Several studies were undertaken by various investigators during the last five decades to better understand the engineering behaviour of unsaturated soils. These studies are justified as more than 33% of soils worldwide are found in either arid or semi-arid regions with evaporation losses exceeding water infiltration. Due to this reason, the natural ground water table in these regions is typically at a greater depth and the soil above it is in a state of unsaturated conditions. Foundations of structures such as the housing subdivisions, multi-storey buildings, bridges, retaining walls, silos, and other infrastructure constructed in these regions in sandy soils are usually built within the unsaturated zone (i.e., vadose zone). Limited studies are reported in the literature to understand the influence of capillary stresses (i.e., matric suction) on the bearing capacity, settlement and liquefaction potential of unsaturated sands. The influence of matric suction in the unsaturated zone of the sandy soils is ignored while estimating or evaluating bearing capacity, settlement and liquefaction resistance in conventional engineering practice. The focus of the research presented in the thesis has been directed towards better understanding of these aspects and providing rational and yet simple tools for the design of shallow foundations (i.e., footings) in sands under both static and dynamic loading conditions. Terzaghi (1943) or Meyerhof (1951) equations for bearing capacity and Schmertmann et al. (1978) equation for settlement are routinely used by practicing engineers for sandy soils based on saturated soil properties. The assumption of saturated conditions leads to conservative estimates for bearing capacity; however, neglecting the influence of capillary stresses contributes to unreliable estimates of settlement or differential settlement of footings in unsaturated sands. There are no studies reported in the literature on how capillary stresses influence liquefaction, bearing capacity and settlement behavior in earthquake prone regions under dynamic loading conditions. An extensive experimental program has been undertaken to study these parameters using several specially designed and constructed equipment at the University of Ottawa. The influence of matric suction, confinement and dilation on the bearing capacity of model footings in unsaturated sand was determined using the University of Ottawa Bearing Capacity Equipment (UOBCE-2011). Several series of plate load tests (PLTs) were carried out on a sandy soil both under saturated and unsaturated conditions. Based on these studies, a semi-empirical equation has been proposed for estimating the variation of bearing capacity with respect to matric suction. The saturated shear strength parameters and the soil water characteristic curve (SWCC) are required for using the proposed equation. This equation is consistent with the bearing capacity equation originally proposed by Terzaghi (1943) and later extended by Meyerhof (1951) for saturated soils. Chapter 2 provides the details of these studies. The cone penetration test (CPT) is conventionally used for estimating the bearing capacity of foundations because it is simple and quick, while providing continuous records with depth. In this research program, a cone penetrometer was specially designed to investigate the influence of matric suction on the cone resistance in a controlled laboratory environment. Several series of CPTs were conducted in sand under both saturated and unsaturated conditions. Simple correlations were proposed from CPTs data to relate the bearing capacity of shallow foundations to cone resistance in saturated and unsaturated sands. The details of these studies are presented and summarized in Chapter 3. Standard penetration tests (SPTs) and PLTs were conducted in-situ sand deposit at Carp region in Ottawa under both saturated and unsaturated conditions. The test results from the SPTs and PLTs at Carp were used along with other data from the literature for developing correlations for estimating the bearing capacity of both saturated and unsaturated sands. The proposed SPT-CPT-based technique is simple and reliable for estimation of the bearing capacity of footings in sands. Chapter 4 summarizes the details of these investigations. Empirical relationships were proposed using the CPTs data to estimate the modulus of elasticity of sands for settlement estimation of footings in both saturated and unsaturated sands. This was achieved by modifying the Schmertmann et al. (1978) equation, which is conventionally used for settlement estimations in practice. Comparisons are provided between the three CPT-based methods that are commonly used for settlement estimations in practice and the proposed method for seven large scale footings in sandy soils. The results of the comparisons show that the proposed method provides better estimations for both saturated and unsaturated sands. Chapter 5 summarizes the details of these studies. A Flexible Laminar Shear Box (FLSB of 800-mm3 in size) was specially designed and constructed to simulate and better understand the behaviour of model surface footing under seismic loads taking account of the influence of matric suction in an unsaturated sandy soil. The main purpose of using the FLSB is to simulate realistic in-situ soils behaviour during earthquake ground shaking. The FLSB test setup with model footing was placed on unidirectional 1-g shake table (aluminum platform of 1000-mm2 in size) during testing. The resistance of unsaturated sand to deformations and liquefaction under seismic loads was investigated. The results of the study show that matric suction offers significant resistance to liquefaction and settlement of footings in sand. Details of the equipment setup, test procedure and results of this study are presented in Chapter 6. Simple techniques are provided in this thesis for estimating the bearing capacity and settlement behaviour of sandy soils taking account of the influence of capillary stresses (i.e., matric suction). These techniques are consistent with the methods used in conventional geotechnical engineering practice. The studies show that even low values of capillary stresses (i.e., 0 to 5 kPa) increases the bearing capacity by two to four folds, and the settlement of footings not only decreases significantly but also offers resistance to liquefaction in sands. These studies are promising and encouraging to use ground improvement techniques; such as capillary barrier techniques to maintain capillary stresses within the zone of influence below shallow foundations. Such techniques, not only contribute to the increase of bearing capacity, they reduce settlement and alleviate problems associated with earthquake effects in sandy soils.

Several studies were undertaken by various investigators during the last five decades to better understand the engineering behaviour of unsaturated soils. These studies are justified as more than 33% of soils worldwide are found in either arid or semi-arid regions with evaporation losses exceeding water infiltration. Due to this reason, the natural ground water table in these regions is typically at a greater depth and the soil above it is in a state of unsaturated conditions. Foundations of structures such as the housing subdivisions, multi-storey buildings, bridges, retaining walls, silos, and other infrastructure constructed in these regions in sandy soils are usually built within the unsaturated zone (i.e., vadose zone). Limited studies are reported in the literature to understand the influence of capillary stresses (i.e., matric suction) on the bearing capacity, settlement and liquefaction potential of unsaturated sands. The influence of matric suction in the unsaturated zone of the sandy soils is ignored while estimating or evaluating bearing capacity, settlement and liquefaction resistance in conventional engineering practice. The focus of the research presented in the thesis has been directed towards better understanding of these aspects and providing rational and yet simple tools for the design of shallow foundations (i.e., footings) in sands under both static and dynamic loading conditions. Terzaghi (1943) or Meyerhof (1951) equations for bearing capacity and Schmertmann et al. (1978) equation for settlement are routinely used by practicing engineers for sandy soils based on saturated soil properties. The assumption of saturated conditions leads to conservative estimates for bearing capacity; however, neglecting the influence of capillary stresses contributes to unreliable estimates of settlement or differential settlement of footings in unsaturated sands. There are no studies reported in the literature on how capillary stresses influence liquefaction, bearing capacity and settlement behavior in earthquake prone regions under dynamic loading conditions. An extensive experimental program has been undertaken to study these parameters using several specially designed and constructed equipment at the University of Ottawa. The influence of matric suction, confinement and dilation on the bearing capacity of model footings in unsaturated sand was determined using the University of Ottawa Bearing Capacity Equipment (UOBCE-2011). Several series of plate load tests (PLTs) were carried out on a sandy soil both under saturated and unsaturated conditions. Based on these studies, a semi-empirical equation has been proposed for estimating the variation of bearing capacity with respect to matric suction. The saturated shear strength parameters and the soil water characteristic curve (SWCC) are required for using the proposed equation. This equation is consistent with the bearing capacity equation originally proposed by Terzaghi (1943) and later extended by Meyerhof (1951) for saturated soils. Chapter 2 provides the details of these studies. The cone penetration test (CPT) is conventionally used for estimating the bearing capacity of foundations because it is simple and quick, while providing continuous records with depth. In this research program, a cone penetrometer was specially designed to investigate the influence of matric suction on the cone resistance in a controlled laboratory environment. Several series of CPTs were conducted in sand under both saturated and unsaturated conditions. Simple correlations were proposed from CPTs data to relate the bearing capacity of shallow foundations to cone resistance in saturated and unsaturated sands. The details of these studies are presented and summarized in Chapter 3. Standard penetration tests (SPTs) and PLTs were conducted in-situ sand deposit at Carp region in Ottawa under both saturated and unsaturated conditions. The test results from the SPTs and PLTs at Carp were used along with other data from the literature for developing correlations for estimating the bearing capacity of both saturated and unsaturated sands. The proposed SPT-CPT-based technique is simple and reliable for estimation of the bearing capacity of footings in sands. Chapter 4 summarizes the details of these investigations. Empirical relationships were proposed using the CPTs data to estimate the modulus of elasticity of sands for settlement estimation of footings in both saturated and unsaturated sands. This was achieved by modifying the Schmertmann et al. (1978) equation, which is conventionally used for settlement estimations in practice. Comparisons are provided between the three CPT-based methods that are commonly used for settlement estimations in practice and the proposed method for seven large scale footings in sandy soils. The results of the comparisons show that the proposed method provides better estimations for both saturated and unsaturated sands. Chapter 5 summarizes the details of these studies. A Flexible Laminar Shear Box (FLSB of 800-mm3 in size) was specially designed and constructed to simulate and better understand the behaviour of model surface footing under seismic loads taking account of the influence of matric suction in an unsaturated sandy soil. The main purpose of using the FLSB is to simulate realistic in-situ soils behaviour during earthquake ground shaking. The FLSB test setup with model footing was placed on unidirectional 1-g shake table (aluminum platform of 1000-mm2 in size) during testing. The resistance of unsaturated sand to deformations and liquefaction under seismic loads was investigated. The results of the study show that matric suction offers significant resistance to liquefaction and settlement of footings in sand. Details of the equipment setup, test procedure and results of this study are presented in Chapter 6. Simple techniques are provided in this thesis for estimating the bearing capacity and settlement behaviour of sandy soils taking account of the influence of capillary stresses (i.e., matric suction). These techniques are consistent with the methods used in conventional geotechnical engineering practice. The studies show that even low values of capillary stresses (i.e., 0 to 5 kPa) increases the bearing capacity by two to four folds, and the settlement of footings not only decreases significantly but also offers resistance to liquefaction in sands. These studies are promising and encouraging to use ground improvement techniques; such as capillary barrier techniques to maintain capillary stresses within the zone of influence below shallow foundations. Such techniques, not only contribute to the increase of bearing capacity, they reduce settlement and alleviate problems associated with earthquake effects in sandy soils.

Liquefaction is a major challenge in geotechnical engineering in which soil strength and stiffness are compromised due to earthquake activity. Understanding and predicting the behaviour and liquefaction susceptibility of soils under cyclic loading is a critical issue in civil engineering, mining and protective engineering. Numerous earthquake-induced ground failure events (e.g., substantial ground deformation, reduced bearing capacity) or liquefaction in natural fine-grained soils or manmade fine-grained soils (i.e., fine tailings) produced by mining activities have been observed and reported in the literature. Tailings are manmade soils that remain following the extraction of metals and minerals from mined ore in a mine processing plant. Traditionally, such tailings are stored in surface tailings impoundments at the mine’s surface. However, geotechnical and environmental risks and consequences related to conventional tailings impoundments have attracted the attention of the engineering community to develop novel methods of tailings disposal and management to minimize geotechnical and environmental risks. Thus, engineers have introduced and implemented innovative tailings technologies—thickened tailings and paste tailings—as cost-effective means for tailings management in mining operations. As both thickened tailings and paste tailings have lower water content and higher solid content than tailings in conventional impoundments, these tailings may be more resistant to liquefaction. However, it should be noted that the seismic or cyclic behaviour of these thickened and paste tailings, with and without heavy rainfall effects, are not fully understood. There is little technical information or data about the behaviour and liquefaction of thickened and paste tailings under seismic or cyclic loading conditions. The objective of the present PhD research is to investigate the response of layered thickened and paste tailings deposits, with and without heavy rainfall effects, to cyclic loads by conducting shaking table tests. To simulate the field deposition of thickened and paste tailings, tailings were deposited in three thin layers in a flexible laminar shear box (FLSB) attached to the shaking table equipment. A sinusoidal seismic loading at a frequency of 1 Hz and peak horizontal acceleration of 0.13g was applied at the bottom of the layered tailings deposits. Acceleration, displacement and pore water pressure responses to the cyclic loading were monitored at the middle depth of each layer of the tailings deposits. Regarding the acceleration response of these thickened and paste tailings deposits (without the effect of heavy rainfall), there was no difference between the middle of the bottom and middle layers or at the base of the shaking table. However, the acceleration at the middle of the top layer differed from the acceleration at the base of the shaking table. Throughout shaking, the layered tailings deposits (with and without the effect of heavy rainfall) exhibited contraction and dilation responses. The excess pore water pressure ratios of the layered thickened tailings deposit that was not exposed to heavy rainfall prior to shaking were found to exceed 1.0 during shaking. However, for the layered paste tailings deposit that was not exposed to the effect of heavy rainfall prior to shaking, the excess pore water pressure ratios were found to be lower than 0.85 during shaking. This reveals that without the effect of heavy rainfall, the layered thickened tailings deposit was susceptible to liquefaction, whereas the layered paste tailings deposit was resistant to liquefaction during shaking. The excess pore water ratios of the layered thickened and the paste tailings deposits that were exposed to heavy rainfall prior to shaking were found to be lower than 0.8 during shaking. This reveals that with the effect of heavy rainfall, the layered thickened and paste tailings deposits were resistant to liquefaction during shaking. The results and findings of this PhD research thus provide valuable information for the implementation of tailings in earthquake-prone areas.