Thesis (Ph.D.) - University of St Andrews, September 2008. / Restricted until 19th September 2010.

In this doctoral thesis I advance a new interpretation of the social and economic history of Ethiopia beginning with the turn of the twentieth century and ending with the third decade of that century. One of my achievements in this study is the careful utilization of property documents in the reconstruction of the modern social history of Ethiopia, more precisely Däbrä Marqos (Gojjam) in northwestern Ethiopia. Besides original use of property documents in my study, I have used new and less conventional genre of sources, viz., courtroom observation, images, biblical references, private documents, and old sayings. Combining these genre of sources and oral data helped me to provide a plausible story and advance a new interpretation of the property system and the socioeconomic and power relations arising from modern Däbrä Marqos (Gojjam). I emphasize the continued relevance of tax appropriation in contemporary Däbrä Marqos (Gojjam). This is to counter an adverse claim to tribute in kind and services as well as the resilience of old practices relating to land use, political power, exploitation, social domination, landholding and violence. All these served as the background to impede changes, in the course of progress of the imperial policy, mostly, between liberation in 1941 and revolution in 1974. As the main argument embedded in my study is that despite the attempt of the imperial state to figure out what the content of land tenure and surplus appropriation in Däbrä Marqos (Gojjam) was like, in actual fact what the effort produced was the people's multiple reaction. New measures relating to property reform which the imperial state tried to codify and fix failed to achieve stability and order, precipitated a revolution leading to the end of the imperial rule with broadly similar historical trajectory to what many scholars viewed on the subject. / History / D. Phil. (History)

Bahir Dar is one of the rapidly growing Ethiopian cities characterized by the rise of informal settlements. The expansion of spontaneous neighbourhoods in Bahir Dar is, among other things, conditioned by land management policies and practices. Thus, the intention of this research was to explore the influences of land management on the prevalence of informal settlements in Bahir Dar city, Ethiopia. So as to meet the study targets this research employed mixed method approach, and the data were gathered from various sources by applying different methods. The quantitative data was drawn from 156 random samples through household surveys. It was collected from four FGDs, interview of eight community elders, sub-cities and municipality officials and code enforcement professionals. Furthermore, case studies, published and unpublished documents, photographs, and satellite images were used to enrich the analysis. To analyse quantitative data, SPSS statistical software was used to extract descriptive statistics, to test hypotheses and to draw tables and various types of graphs. Content analysis was employed to analyse qualitative data. It was found that expansion of informal settlements in Bahir Dar was caused, among others, by Poverty of inhabitants, rural-urban migration, limited capacity of the city to deliver basic services, low housing supply and high housing demand, and limitations in land lease laws, as well deficiency of essential amenities like water, sanitation and electricity. The influences of land management policies and practices that resulted to prevalence of informal settlements were found to be the subjective implementation of housing and land leasing policies, harsh government farm expropriation and very low compensation payments, weak governance practices in land administration, frequent demolishing of houses and precarious security of tenure. Even though informal settlements help to address the housing shortage in the city and contribute to environmental management in some areas of the city, it is largely intimidating environmental management, deteriorating the livelihoods and thus brought about the unsustainable city development. In order to address the challenges of informal settlements, it was suggested that legal framework to formalize informal settlements, develop an effective and efficient land administration system, improving good governance in land administration, establish land and housing policies favouring low-income population, and bring about attitude change favourable to urban development are essential. / Environmental Sciences / D. Litt. et Phil. (Environmental Management)

This study analyses the impact of land registration and certification scheme on sustainable use of farmlands in Debre Mawi and Densa Bahta rural kebeles of Amhara region in northwestern Ethiopia, with a view to contributing to the theoretical debate on tenure security and more realistic policy advocacy on the sustainable use of farmlands. Within the framework of qualitative research methodology, the case study approach helps to observe and understand the relationship between land titling and sustainable use of farmlands in Densa Bahta and Debre Mawi kebeles of the Amhara region in Ethiopia. Specific methods employed were focus group discussions, in-depth interviews and observation, complemented by context analyses of relevant documents. It was found that land titling has contributed to a high perception of security of land tenure among study respondents. However, results show that land titling has both positive and negative impacts on sustainable use of farmlands. The positive impact of land titling is ascribed to its assurance effect and legal obligation imposed on farmers to adopt proper land management practices. The negative impact of land titling arises from its failure to address the existing inequality in possession of farmlands among the village communities. Failure of farmers’ high perceptions of their security of land tenure to translate into sustainable land use practices has implications for the relative importance of productive asset endowments, self-efficacy and risk perception on the sustainable use of farmlands in the Amhara region. Interviewees that follow unsustainable farming practices were endowed with relatively lower pieces of farmland and disadvantaged in possession of other productive assets. They also demonstrated a low level of self-efficacy and a risk-averse attitude to adopting conservation technologies, as they possessed smaller sizes of farmland compared with the village and regional average. The study urges a holistic approach and comprehensive analytical framework to understand the synergy of several factors that affect the sustainable use of farmlands. / Environmental Sciences / D. Litt. et Phil. (Development Studies)

This study analyses the impact of land registration and certification scheme on sustainable use of farmlands in Debre Mawi and Densa Bahta rural kebeles of Amhara region in northwestern Ethiopia, with a view to contributing to the theoretical debate on tenure security and more realistic policy advocacy on the sustainable use of farmlands. Within the framework of qualitative research methodology, the case study approach helps to observe and understand the relationship between land titling and sustainable use of farmlands in Densa Bahta and Debre Mawi kebeles of the Amhara region in Ethiopia. Specific methods employed were focus group discussions, in-depth interviews and observation, complemented by context analyses of relevant documents. It was found that land titling has contributed to a high perception of security of land tenure among study respondents. However, results show that land titling has both positive and negative impacts on sustainable use of farmlands. The positive impact of land titling is ascribed to its assurance effect and legal obligation imposed on farmers to adopt proper land management practices. The negative impact of land titling arises from its failure to address the existing inequality in possession of farmlands among the village communities. Failure of farmers’ high perceptions of their security of land tenure to translate into sustainable land use practices has implications for the relative importance of productive asset endowments, self-efficacy and risk perception on the sustainable use of farmlands in the Amhara region. Interviewees that follow unsustainable farming practices were endowed with relatively lower pieces of farmland and disadvantaged in possession of other productive assets. They also demonstrated a low level of self-efficacy and a risk-averse attitude to adopting conservation technologies, as they possessed smaller sizes of farmland compared with the village and regional average. The study urges a holistic approach and comprehensive analytical framework to understand the synergy of several factors that affect the sustainable use of farmlands. / Environmental Sciences / D. Litt. et Phil. (Development Studies)

Villagisation and large-scale agricultural investments in Gambella region has been a major concern of human right groups. The Ethiopian government argues that Villagisation program is voluntary and part of Growth and Transformation Plan (GTP) which attempts to bring development to indigenous communities and nothing to do with large-scale agricultural investment. On the contrary, human right groups and local civil society organizations claim that the Ethiopian government is forcefully relocating indigenous people from their ancestral land under the disguise of development while the true motive of the government is to expand agricultural investment in the region at the expense of the livelihood of the local communities. This research is an attempt to investigate the controversial Villagisation and large-scale agricultural investment in Gambella regional state by looking into the link between large scale agricultural investment and Villagisation. The main focus of the research is to examine the impacts of agricultural investment and Villagisation in Gambella region the light of the Ethiopian government policy in the region and the alleged development induced human right violations. The research is based on a qualitative method to capture data from 32 Villagisation sites using in-depth interviews, focus group discussions and field observations. For the purpose of this study, 241 participants were selected from the study sites to participate in the research. Out of the 241 participants 75 of them were participated in in-depth interviews and the rest were included in focus group discussions and informal discussions based on the participants’ knowledge, views, experience and feelings associated with Villagisation and large-scale agricultural investment in the region. The findings of this study show no indication of involuntary Villagisation, no significant relationship between Villagisation and investment, or no evidence of previously occupied land being leased to investors. However, the study reveals that there has been serious lack of communication and misinformation from the government side in the process of planning and implementing the Villagisation program. Owing to this, suspicion and lack of trust between government officials and the local communities characterized implementation of the Villagisation project. / Geography / M.A. (Geography)