Dans les communications coopératives, deux ou plusieurs terminaux de transmissionsont combinés pour accroître la diversité et/ou la puissance des signaux arrivant à un récepteur. Récemment, l'analyse tensorielle s'est avérée une approche efficace pour l'estimation de canaux dans les systèmes coopératifs. Cependant, parmi les quelques travaux consacrés à cette tâche, l'utilisation de la décomposition tensorielle PARAFAC pour modéliser les signaux reçus ne permet pas l'estimation conjointe des symboles et des canaux de communication. Afin d'éviter l'utilisation de séquences de symboles pilotes, l'objectif de cette thèse est de fournir de nouvelles approches tensorielles, en termes de systèmes de transmission et de récepteurs semi-aveugles, pour des systèmes de communication MIMO avec relai mono-directionnels, à deux sauts. Deux systèmes de transmission sont proposés en utilisant un codage spatio-temporel du type Khatri-Rao et deux stratégies de traitement Amplify-and-Forward (AF) au relai. Pour ces systèmes, appelés PT2-AF et NP-AF, les signaux reçus au niveau de la destination satisfont respectivement des modèles tensoriels du type PARATUCK2 et nested PARAFAC. En exploitant les propriétés d'unicité de ces modèles tensoriels établies dans la thèse, plusieurs récepteurs semi-aveugles sont dérivés. Certains de ces récepteurs sont du type ALS, tandis que d'autres sont des solutions non itératives basées sur des factorisations de produits de Khatri-Rao. Des résultats de simulation sont présentés pour illustrer les performances des récepteurs proposés qui sont comparés à des estimateurs supervisés. / In cooperative communication systems, two or more transmitting terminals arecombined to increase the diversity and/or the power of the signals arriving at aparticular receiver. Recently, the so-called tensor analysis has been an efficient approach for channel estimation in systems with cooperative diversity. However, among the few works devoted to this task, the utilization of the PARAFAC tensor decomposition for modeling the received signals did not allow the development of techniques for joint symbol and channel estimation. Aiming to avoid the use of pilot-based sequences, the objective of this thesis is to provide new tensor-based strategies, including transmission systems and semi-blind receivers, for one-way two-hop relaying systems. Based on a Khatri-Rao space-time coding at the source and two different Amplify-and-Forward (AF) relaying strategies, two transmission systems are proposed. For these systems, named PT2-AF and NP-AF, the received signals at the destination node follow respectively a PARATUCK2 and a nested PARAFAC tensor model. Exploiting uniqueness properties of these tensor models which are established in the thesis, several semi-blind receivers are derived. Some of these receivers are of iterative form using an ALS algorithm, whereas some other ones are close-form solutions associated with Khatri-Rao factorizations. Some simulation results are finally presented to illustrate the performance of the proposed receivers which are compared to some state-of-the-art supervised techniques.

Conselho Nacional de Desenvolvimento CientÃfico e TecnolÃgico / Em comunicaÃÃes cooperativas, dois ou mais terminais de transmissÃo sÃo combinados para aumentar a diversidade e/ou a potencia dos sinais que chegam a um determinado receptor. Portanto, mesmo que os dispositivos nÃo disponham de mais de uma antena, ou que entÃo haja uma grande perda por propagaÃÃo entre dois pontos comunicantes, os diversos elementos transmissores podem atuar como um arranjo virtual de antenas, obtendo-se assim vantagens dos sistemas de mÃltiplas antenas (MIMO), sobretudo o aumento da capacidade de transmissÃo. Recentemente, a chamada analise tensorial tem se mostrado uma abordagem eficiente entÃo para a estimaÃÃo de canais em sistemas com diversidade cooperativa. Contudo, nos poucos trabalhos dedicados a essa tarefa, a utilizaÃÃo da decomposiÃÃo tensorial PARAFAC para a modelagem dos sinais recebidos nÃo possibilitou o desenvolvimento de tÃcnicas de estimaÃÃo conjunta de canais e sÃmbolos. Com a idÃia de se evitar o uso de sequencias de treinamento, que limita a eficiÃncia espectral da transmissÃo por dedicar uma parte da largura de banda apenas para a tarefa de estimaÃÃo dos canais, o objetivo desta tese à prover novas estratÃgias de comunicaÃÃo, em termos de sistemas de transmissÃo e receptores semi-cegos, baseados em tensores adaptados a sistemas cooperativos MIMO unidirecionais de dois saltos. Dois sistemas de transmissÃo sÃo propostos utilizando uma codificaÃÃo espaÃo-temporal do tipo Khatri-Rao na fonte e duas estrategias de processamento Amplify-and-Forward (AF) no relay. Para estes sistemas, nomeados PT2-AF e NP-AF, os sinais recebidos no chamado nà de destino satisfazem os modelos tensoriais do tipo PARATUCK2 e Nested PARAFAC. Explorando as propriedades de unicidade destes modelos tensoriais estabelecidas nesta tese, vÃrios receptores semi-cegos sÃo derivados. Alguns destes receptores sÃo do tipo ALS, enquanto outros sÃo de soluÃÃes baseadas na factorizaÃÃo de produtos de Khatri-Rao. Resultados de simulaÃÃo sÃo apresentados para ilustrar os desempenhos dos receptores propostos em comparaÃÃo a alguns estimadores supervisionados. / In cooperative communication systems, two or more transmitting terminals are combined to increase the diversity and/or the power of the signals arriving at a particular receiver. Therefore, even if the devices do not have more than one antenna, or if a significant propaga- tion loss is present between the two communicating nodes, the various transmitting elements can act as a virtual antenna array, thus obtaining the benefits of the multiple antenna (MIMO) systems, especially the increase in the capacity. Recently, tensor decompositions have been introduced as an efficient approach for channel estimation in cooperative com- munication systems. However, among the few works devoted to this task, the utilization of the PARAFAC tensor decomposition for modeling the received signals did not allow the development of techniques for joint symbol and channel estimation. Aiming to avoid the use of pilot sequences, which limits the overall spectral efficiency by dedicating a portion of the bandwidth only for the channel estimation task, the objective of this thesis is to provide new tensor-based strategies, including transmission systems and semi-blind receivers, for one-way two-hop MIMO relaying systems. Based on a Khatri-Rao space-time coding at the source and two different Amplify-and-Forward (AF) relaying strategies, two transmission schemes are proposed. For these systems, named PT2-AF and NP-AF, the received signals at the destination node follow respectively a PARATUCK2 and a nested PARAFAC tensor model. Exploiting uniqueness properties of these tensor models which are established in the thesis, several semi-blind receivers are derived. Some of these receivers are of iterative form us- ing an ALS algorithm, whereas some other ones have closed-form solutions associated with Khatri-Rao factorizations. Some simulation results are finally presented to illustrate the per- formance of the proposed receivers which are compared to some state-of-the-art supervised techniques.

Conselho Nacional de Desenvolvimento CientÃfico e TecnolÃgico / In the last two decades, multiple input multiple output (MIMO) wireless systems have been subject of intense research due to the theoretical promise of the proportional increase of the communications channel capacity as the number of antennas increases. This outstanding property supposes an efficient use of spatial diversity at both the transmitter and receiver. An important and not well explored path towards improving MIMO system performance using spatial diversity takes into account the interactions among the antennas and the (physical) propagation medium. By understanding these interactions, the transmit and receive antenna arrays can be designed to best âmatchâ the propagation medium so that the link quality and capacity can be further improved in a MIMO system. In this work, we consider the use of spherical harmonics and tensor decompositions in the problem of MIMO channel modeling and estimation. The use of spherical harmonics allows to represent the radiation patterns of antennas in terms of coefficients of an expansion, thus decoupling the transmit and receive antenna array responses from the physical propagation medium. By translating simple propagation-motivated channel models with polarization information into the spherical harmonics domain, we study how propagation parameters themselves and antenna configurations affect MIMO performance in terms of capacity and correlation. A second part of this work addresses the problem of estimating directional MIMO channels in the spherical harmonics domain using tensor decompositions. Considering both single-scattering and double-scattering propagation scenarios, we make use of the parallel factor (PARAFAC) and PARATUCK-2 decompositions, respectively, to estimate the propagating spherical modes, from which the directions of arrival (DoA) and directions of departure (DoD) can be extracted. Finally, we propose and compare two methods for optimizing the coefficients of the spherical harmonics expansion of an antenna array for a prespecified MIMO channel response. / Nas Ãltimas dÃcadas, sistemas de comunicaÃÃo sem fio de mÃltiplas antenas (MIMO - Multiple Input Multiple Output) tÃm sido objetos de intensas pesquisas devido à promessa teÃrica do aumento proporcional da capacidade com o aumento do nÃmero de antenas. Esta propriedade excepcional supÃe um uso eficiente da diversidade espacial no transmissor e receptor. Um caminho importante e nÃo bem explorado no sentido de melhorar o desempenho de sistemas MIMO usando diversidade espacial leva em conta a interaÃÃo entre as antenas e meio de propagaÃÃo (fÃsico). AtravÃs da compreensÃo dessas interaÃÃes, arranjos de antenas de recepÃÃo e transmissÃo podem ser projetados para melhor "casar" com o meio de propagaÃÃo, tal que a qualidade do link de comunicaÃÃo e capacidade possam ser melhoradas em um sistema MIMO. Neste trabalho, consideramos o uso de harmÃnicos esfÃricos e decomposiÃÃes tensoriais no problema de modelagem de canal MIMO e estimaÃÃo. O uso de harmÃnicos esfÃricos permite representar os padrÃes de radiaÃÃo de antenas em termos de coeficientes de uma expansÃo, assim desacoplando as respostas dos arranjos de antenas (transmissoras e receptoras) do meio de propagaÃÃo fÃsica. Traduzindo modelos simples de canais baseados em propagaÃÃo, com informaÃÃes de polarizaÃÃo, para o domÃnio dos harmÃnicos esfÃricos, estudamos como os parÃmetros de propagaÃÃo si e configuraÃÃes especÃficas de antenas afetam o desempenho do sistema MIMO em termos de capacidade e de correlaÃÃo. A segunda parte deste trabalho aborda o problema de estimar canais direcionais MIMO no domÃnio dos harmÃnicos esfÃricos usando decomposiÃÃes por tensores. Considerando tanto cenos de espalhamento simples e de duplo espalhamento, fazemos uso das decomposiÃÃes PARAFAC e PARATUCK2, respectivamente, para estimar os modos esfÃricos propagantes, a partir das quais as direÃÃes de chegada (DoA) e as direÃÃes de saÃda (DoD) podem ser extraÃdas. Finalmente, propomos e comparamos dois mÃtodos de otimizaÃÃo dos coeficientes da expansÃo em harmÃnicos esfÃricos de arranjos de antenas para respostas de canais MIMO prÃ-especificados .