid-Afrika. Klaarblyklik Duidelik is dit egter nie die geval nie. Hierdie proefskrif identifiseer die tekortkominge in hoe die verskillende voorstanders van ontwikkeling, soos die private en openbare sektore tesame met nie-winsgewende organisasies, ontwikkeling en volhoubaarheid in Kayamandi nader. Die navorsing is gehartig deur middel van 'n uitgebreide literatuuroorsig, gevallestudie-analise en kwalitatiewe navorsingsmetodes. Die doel was om: Te identifiseer wat die belangrikste sosiale, omgewings en ekonomiese kwessies in Kayamandi is; Beleide, planne en programme krities te ontleed in verhouding tot die vasgestelde doelwitte en of hulle in werklikeid bereik was, en; Om deur kritiese beoordeling van die volhoubare ontwikkelings inisiatiewe en programme wat in Kayamandi geïmplementeer is, vas te stel waarom volhoubare ontwikkeling as sulks nog nie bereik is nie. 'n Uitgebreide literatuuroorsig werp lig op die aard van armoede en informele nedersettings, en brei uit oor begrippe rondom volhoubare ontwikkeling, goeie regering en hoe volhoubaarheid as 'n paradigma die sleutel hou tot die aanspreek van kwessies wat sinoniem is met informele nedersettings en hoe dit potensieël opgelos kan word. Daaropvolgende hoofstukke gee insig oor wat in nasionale beleid, planne en programme voorgeskryf word; Wat die huidige situasie in Kayamandi is met betrekking tot die omgewing en die sosioekonomiese kwessies soos goeie dienslewering, behuising en die toestand van infrastruktuur versakaffing, en; Hoe die voorstanders van ontwikkeling tot dusver ontwikkeling genader het in Kayamandi. Daar is gevind dat: Daar 'n gebrek is aan goeie bestuur; Implementering van beleid is swak; Ontwikkelingsinisiatiewe is geneig om lineêr en reaktief te wees; Daar 'n gebrek is aan innovering; Daar swak kommunikasie is tussen belanghebbendes en ontwikkelings voorstanders, wat verder vererger word deur langduige burokratiese prosedures, en; Daar is geen duidelike volhoubaarheids-raamwerk of plan nie. Maar die navorsing dui ook daarop dat die kwessies opgelos kan word deur 'n aantal meganismes, asook die implementering van verskeie strategieë: Deur die opbou en ontwikkeling van openbare en gemeenskapsleiers sowel as die erkenning van die belangrikheid van kennis in die bevordering van volhoubare ontwikkeling; Die verbetering van kommunikasie en die ontwikkeling van toepaslike kommunikasie-netwerke en terugvoerlusse tussen belanghebbendes en voorstanders van ontwikkeling; Implementering van onbevooroordeelde, pro-aktiewe en innoverende inisiatiewe wat die driedubbele lyn van volhoubaarheid aanspreek, en; Deur gebruik te maak van geskikte evaluering en aanwysers saam met 'n gepaste, inklusiewe en holistiese volhoubaarheid plan of raamwerk.

Housing delivery and issues relating to housing delivery have long been a complicated subject for most SA municipalities and government departments tasked with these responsibilities. The aforementioned complications stem from our inherited apartheid planning that was mainly focused on inequality, racial segregation and spatial fragmentation of land use. Corruption, lack of skills, financial constraints and lack of resources are issues further considered to be contributors to the complications related to housing delivery. The study to be conducted seeks to play a part in dealing with the complicated nature of housing delivery through being a toolof assessment. The study is in the form of an evaluation as it mainly deals with obtaining answers relating to the views of the respondents on the sustainable human settlement program implemented as part of the DVRI in the BCMM. In doing so it, seeks to provide answers to some of the challenges faced by municipalities and other government departments so as to ensure that going forward, best practices are adopted in the housing delivery process. The findings from the study revealed primarily that, what is planned on paper is not often what is implemented on the ground. In evaluating the aims and objectives of the two sustainable human settlement pilot projects implemented as the BNG pilot projects through the DVRI, a considerable number of the objectives of the projects have not been met according to the beneficiaries. The reasons for the lack of satisfaction relating to the two projects as cited by the respondents included, amongst other things; dissatisfaction with the quality of the structure, lack of adequate services, lack of employment opportunities, lack of recreational facilities, lack of social facilities, lack of safe and reliable transportation and the general maintenance of the settlement. Solutions to the identified issues include; improved and meaningful participation between government, planners and the beneficiaries of such housing projects, so as to ensure that the views of the beneficiaries are considered and that they have a considerable influence on the decisions taken, thus promoting a bottom-up approach to the housing delivery process. The provision of key recreational and social amenities and the improved maintenance of the general settlement were also identified by the respondents as solutions.

The South African government has endeavored to provide settlement to citizens and policies have been formulated since 1994 to guide these efforts. The South African Constitution (1996, section 26) stated that everyone has the right to have access to adequate housing. Furthermore the African National Congress’s Freedom Charter (1955) made it clear that: “there shall be houses, security and comfort for all, everybody shall have the right to live where they choose, to be decently housed, and to bring up their families in comfort and security. Slums shall be demolished and new suburbs built, where all shall have transport, roads, lights, playing fields, crèches and social centers”. However, after 19 years of democracy the state of housing is still a critical issue that addresses whether development has served to further the cause of sustainable development with respect to the pillars of human settlement such as shelter, infrastructure and economic opportunities. The study was conducted in the Litchis Bay settlement in East London, Eastern Cape Province. Mixed approaches of quantitative and qualitative methods were used to solicit data. Random Sampling techniques were conducted to select the sample population. Data was captured on Excel sheets to generate graphs. Findings of the study and conclusions were drawn. Therefore when measuring the term ‘sustainable human settlement’ against the findings on RDP houses in Litchis Bay, one can conclude that sustainable human settlement is not fully absorbed in defining the sustainability of RDP houses in Litchis Bay. Moreover the majority of houses have defects, and social amenities are not easily accessible.

Service delivery and livelihood strategies in informal settlements‟ have been below par as communities find it hard to maintain a suitable standard of living. The provision of basic services, also social and economic upliftment initiatives to the community are very important in transforming Duncan Village: C-Section into a sustainable human settlement. The study analyses the level of service delivery and livelihoods, in-order to meet the required level of service delivery needed to meet the needs of the people in C-Section. Municipal plan(s) such as the Duncan Village Redevelopment Initiative have been adopted by the Buffalo City Metropolitan Municipality with the relevant government, private and public stakeholders onboard. The study involved qualitative and qualitative research methods with interviews, plans and policies being used to investigate the key aims and objectives. The lack of funding and the right number of staff (officials) has had implication on the efficient delivery of services, with the density and the terrain of the study also adding on the challenges facing the delivery of infrastructural service. Inward migration has also had a negative impact on service deliver efforts and this problem needs to be addressed by implementing better regional planning. Data collected also highlights a low literacy level within the community which limits peoples‟ participation and access economic activities which adversely affects their livelihoods. The study suggests that for better service delivery there needs to be better constructed business plans to sort out funding for projects for the area and the municipality has to also invest in the number of official needed to improve or better service delivery. An all round strategy needs to be adopted to improve all facets of life for the people in the study and the settlement as a whole with an aim of livelihood improvements.

Thesis (M.Dev.) -- University of Limpopo, 2007 / Apartheid land policy and its constitution as a whole conceptualized and structured South African in a way that encouraged inequalities in terms of land ownership, job opportunities and access to education and recreational facilities. The privileged few (whites and a few black elites and whosoever summarized with the former apartheid regime) got richer and richer while the less privileged people, (in this case, the majority of the black people of South Africa) got poor. They were even denied reasonable access to land and quality education. This investigative study examines the state in which they lived and how they are still living in Squatter Camp as an attempt to make qualitatively justifiable recommendations. Informal settlement is as old as the origin of urban settlement, which existed through industrialization process worldwide. A need for peace, jobs, security, housing and land ownership resulted in the establishment of informal settlement near big towns and mines. The most disadvantaged people, those characterized by poverty due to unemployment, lack of land ownership due to one reason or another move to informally settle nearer to areas in which there are possibilities for employment opportunities and better standard of living. Specifically, this study examines the deficiencies associated with the existing informal settlement through its assessment and evaluation. In this regard all aspects of assessment techniques of the way in which inhabitants of Disteneng informal settlement live i.e. interviewing processes (both structured and informal), observation through site visit, checking of documented information with regard to informal settlement etc have been used. The gaps that exist between urban life and the living conditions of people from squatter camp have been investigated and reflected. Vii The focus of the argument in this study is that the less job opportunities and access to land that people have, the more they live in squalid conditions and move to towns in search of work. This means that the problems they face have to be addressed positively and effectively by the relevant departments of South African Government. Alternative well-serviced living conditions have to be developed and provided to these people (people living in Disteneng squatter camp). Timeously, the department of housing should take statistics of the number of people who are without houses and employment as well as those who are illiterate, so as to develop better responsive policies for addressing these problems before they are out of control. As a mean of addressing these problems the life in Disteneng squatter camp has been investigated. The results from the data analysis, including the views of the inhabitants of Disteneng squatter camp have been reflected and recommendations were spelt out in the last chapter of this study.

The Constitution of South Africa guarantees the right of citizens to access to adequate housing and land. The Universal Declaration of Human Rights of 1948 also recognises the right to adequate housing as an important component of the right to an adequate standard of living. However, vast numbers of citizens have been unable to access adequate housing due to regulatory frameworks operating in the cities and towns that they live in. Using the case study research methodology, the study shows how an alternative approach to housing delivery can be implemented. The study looks at a community in iCwili Location which is in the Great Kei Local municipality which piloted the managed land settlement (MLS) approach to housing delivery. MLS seeks to promote an incremental approach to site, service and housing delivery. It emphasizes the need for the provision of planned, secure land with access to basic services as a first step towards housing delivery and settlement upgrading. The study documented the process involved in the implementation of the pilot project and how the community was involved with project. The findings revealed that the community appreciated being involved with each phase of the project and being part of the decision-making process. The respondents cited the delight they shared with having occupation rights to the land and they could finally be in position to be able to build their homes with no fear of eviction.