This dissertation details the effect of underpotentially deposited (UPD) Pb on the surface enhanced Raman scattering (SERS) ability of roughened polycrystalline Ag electrodes. The deposition of monolayer and submonolayer amounts of Pb results in a quenching of the SERS response for pyridine and Cl⁻ adsorbed at Ag electrodes. Various factors which may contribute to the loss of SERS intensity are investigated. The most significant factors include changes in surface roughness features brought about by Pb UPD, changes in surface electronic properties of Pb-modified Ag and changes in a chemical contribution to surface enhancement. Possible changes in surface roughness properties of the Ag electrode due to Pb deposition are examined using scanning electron microscopy (SEM) and SERS reversibility studies. SEMs of roughened Ag electrodes before and after Pb monolayer deposition show no significant change in the morphology of the larger roughness features. However, the deposition and stripping of 60 - 70% of a Pb monolayer results in a loss of ca. 50% of the original SERS intensity for both adsorbate bands. This irreversible loss of SERS intensity is attributed to the destruction of atomic scale roughness (ASR). These results suggest that ca. 50% of the observed SERS response arises from a mechanism involving ASR. In addition, the destruction of ASR is shown to be largely responsible for the quenching of SERS at higher Pb coverages. The morphology of the SERS quenching profiles at lower Pb coverages for pyridine and Cl⁻ varies as a function of excitation wavelength. Experimental quenching profiles are compared with theoretical quenching profiles based on an electromagnetic contribution to SERS. Theoretical quenching profiles are calculated using a model for electromagnetic enhancement at a overlayer-covered ellipsoids proposed by Murray. The experimental results for both adsorbates are in agreement with the theoretical predictions for laser excitation in the blue. Experimental results in the green and red wavelength regions are best explained in terms of photoassisted charge-transfer mechanisms for surface enhancement.

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Surface-enhanced Raman scattering (SERS) has long been the interest of researchers in chemistry, physics and engineering, especially since the discovery that SERS can probe into the system down to the single molecule (SM) level. Despite the large number of publications regarding the fabrication of SERS substrates, it has been a challenge in the field to quantify the SERS signal and universally compare substrates. Traditionally, enhancement factor (EF) is used as an indicator of substrate quality, but the EF calculation is hugely dependent on the estimation of the surface coverage and other factors that are determined largely subjectively. Therefore, this thesis aims at discussing other parameters that can also be used to evaluate different substrates. Six different SERS substrates of Ag or Au nanoparticles of different sizes were fabricated by nanosphere lithography (NSL) and characterized by electron microscopy and UV-vis spectroscopy. SERS substrates were mapped for different concentrations of a probe molecule. Through subsequent baseline correction and principle component analysis (PCA), the "intensity" of individual spectrum was obtained and the shapes of intensity histograms of each substrate were acquired. Instead of calculating EF, five criteria (six quantification methods in total) were employed to comprehensively evaluate the six substrates. These were density of hot spots (characterized by the number of zero-intensity events), enhancement (represented by mean intensity), spatial variation (calculated by RSD of intensity), repeatability (realized by cross correlation) and histogram shape (quantified by skewness and kurtosis). These new methods provide insights to the understanding of the properties of SERS substrates in terms of hot spots. Different substrates may exhibit better performance in terms of one criterion but worse in terms of others. Those variations in performance can be explained by their surface morphology. These more elaborated methods are believed to provide a more comprehensive approach to evaluate and compare substrates than the traditional EF values. The thesis also paves the way for future study on SM-SERS and fabricating better SERS substrates. / Graduate

Thesis (Ph. D.)--West Virginia University, 2002. / Title from document title page. Document formatted into pages; contains xiii, 139 p. : ill. Vita. Includes abstract. Includes bibliographical references.

Thesis (Ph. D.)--Hong Kong University of Science and Technology, 2003. / Includes bibliographical references. Also available in electronic version. Access restricted to campus users.

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Thesis (M.S.)--Youngstown State University, 2008. / Includes bibliographical references (leaves 75-77). Also available via the World Wide Web in PDF format.

Thesis (Ph. D.)--Ohio State University, 2004. / Title from first page of PDF file. Document formatted into pages; contains xvi, 205 p.; also includes graphics (some col.). Includes bibliographical references (p. 196-205).

Thesis (Ph. D.)--University of Wyoming, 2005. / Includes bibliographical references (leaves 209-216).

Thesis (Ph.D.)--Hong Kong University of Science and Technology, 2007. / Includes bibliographical references. Also available in electronic version.