published_or_final_version / Economics / Master / Master of Social Sciences

by Chiu Mui-Ling. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1996. / Includes bibliographical references (leaves 48-51). / ACKNOWLEDGMENTS --- p.ii / ABSTRACT --- p.iii / TABLE OF CONTENTS --- p.iv / LISTS OF TABLES --- p.vi / LISTS OF CHARTS --- p.vii / Chapter / Chapter I. --- INTRODUCTION --- p.1 / Chapter II. --- LITERATURE REVIEW --- p.3 / Chapter III. --- SHENZHEN STOCK MARKET --- p.16 / Historical Background --- p.16 / Membership of Shenzhen Stock Exchange --- p.18 / Types of Shares --- p.19 / A Shares --- p.19 / B Shares --- p.20 / H Shares --- p.21 / Listed Securities in Shenzhen Stock Exchanges --- p.21 / Dealing --- p.24 / Shenzhen A Index --- p.24 / Characteristics of Shenzhen Stock Market --- p.25 / Government Maintain High Control --- p.25 / Different Bodies Fight for Control --- p.26 / Issuers Undergo Complicated Process --- p.26 / Banks Frequently Change Its Role --- p.28 / Overheat Economy Impact much on Market --- p.29 / Legal and Accounting Systems are not Well-established --- p.30 / Immature Investors Misconceive the Stock Market --- p.31 / Chapter IV. --- DATA AND METHODOLOGY --- p.32 / Sample Data --- p.32 / The Data --- p.32 / Sample Period --- p.33 / Portfolio Formation --- p.33 / Methodology --- p.34 / Size Effect --- p.34 / Seasonality --- p.37 / Chapter V. --- EMPIRICAL RESULTS --- p.38 / Size Effect --- p.38 / Raw Return --- p.38 / Excess Return --- p.40 / Seasonality --- p.42 / Chapter VI. --- EXPLANATION OF THE SEASONAL EFFECT --- p.44 / Chapter VII. --- CONCLUSION --- p.46 / BIBLIOGRAPHY --- p.48 / CHART --- p.52

Leung Kam Pui, Calvin, Ip Koon Tung, Patrick. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1993. / Includes bibliographical references (leaf 50). / Chapter Chapter1 --- Introduction --- p.3 / Chapter Chapter 2 --- Methodology --- p.6 / Chapter Chapter 3 --- Market Profile --- p.9 / Chapter Chapter 4 --- Theoretical Framework --- p.16 / Chapter Chapter 5 --- Analysis / Chapter Chapter 6 --- Case Study - Champaign Industrial Co --- p.44 / Chapter Chapter 7 --- Conclusion --- p.47 / Appendix 1. Bibliography --- p.50 / Chapter 2. --- Related Regulations with the Shenzhen Stock Market --- p.53 / Chapter 3. --- Shareholding System --- p.54 / Chapter 4. --- Requirements for New Listing --- p.56 / Chapter 5. --- Settlement Procedure --- p.58 / Chapter 6. --- "How ""B"" Shares are Traded" --- p.60 / Chapter 7. --- List of Authorised Securities Companies --- p.61 / Chapter 8. --- "Company Profiles of ""B"" Shares" --- p.63 / Chapter 9. --- List of Questions & Interviews Record --- p.83

by Chan Kin Man, Eric, Ng Man Leung, Alfred, Poon Man Ching, Daniel. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1989. / Bibliography: leaves [113]-[115].

by Kei Man Keung, Tong Suk Yi. / Thesis (M.B.A.)--Chinese University of Hong Kong, 2000. / Includes bibliographical references (leaves 35-39). / ABSTRACT --- p.iii / TABLE OF CONTENTS --- p.iv / LIST OF TABLES --- p.v / Chapter / Chapter I. --- INTRODUCTION --- p.1 / Chapter II. --- THE CHINESE CAPITAL MARKET --- p.6 / Chapter III. --- DATA AND METHODOLOGY --- p.10 / Cases Description --- p.10 / Event 1: Hong Kong Handover (1 July 1997) --- p.11 / Event 2: Zhu Rongji Elected the Prime Minister (March 1998) --- p.11 / Event 3: U.S.- China Summit (25 June 1998) --- p.12 / Event 4: The Chinese Embassy Bombingin Yugoslavia (8 May 1999) --- p.13 / Event 5: China's WTO Entry (15 November 1999) --- p.13 / Event 6: Macau Handover (20 December 1999) --- p.14 / Three Models --- p.15 / Chapter IV. --- EMPIRICAL RESULTS --- p.20 / Chapter V. --- CONCLUSION --- p.26 / APPENDIX --- p.28 / BILIOGRAPHY --- p.35

by Wong Siu-Ming. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1998. / Includes bibliographical references (leaf 77). / ABSTRACT --- p.ii / TABLE OF CONTENTS --- p.iii / LIST OF ILLUSTRATION --- p.v / LIST OF TABLES --- p.vi / PREFACE --- p.vii / Chapter / Chapter I. --- INTRODUCTION --- p.1 / Objectives --- p.1 / Methodology --- p.1 / Selection of stock exchange for case study --- p.2 / Selection of target company and share type for case study --- p.3 / Definitions of abbreviation --- p.4 / Contribution --- p.5 / Chapter II. --- Shenzhen Stock Exchange --- p.6 / History of the stock markets in China --- p.6 / Particulars of Shenzhen Stock Exchange --- p.7 / Profiles of the listing companies on the SZSE --- p.10 / Capital raised and Market capitalization --- p.10 / Distribution of share types on the SZSE --- p.13 / Distribution of listing companies in different sectors --- p.14 / Types of listing companies in China's stock market --- p.15 / Selection criteria of stock exchange for new issue --- p.15 / Chapter III. --- IPO of 'A share' stocks on the Shenzhen Stock Exchange --- p.17 / Basic qualifications for listing on the SZSE --- p.17 / Listing procedures --- p.19 / Method of listing --- p.21 / Professional advisors --- p.22 / Pre´ؤlisting restructuring of state-owned enterprises --- p.24 / Documents required for listing application --- p.25 / Prospectus for listing --- p.26 / Profit estimate in the IPO prospectus --- p.27 / Requirement for further issue of shares after listing --- p.27 / Problems faced by the regulatory bodies --- p.28 / Chapter IV. --- Particulars of Jiangxi Ganneng Company Limited --- p.29 / "History, development and reorganization" --- p.29 / Principal activities --- p.31 / Organization structure of the Company --- p.32 / Pre-listing restructuring of the Company --- p.32 / Ownership structure --- p.34 / Management hierarchy --- p.35 / Financial performance --- p.38 / Listing of the Company --- p.39 / Chapter V. --- IPO pricing of Jiangxi Ganneng Company Limited --- p.41 / IPO Pricing --- p.41 / Computation of the Company's IPO price --- p.42 / Chapter VI. --- IPO Pricing in China --- p.44 / Valuation of companies in China --- p.44 / IPO pricing in China --- p.44 / Restriction on the price-earnings ratio of new issue --- p.45 / Adjustment of the price-earnings ratio of new issue --- p.46 / Evaluation of the current IPO pricing method in China --- p.48 / Chapter VII. --- The post-listing return performance of unseasoned issues of 'A share' stocks in Shenzhen --- p.51 / Methodology --- p.51 / Data Analysis --- p.52 / Measure of central tendency of the sample's 8 rate of return --- p.53 / Distribution of the 8 rate of return --- p.56 / Industry effect on the post-IPO return performance --- p.57 / Size effect on the post´ؤIPO return performance --- p.60 / Chapter VIII. --- Future Prospects of IPO market in China --- p.62 / The state planning of the privatization of state-owned enterprises in China --- p.62 / Impact on IPO of state-owned enterprises after the restructuring of State Council --- p.66 / Chapter IX. --- Conclusions --- p.67 / APPENDIX --- p.72 / BIBLIOGRAPHY --- p.77

Yu Xin. / Thesis (M.Phil.)--Chinese University of Hong Kong, 2002. / Includes bibliographical references (leaves 35-38). / Abstracts in English and Chinese.

by Lee Hing Wah. / Thesis (Ph.D.)--Chinese University of Hong Kong, 1997. / Includes bibliographical references (p. 238-247). / Electronic reproduction. Hong Kong : Chinese University of Hong Kong, [2012] System requirements: Adobe Acrobat Reader. Available via World Wide Web. / Electronic reproduction. Ann Arbor, MI : ProQuest dissertations and theses, [200-] System requirements: Adobe Acrobat Reader. Available via World Wide Web. / Mode of access: World Wide Web.