Mountain headwater catchments in the semi-arid Intermountain West are important sources of surface water because these high elevations receive more precipitation than neighboring lowlands. The hydrology of these mountain catchments is especially important as the region faces water shortages and conflicts. Conifer encroachment on aspen stands has been observed across the western US and can result in a decline in water yield. The overall objective of this study was to further our understanding of hillslope-stream connectivity in a headwater catchment of Northern Utah and any observable differences in this connection between aspen and conifer hillslopes. Hillslopes are the fundamental unit of a watershed. Therefore understanding processes at the hillslope scale is pertinent to managing valuable water resources. However, hillslope hydrology is understudied in the snow-driven, semi-arid west, leaving a gap in our knowledge of how watersheds function. This thesis focuses on how and when hillslope water contributes to stream water: hillslope-stream connectivity. Its specific objectives are (1) to compare peak snow accumulation under aspen and conifer stands, (2) to determine if shallow soil moisture shows organized patterns, indicating hillslope-connectivity and compare these patterns between vegetation types, (3) to examine hillslope-stream connectivity within deep layers of the soil profile and compare times of connectivity between vegetation types and (4) to find any thresholds past which hillslope-stream connectivity begins.

As land-cover conversion continues to expand into ever more remote areas in the humid tropics, montane rainforests are increasingly threatened. In the south Ecuadorian Andes, they are not only subject to man-made disturbances but also to naturally occurring landslides. I was interested in the impact of this ecosystem dynamics on a key parameter of the hydrologic cycle, the soil saturated hydraulic conductivity (synonym: permeability; Ks from here on), because it is a sensitive indicator for soil disturbances. My general objective was to quantify the effects of the regional natural and human disturbances on the saturated hydraulic conductivity and to describe the resulting spatial-temporal patterns. The main hypotheses were: 1) disturbances cause an apparent displacement of the less permeable soil layer towards the surface, either due to a loss of the permeable surface soil after land-sliding, or as a consequence of the surface soil compaction under cattle pastures; 2) ‘recovery’ from disturbance, either because of landslide re-vegetation or because of secondary succession after pasture abandonment, involves an apparent displacement of the less permeable layer back towards the original depth an 3) disturbances cause a simplification of the Ks spatial structure, i.e. the spatially dependent random variation diminishes; the subsequent recovery entails the re-establishment of the original structure. In my first study, I developed a synthesis of recent geostatistical research regarding its applicability to soil hydraulic data, including exploratory data analysis and variogram estimation techniques; I subsequently evaluated the results in terms of spatial prediction uncertainty. Concerning the exploratory data analysis, my main results were: 1) Gaussian uni- and bivariate distributions of the log-transformed data; 2) the existence of significant local trends; 3) no need for robust estimation; 4) no anisotropic variation. I found partly considerable differences in covariance parameters resulting from different variogram estimation techniques, which, in the framework of spatial prediction, were mainly reflected in the spatial connectivity of the Ks-field. Ignoring the trend component and an arbitrary use of robust estimators, however, would have the most severe consequences in this respect. Regarding variogram modeling, I encouraged restricted maximum likelihood estimation because of its accuracy and independence on the selected lags needed for experimental variograms. The second study dealt with the Ks spatial-temporal pattern in the sequences of natural and man-made disturbances characteristic for the montane rainforest study area. To investigate the disturbance effects both on global means and the spatial structure of Ks, a combined design-and model-based sampling approach was used for field-measurements at soil depths of 12.5, 20, and 50 cm (n=30-150/depth) under landslides of different ages (2 and 8 years), under actively grazed pasture, fallows following pasture abandonment (2 to 25 years of age), and under natural forest. Concerning global means, our main findings were 1) global means of the soil permeability generally decrease with increasing soil depth; 2) no significant Ks differences can be observed among landslides and compared to the natural forest; 3) a distinct permeability decrease of two orders of magnitude occurs after forest conversion to pasture at shallow soil depths, and 4) the slow regeneration process after pasture abandonment requires at least one decade. Regarding the Ks spatial structure, we found that 1) disturbances affect the Ks spatial structure in the topsoil, and 2) the largest differences in spatial patterns are associated with the subsoil permeability. In summary, the regional landslide activity seems to affect soil hydrology to a marginal extend only, which is in contrast to the pronounced drop of Ks after forest conversion. We used this spatial-temporal information combined with local rain intensities to assess the partitioning of rainfall into vertical and lateral flowpaths under undisturbed, disturbed, and regenerating land-cover types in the third study. It turned out that 1) the montane rainforest is characterized by prevailing vertical flowpaths in the topsoil, which can switch to lateral directions below 20 cm depth for a small number of rain events, which may, however, transport a high portion of the annual runoff; 2) similar hydrological flowpaths occur under the landslides except for a somewhat higher probability of impermeable layer formation in the topsoil of a young landslide, and 3) pronounced differences in runoff components can be observed for the human disturbance sequence involving the development of near-surface impeding layers for 24, 44, and 8 % of rain events for pasture, a two-year-old fallow, and a ten-year-old fallow, respectively. / Der tropische Bergregenwald in den Südecuadorianischen Anden unterliegt sowohl anthropogenen Eingriffen, d.h. der Umwandlung von Naturwald in Rinderweiden, als auch natürlichen Störungen in der Form von Hangrutschen. Ziel meiner Arbeit war es, die Auswirkungen dieser regionalen Störungsdynamik auf einen Schlüsselparameter des hydrologischen Kreislaufs, die gesättigte hydraulische Wasserleitfähigkeit (Ks), zu untersuchen und die resultierenden raum-zeitlichen Muster zu beschreiben. In der ersten Studie habe ich eine Synthese aktueller geostatistischer Forschung hinsichtlich ihrer Eignung für die Analyse bodenhydrologischer Daten entwickelt. Diese beinhaltet explorative Datenanalyse und verschiedene Techniken zur Schätzung der Kovarianzparameter; die Ergebnisse habe ich in Bezug auf die Ungenauigkeit räumlicher Vorhersagen bewertet. Es hat sich dabei herausgestellt, dass die Schätztechniken teilweise beachtliche Unterschiede in den Parametern hervorrufen, welche sich hauptsächlich in der räumlichen Konnektivität widergespiegeln. Die wichtigste Rolle im Zusammenhang mit der räumlichen Vorhersage kommt jedoch den vorgeordneten explorativen Analyseschritten zu. In der zweiten Studie habe ich mich mit der Beschreibung des raum-zeitlichen Muster der Wasserleitfähigkeit in den anthropogenen und natürlichen Störungsgradienten beschäftigt. Wichtigste Ergebnisse waren, dass es keine signifikanten Unterschiede der Wasserleitfähigkeit zwischen den verschieden alten Hangrutschen und dem Naturwald gibt. Daraus lässt sich schließen, dass die natürlichen Störungen im Untersuchungsgebiet lediglich marginale Auswirkungen auf die Bodenhydrology haben. Das steht in starkem Kontrast zum anthropogenen Störungskreislauf: die Wasserleitfähigkeit im Weideboden hat gegenüber dem Naturwald um zwei Größenordnungen abgenommen; eine „Erholung“ nach Nutzungsaufgabe scheint mindestens ein Jahrzehnt in Anspruch zu nehmen. Die räumlichen Abhängigkeit von Ks in den Oberböden von Wald und einer alten Brache ist stärker als in jenen der gestörten Flächen, was auf eine störungsbedingte Beeinträchtigung der räumlichen Struktur in geringer Bodentiefe schließen lässt. In der dritten Studie habe ich diese raum-zeitlichen Informationen mit dem örtlichen Niederschlagsregime in Verbindung gebracht, um Rückschlüsse auf die Auswirkungen der störungsbedingten Änderungen von Ks auf hydrologische Fließwege zu ziehen. Es hat sich gezeigt, dass im tropischen Bergregenwald und unter Hangrutschen ubiquitäre Tiefenversickerung dominiert, es allerdings zu einer Verschiebung in laterale Fließrichtungen für die seltenen intensiven Regenereignisse kommen kann. Anthropogene Störungen gehen mit einer um bis zu 50 Prozent erhöheren Wahrscheinlichkeit des Auftretens oberflächennaher Stauschichten einher, was die Bedeutung lateraler Fließwege erhöht. Dies trifft in vergleichbarer Größenordnung auch auf ein Vergleichsökosystem im Tieflandregenwald zu.

Rain fall-runoff response in temperate humid headwater catchments is mainly controlled by hydrolo gical processes at the hillslope scale. Applied tracer experiments with fluore scent dye and salt tracers are well known tools in groundwater studies at the large scale and vadose zone studies at the plot scale, where they provide a means to characterise subsurface flow. We extend this approach to the hillslope scale to investigate saturated and unsaturated flow path s concertedly at a forested hill slope in the Austrian Alps. Dye staining experiments at the plot scale revealed that crack s and soil pipe s function as preferential flow path s in the fine-textured soils of the study area, and these preferenti al flow structures were active in fast subsurface transport of tracers at the hillslope scale. Breakthrough curves obtained under steady flow conditions could be fitted well to a one-dimensional convection-dispersion model. Under natural rain fall a positive correlation of tracer concentrations to the transient flows was observed. The results of this study demon strate qualitative and quantitative effects of preferential flow feature s on subsurface stormflow in a temperate humid headwater catchment. It turn s out that / at the hill slope scale, the interaction s of structures and processes are intrinsically complex, which implies that attempts to model such a hillslope satisfactorily require detailed investigation s of effective structures and parameters at the scale of interest.

Linkages between the controls on depressional storage and catchment streamflow response were examined in a wetland dominated basin in the Canadian Prairie Pothole region through a combination of field monitoring and modelling. Snowmelt, surface storage, water table elevation, atmospheric fluxes, and streamflow were monitored during spring snowmelt and summer in a 1 km2 sub-catchment containing a semi-permanent pond complex connected via an intermittent stream. Snow accumulation in the basin in spring of the 2013 study year was the largest in the 24-year record. Rainfall totals in 2013 were close to the long term average, though June was an anomalously wet month. The water budget of the pond complex indicates that there was a significant subsurface contribution to surface storage, in contrast to previous studies in this region. Following snowmelt, subsurface connectivity occurred between uplands and the stream network due to activation of the effective transmission zone in areas where the water table was located near the ground surface, allowing significant lateral movement of water into the stream network. Modelling results suggest there was significant infiltration into upland soils during the study period and that upland ponds are an important consideration for accurately simulating catchment discharge. The flux of groundwater to the wetland complex during periods of subsurface connectivity was also important for maintaining and re-establishing surface connectivity and streamflow. As the observed period of surface and subsurface hydrological connectivity was one of the longest on record in the catchment due to very wet conditions, the results of this study denote observations of the wet extremes of the hydrological regime important for proper understanding, modelling, and prediction of streamflow in the region.

This Diploma thesis is focused on the evaluation of relation between spring water temperature and spring discharge by means of own measuring. A chosen spring was found in the area of reservoir Švihov close to the locality Hulice. Following local conditions were explored within the study: hydrology, climate, geology, natural conditions, tectonics, hydrogeology and other potential factors, which may influence runoff generation in studied locality. The work consists in a continuous monitoring of springand following evaluation of measured data. To find other possible dependencies data of water and air temperature and spring discharge were compared with the data of soil Temperature and soil moisture (this data were also obtain by own measurements). Different dependences of spring discharge and water temperature were demonstrated on the monitored site during the year. Changes in spring discharge and water temperature are cause by rapid infiltration of rainwater and by subsequent rapid runoff out of the subbasin.

Surface depressions are important topographic features, which affect overland flow, infiltration, and other hydrologic processes. Specifically, depressions undergo filling-spilling-merging-splitting processes under natural rainfall conditions, featuring discontinuity in hydrologic connectivity and variability in contributing area. However, a constant and time-invariant contributing area is often assumed in traditional hydrologic modeling, and consequently, the real threshold-controlled overland flow dynamics cannot be captured. The overall goal of this dissertation research is to improve hydrologic modeling, especially for depression-dominated areas, by quantifying the hydrologic effects of depressions. The specific objectives are to analyze the hydrotopographic characteristics of depressions and identify the intrinsic relationships of hydrologic variables, develop new modeling methods to simulate the depression-oriented dynamics in overland flow and variations in contributing area, and reveal the influence of spatially distributed depressions on the surface runoff generation and propagation processes. To achieve these objectives, three studies were conducted: (1) the frequency distribution of depression storage capacities was determined and a puddle-based unit (PBU)-probability distribution model (PDM) was developed; (2) the intrinsic changing patterns of contributing area and depression storage were identified, based on which a new depression-oriented variable contributing area (D-VCA) model was developed; and (3) a modified D-VCA (MD-VCA) model was further developed by introducing a depressional time-area zone scheme and a new variable contributing area-based surface runoff routing technique to account for the spatial distribution of depressions. These three models (PBU-PDM, D-VCA, and MD-VCA) were evaluated through the applications to depression-dominated watersheds in North Dakota, and simulation results demonstrated their capabilities in simulating the variations of contributing areas and threshold-controlled overland flow dynamics. In addition, these three studies emphasized the important roles of depressions in the evolution of contributing areas as well as surface runoff generation and propagation. Without considering the spatial distribution of depressions, the formation of contributing area and the timing and quantity of runoff contributions cannot be characterized.

京都大学 / 新制・課程博士 / 博士(農学) / 甲第24244号 / 農博第2523号 / 新制||農||1094(附属図書館) / 学位論文||R4||N5415(農学部図書室) / 京都大学大学院農学研究科地域環境科学専攻 / (主査)教授 舟川 晋也, 教授 樋口 浩和, 真常 仁志 / 学位規則第4条第1項該当 / Doctor of Agricultural Science / Kyoto University / DFAM

Near-level Prairie landscapes have received limited attention in hydrological research. For this thesis, hydrometric measurements and four tracing experiments were completed at three “riparian-to-stream” sites in the Catfish Creek Watershed (southeastern Manitoba) to enhance Prairie hydrology understanding. First, hydrologic state variables were examined to infer vertical and lateral water movement. Second, tracer data were analyzed to evaluate the relative importance of surface versus subsurface water movement. Results show that hydrologic state variables can be useful for inferring riparian-to-stream water movement. Tracer data also revealed that subsurface water movement can contribute significantly to streamflow during snowmelt- and rainfall-triggered events in the study watershed. This thesis demonstrated that subsurface flow is a significant runoff generation mechanism in Prairie landscapes, thus challenging surface water-focused conceptualizations and management strategies that are traditionally used. The findings summarized in this thesis will be critical to improve the performance of hydrological models when applied to the Prairies. / February 2017

Low relief, heavily human-impacted landscapes like those of the Prairies in south-central Canada have received little attention in previous hydrological research. Here, the rainfall-runoff relationship in the context of both a field-based investigation and an empirical model is examined in an effort to provide insight into Prairie hydrology. Rainfall and water level data were collected for nested sub-watersheds of the Catfish Creek watershed, a 642 km2, near-level, mixed land use and engineered Prairie watershed. First, the dataset is examined for runoff controls. Second, the history of the United States Curve Number Method is reviewed and its initial abstraction ratio examined against collected field data to determine the applicability of a single, constant ratio to Prairie landscapes. Overall, the results indicate that Prairie runoff generation processes differ significantly from those of humid, pristine catchments of higher relief and a conceptual model is proposed with that regards.

abstract: Ponderosa pine forests are a dominant land cover type in semiarid montane areas. Water supplies in major rivers of the southwestern United States depend on ponderosa pine forests since these ecosystems: (1) receive a significant amount of rainfall and snowfall, (2) intercept precipitation and transpire water, and (3) indirectly influence runoff by impacting the infiltration rate. However, the hydrologic patterns in these ecosystems with strong seasonality are poorly understood. In this study, we used a distributed hydrologic model evaluated against field observations to improve our understandings on spatial controls of hydrologic patterns, appropriate model resolution to simulate ponderosa pine ecosystems and hydrologic responses in the context of contrasting winter to summer transitions. Our modeling effort is focused on the hydrologic responses during the North American Monsoon (NAM), winter and spring periods. In Chapter 2, we utilized a distributed model explore the spatial controls on simulated soil moisture and temporal evolution of these spatial controls as a function of seasonal wetness. Our findings indicate that vegetation and topographic curvature are spatial controls. Vegetation controlled patterns during dry summer period switch to fine-scale terrain curvature controlled patterns during persistently wet NAM period. Thus, a climatic threshold involving rainfall and weather conditions during the NAM is identified when high rainfall amount (such as 146 mm rain in August, 1997) activates lateral flux of soil moisture and frequent cloudy cover (such as 42% cloud cover during daytime of August, 1997) lowers evapotranspiration. In Chapter 3, we investigate the impacts of model coarsening on simulated soil moisture patterns during the NAM. Results indicate that model aggregation quickly eradicates curvature features and its spatial control on hydrologic patterns. A threshold resolution of ~10% of the original terrain is identified through analyses of homogeneity indices, correlation coefficients and spatial errors beyond which the fidelity of simulated soil moisture is no longer reliable. Based on spatial error analyses, we detected that the concave areas (~28% of hillslope) are very sensitive to model coarsening and root mean square error (RMSE) is higher than residual soil moisture content (~0.07 m3/m3 soil moisture) for concave areas. Thus, concave areas need to be sampled for capturing appropriate hillslope response for this hillslope. In Chapter 4, we investigate the impacts of contrasting winter to summer transitions on hillslope hydrologic responses. We use a distributed hydrologic model to generate a consistent set of high-resolution hydrologic estimates. Our model is evaluated against the snow depth, soil moisture and runoff observations over two water years yielding reliable spatial distributions during the winter to summer transitions. We find that a wet winter followed by a dry summer promotes evapotranspiration losses (spatial averaged ~193 mm spring ET and ~ 600 mm summer ET) that dry the soil and disconnect lateral fluxes in the forested hillslope, leading to soil moisture patterns resembling vegetation patches. Conversely, a dry winter prior to a wet summer results in soil moisture increases due to high rainfall and low ET during the spring (spatially averaged 78 mm ET and 232 mm rainfall) and summer period (spatially averaged 147 mm ET and 247 mm rainfall) which promote lateral connectivity and soil moisture patterns with the signature of terrain curvature. An opposing temporal switch between infiltration and saturation excess runoff is also identified. These contrasting responses indicate that the inverse relation has significant consequences on hillslope water availability and its spatial distribution with implications on other ecohydrological processes including vegetation phenology, groundwater recharge and geomorphic development. Results from this work have implications on the design of hillslope experiments, the resolution of hillslope scale models, and the prediction of hydrologic conditions in ponderosa pine ecosystems. In addition, our findings can be used to select future hillslope sites for detailed ecohydrological investigations. Further, the proposed methodology can be useful for predicting responses to climate and land cover changes that are anticipated for the southwestern United States. / Dissertation/Thesis / Ph.D. Geological Sciences 2012