The formation of dense understories in eastern forests has created low light environments that hinder the development of advance oak reproduction. Studies have shown that a midstory removal can enhance these light conditions and promote the development of competitive oak seedlings. Previous studies have been primarily focused on oaks found on productive sites, and there is little knowledge of this treatment’s potential on intermediate sites and the typically associated oak species. This study investigates the seven-year effects of midstory removal on natural and underplanted white (Quercus alba L.) and black oak (Quercus velutina L.) reproduction, as well as competing red maples (Acer rubrum L.), on intermediate sites within the western rim of the Cumberland Plateau. In addition to its effect on stand reproduction, this study also investigates the impact of this treatment on microclimate. Results from this study can provide a look at the long term success of midstory removal on intermediate quality sites and serve as a basis for future oak management in the region.

Problems with oak regeneration, and concerns by environmental and conservation organizations, are driving interest in longer rotations and in reproduction methods that retain the overstory for an extended time period. Clearcutting and shelterwood regeneration methods are providing mixed results for oak seedling development and recruitment due to the increased abundance of shade tolerant midstory species. The irregular group shelterwood (Femelschlag) system has been used in Central Europe to address these issues, and may provide the basis for a gap-based system in the Central Hardwood Forest Region. This study examines the two-year effects of a gap-based regeneration method featuring 60m diameter gaps (0.72 ac), and associated midstory removal 30m into the surrounding forest matrix, on natural oak and competitor tree species reproduction as well as on planted white oak seedlings (Quercus alba L.). In addition to seedling growth and survival, the study also characterizes the spatial patterning of light transmittance from gap centers into the forest matrix beyond gap margins. Results from this study can serve as a basis for oak management addressing recruitment issues and providing a regeneration method compatible with a range of forest ownership objectives.

<p>  </p> <p>Alterations to the historic fire regime have contributed to widespread regeneration failure in <em>Quercus</em> L. (oak) forests of the eastern United States. Composition has shifted from <em>Quercus</em> and other fire-adapted species to dominance by mesophytic species. While land managers often focus efforts on restoring <em>Quercus</em> regeneration, the herbaceous layer experiences reduced cover and diversity of herb and graminoid species resulting from the increased woody stem density in fire-suppressed forests. Declining abundance of <em>Quercus</em> species and diversity in the herbaceous layer reduce the overall habitat quality and ecosystem functions provided by the forest. A combination of overstory harvests and prescribed burning are often conducted to restore the plant community in <em>Quercus</em> forests affected by mesophication. Initiated in 2010, our study on the Hoosier National Forest in Indiana conducted shelterwood and midstory (mechanical, chemical, or none) harvests followed by prescribed burning on a less productive site, while leaving a more productive site unburned. Our objective was to evaluate the survival and competitive response of <em>Quercus</em> spp. within the regeneration layer and whether diversity and cover increased in the herbaceous layer following treatments. Using nested circular plots, we measured seedling survival and resprout response, in addition to regeneration density before and after treatments. We measured the percent cover of herbaceous-layer species within quadrats and calculated species richness, evenness, and diversity. Using multiple mixed-effects models, ANOVA, and NMDS ordination, we evaluated woody species regeneration and herbaceous-layer composition before and after treatments. Post-treatment, monitored <em>Quercus</em> spp. seedlings at the burned site displayed greater survival (> 94%) and resprouting (> 92% of monitored stems), which exceeded most competing species, including<em> Acer</em> spp. (~ 59% survival and resprouting) and <em>Fraxinus americana </em>(72% survival and resprouting). <em>Q. alba</em> seedling (< 3.8 cm DBH) densities doubled after burning; it was one of the most abundant species (9,864 stems ha-1) at the burned site. NMDS ordination indicated a clear shift in regeneration species composition with the burn driving a shift away from mesophytic species towards greater importance of <em>Quercus</em> species. Additionally, our burned site had significantly increased herbaceous-layer richness, Shannon diversity index, and total cover compared to pre-treatment. Percent cover increased across all plant functional groups within the herbaceous layer, with trees/shrubs exhibiting the greatest increase. Herbaceous-layer composition at the burned site significantly shifted toward greater importance of graminoids and herbs post-treatment. Post-treatment, the unburned site contained fewer, and less competitive, <em>Quercus</em> seedlings compared to non-<em>Quercus</em> competitors and displayed no significant compositional shifts in seedling species composition post-harvest. Our unburned site exhibited significant, but minor, increases in herbaceous-layer richness, evenness, diversity, and total cover. Herbaceous-layer composition at the unburned site was significantly different post-treatment, shifting towards greater importance of vines, trees/shrubs, and herbs. The more-productive unburned site would likely require multiple burns to produce adequate competitive <em>Quercus</em> seedlings to perpetuate dominance in the developing stand. Burning would also likely result in greater increases in herbaceous-layer diversity compared to harvesting alone. Conversely, the shelterwood, followed by a single burn, on the less productive site had a more substantial effect on the herbaceous layer, and likely produced an adequate density of <em>Quercus</em> reproduction to ensure future dominance by the genus.</p>