L'objectif de ce travail est de réaliser des substrats pour l’effet SEIRA (surface enhanced IR absorption) pour mesurer de faibles volumes de gaz ambiants possédant une signature moléculaire de 3,3 μm à 5,1 μm en exploitant la forte amplification de champ électrique due à la résonance plasmon de surface localisés. A cette fin, nous avons démontré la modulation des résonances de plasmon de surface localisées MIR (LSPR) dans les nanocristaux de ZnO dopés (NCs) dopés à Ga ou Al ainsi que dans des nanofils (NWs) de ZnO dopés Ga (GZO) et dans des nanofils coeur/coquille de ZnO/GZO. En ce qui concerne l’accordabilité de MIR LSPR dans les NC, nous avons modulé la résonance plasmon de surface dans des NC de ZnO dopés Ga et Al, de 3 à 5 μm en faisant varier la teneur en Al et en Ga de 3 à 9 at.%. L’incorporation des dopants s’est révélée homogène jusqu’à 6%. Au-delà (9%), l’incorporation était fortement hétérogène, révélant que la limite de solubilité était atteinte. Les NC présentent une faible activation des impuretés. L'activation était aussi faible que 8%. Les LSPR présentaient également un fort élargissement (largeur-à-mi-hauteur FWHM). Pour accroitre l'activation des dopants, nous avons synthétisés les NC dans des conditions pauvres en O et en passivant les NC synthétisés dans des conditions riches en O (en les isolant dans des matrices telles que Al2O3 et SiO2). Nous avons ainsi augmenté l'activation de 8% à 20% pour les deux stratégies. De plus, l'incorporation des NC dans les matrices a réduit l'élargissement spectral de moitié (de 2200 cm-1 pour les NC déposés à 1100 cm-1 pour les NC noyés en matrice). En correspondance, les effets d’auto-assemblage des nanocristaux sur leur LSPR ont été modélisés par simulation FDTD. Cela a fourni des indications quant aux mécanismes responsable de l’élargissement inhomogènes des LSPR de nanocristaux de GZO. Outre les nanoparticules, nous avons étudié des nanofils ZnO dopés Ga (GZO) et coeur/coquille (ZnO/GZO) synthétisés par CVD d’organométalliques . La première conclusion importante est que le gallium produit un fort effet surfacatnt lors de la croissance MOCVD de GZO. Au lieu de former des nanofils de section hexagonale, l’introduction de Ga modifie nettement l’énergie de surface des faces latérales et conduit à al formation de structures de type « sapins de Noël ». Ce constat est aussi valable pour les coquilles de GZO déposées sur coeur de ZnO. Dans ce cas, les coquilles démouillent et forment des structures hiérarchiques en branches. Concernant les propriétés optiques de ces objets, les mesures de FTIR-photo acoustiques ont démontré une signature d’absorption reliée à la présence de Ga et pouvant être accordée selon la teneur en Ga. Cette absorption reproduit le comportement d’une résonance plasmon de surface. Cette résonance a pu être accordée de 1600 à 1900 cm-1. / The scope of this thesis is about developing SEIRA (surface enhanced IR absorption) platform to probe low volumes of environmental gases that possess molecular signature from 3.3 μm to 5.1 μm leveraging the high field amplification of localised surface plasmon resonance (LSPR). To realise SEIRA, we demonstrated tuning MIR LSPR in Al or Ga doped ZnO nanocrystals (NCs) as well as in GZO or core-shell (ZnO/GZO) nanowires (NWs). Regarding tuning MIR LSPR in NCs, we demonstrated tunable MIR LSPR in Ga and Al doped ZnO NCs from 3 to 5 μm varying the Al or Ga content from 3 to 9 at.%. The incorporation of dopant was homogeneous up to 6%. At 9% dopant concentration, the incorporation was inhomogeneous, revealing the solubility limit has been reached. However, the NCs exhibited low activation of impurities. The activation was as low as 8%. The LSPR were characterised by large broadening as well. In order to enhance the dopant activation, we synthesized the NCs in O-poor conditions as well as passivated the NCs fabricated in O-rich condictions (by isolating and embedding them in matrices such as Al2O3 and SiO2 matrices). Both strategies improved the dopant activation from 8% up to 20%. Moreover, for assemblies of NCs dispersed in matrices, the broadening (FWHM) of the LSPR was reduced by half (from 2200 cm-1 in as-deposited NCs to 1100 cm-1 in embedded NCs). Correspondingly, the effect of the self-assembly of the nanocrystals on their LSPR was modeled by FDTD simulation and provided hindsight into the mechanisms responsible for the heterogeneous broadening of the LSPR. Finally, we have studied Ga-doped ZnO (GZO) and core-shell (ZnO/GZO) NW synthesized by MOCVD. The first important conclusion is that Ga plays a major surfactant role during the MOCVD growth of GZO. Instead of leading to hexagonal NWs, the introduction of Ga during the synthesis led to faceted “Christmas-tree” like architectures. The same observation held for core-shell ZnO-GZO nanowires; in the latter case, the GZO shell resulted in a dewetting branched architecture. Regarding their optical properties, photo-acoustic FTIR measurements revealed an absorption feature related to the Ga content, likely to be assigned to a plasmonic effect. This resonance could be tuned from 1600 to 1900 cm.

This thesis focuses on the analytical properties of the acoustic vibrations and applications of metallic nanoparticles. With regard to the analytical properties of the acoustic vibrations, we focus on nanoparticle acoustic resonance enhanced four-wave mixing (FWM) as an in situ characterization technique for characterizing nanoparticles’ shape, size, and size distribution. The nonlinear optical response of metallic nanoparticles is resonantly driven by the electrostriction force which couples to the acoustic vibrations of nanoparticles. Information about nanoparticles’ shape, size, and size distribution can be obtained by analyzing the resonant peak position and linewidth in the FWM signal which carries the information about the vibrational modes. We characterize different nanoparticle solutions of different materials, shapes, and sizes using this FWM technique. Information obtained from the FWM characterization agrees well with the scanning electron microscopic examination, indicating the FWM technique can serve as an in situ nanoparticle characterization tool. We also demonstrate the FWM technique can be used for monitoring nanoparticle growth in situ. iii With regard to the applications of metallic nanoparticles, we focus on quantification of an exogenous cancer biomarker Acetyl Amantadine using surface-enhanced Raman scattering (SERS). Raman spectroscopy can provide unique fingerprint information of molecules, which can be used as a chemical detection and identification technique. The intrinsically weak Raman signal caused by the small scattering cross section presents a barrier for trace chemical detection. Localized surface plasmon resonance of metallic nanoparticles can provide large local field enhancement, which can be utilized to enhance the intrinsically weak Raman signal. In order to achieve higher local field enhancement, we focus on using the gap structures formed between nanoparticles instead of using discrete nanoparticles. Molecules should locate within the hot spots of the gap structures to experience the largest enhancement. This requires that molecules should be extracted from volume onto the metallic surface. Based on these guidelines, two SERS platforms are designed using gold nanoparticles (nanorods and nanospheres) combined with different surface functionalization techniques. The performance of these two platforms are characterized by investigating the sensitivity and limit of detection (LOD). 16 ng/mL and 0.4 ng/mL LODs are achieved for nanorod and nanosphere platforms, respectively. / Graduate

Surface enhanced Raman scattering (SERS) has achieved much attention since its conception in 1974. The analytical technique overcomes many difficulties associated with conventional Raman whilst also increasing sensitivity. However, the increased interest and work in the field has also identified flaws, many of which are centred on the irreproducibility of the SERS enhancement effect. The majority of the work described in this thesis focusses on the ‘optimisation’ of solid-state and solution based SERS systems. Optimisation plays a crucial role in maximising both enhancement effects and reproducibility. Here criteria are outlined for the synthesis of high performance solid-state SERS substrates and the synthesis of a range of substrates is assessed, each with associated pros and cons. The most successful substrate was synthesised by exploiting redox potentials which allow for the direct deposition of silver onto copper foil. The deposition times and temperatures were optimised sequentially to generate a high performance substrate capable of detecting Rhodamine 6G at trace levels. Reproducibility comparisons of the silver on copper (SoC) substrate were carried out against commercial substrates: Klarite and QSERS, multiple univariate and multivariate methods were used to assess the substrates performance. The results confirmed that the SoC substrate performed better than both the commercial substrates. The work also highlights the importance of using multiple data analysis methods in order to assess the performance of a solid-state SERS substrate. Deposition of the silver surface was also successful on British 2p coins allowing the for the detection and discrimination of illegal and legal drugs when coupled with multivariate data analysis methods such as PCA and PLS. Solution based SERS analyses were also carried out successfully using different optimisation strategies. The initial investigation involved careful control of the individual components of a SERS system (nanoparticles, aggregating agents and analyte) in order to establish a low limit of detection for the increasingly abused ‘legal high’ MDAI. The use of a reduced factorial design was then successfully employed to explore a greater number of SERS variables and define a low limit of detection for the class B drug mephedrone. The robust experimental design also allowed an insight into the importance of each of the individual components within a solution based SERS system. The final piece of work carried out was the SERS discrimination of antibiotics: ampicillin, ticarcillin and carbenicillin. Optimisation of the solution based experiment allowed the in-situ hydrolysis of the β-lactam moiety present in ampicillin rendering it pharmacologically inactive to be followed under acidic conditions at concentrations of 10 ppm.

Thesis (Ph.D.)--Boston University / The large electromagnetic field enhancement provided by nanostructured noble metal surfaces forms the foundation for a series of enabling optical analytical techniques, such as surface enhanced Raman spectroscopy (SERS), surface enhanced IR absorption spectroscopy (SEIRA), surface enhanced fluorescent microscopy (SEF), to name only a few. Critical sensing applications have, however, other substrate requirements than mere peak signal enhancement. The substrate needs to be reliable, provide reproducible signal enhancements, and be amenable to a combination with microfluidic chips or other integrated sensor platforms. These needs motivate the development of engineerable SERS substrate "chips" with defined near- and far-field responses. In this dissertation, two types of rationally designed SERS substrates - nanoparticle cluster arrays (NCAs) and SERS stamp - will be introduced and characterized. NCAs were fabricated through a newly developed template guided self-assembly fabrication approach, in which chemically synthesized nanoparticles are integrated into predefined patterns using a hybrid top-down/bottom-up approach. Since this method relies on chemically defined building blocks, it can overcome the resolution limit of conventional lithographical methods and facilitates higher structural complexity. NCAs sustain near-field interactions within individual clusters as well as between entire neighboring clusters and create a multi-scale cascaded E-field enhancement throughout the entire array. SERS stamps were generated using an oblique angle metal deposition on a lithographically defined piston. When mounted on a nanopositioning stage, the SERS stamps were enabled to contact biological surfaces with pristine nanostructured metal surfaces for a label-free spectroscopic characterization. The developed engineered substrates were applied and tested in critical sensing applications, including the ultratrace detection of explosive vapors, the rapid discrimination of bacterial pathogens, and the label-free monitoring of the enzymatic degradation of pericellular matrices of cancer cells.

Plasmonics can achieve the tight optical confinement and localization in the subwavelength domain. Surface plasmon polaritons (SPPs) are closely related to coupling to emitters in excitation and emission, waveguiding, and active modulating on the nanoscale. Due to these phenomenon, plasmonic nanostructures can be used for applications, such as light emission, photodetection, optical sensing, and spectroscopy. Conventional plasmonic nanostructures can support plasmonic modes, and it is typically optimized for a single wavelength window with planar plasmonic structures. Recent studies have reported some in-plane composite nanostructures and core-shell geometries can induce multiple plasmonic responses. However, it is challenging to achieve the control of individual plasmonic response due to the interdependent spectral tunability with changes in their in-plane geometries. In this dissertation, the concept of out-of-plane engineered nanoantenna structures is introduced, numerically calculated, and experimentally demonstrated. The nanolaminated MIM plasmonic structures show multiresonant plasmonic responses in the same antenna and each wavelength band can be tunable individually with different thicknesses of dielectric layers. The nanolaminated plasmonic structures has been reported for a scalable Surface-enhanced Raman spectroscopy (SERS) substrate for single-molecule sensitive and label-free chemical analysis. Due to the strong optical field confinement, the nanolaminated SERS substrates achieve increased SERS enhancement factor (EF) up to 1.6 x 108 with proper partial etching of dielectric layers. Furthermore, the nanolaminated MIM plasmonic structures have been successfully integrated with micro-scale pillar arrays to control the surface wettability for ultrasensitive SERS measurements. The hierarchical micro/nano plasmonic surface has densely packed intrinsic SERS-active hot spots that give rise to SERS EFs exceeding 107. This platform can take full advantage of low surface energy to control and measure the analyte in water droplets. Leidenfrost evaporation-assisted SERS sensing on the hierarchical substrates provides the way for ultrafast and ultrasensitive biochemical detections without a need for additional surface modifications and chemical treatments. / Doctor of Philosophy / The life in the 21th century has benefited from the technical revolutions of computational power that is based on the manipulation/storage of electrons. As predicted in Moore's law, the size of electronic microchip would go down, and the computational power has been enhanced due to the increase of transistor integration density. However, the two major factors, such as energy dissipation of electrons and signal delay of electronic circuit, limit the communication speed of electronics. These barriers have caused slowdown in the performance of computational power. Photonic solutions have been offered to solve the limitations based on the larger bandwidth and a rare energy dissipation, compared to electronic counterparts. Moreover, optical communications typically demand much lighter channel to deliver similar power/information than practical electrical cables do. Thus, light manipulation/enhancement techniques are envisioned to overcome the limitations and guide to the methodology of interconnections between the electronic circuits and optical platforms. Plasmonics can achieve the nanoscale light confinement and localization in the subwavelength domain. This strong confinement is originated from the coupling between the photons and the electron gas on the metal that results in surface plasmon polariton (SPP). SPPs are closely related to coupling to emitters in excitation and emission, waveguiding, and active modulating on the nanoscale. Due to these phenomenon, plasmonic nanostructures can be used for applications, such as light emission, photodetection, optical sensing, and spectroscopy. In this dissertation, the concept of out-of-plane engineered nanoantenna structures is introduced, numerically calculated, and experimentally demonstrated. This vertically stacked nanoantenna structure is composed of metal-insulator-metal (MIM) laminates fabricated by physical vapor deposition techniques. Although conventional plasmonic nanostructures can support plasmonic modes, it is typically optimized for a single wavelength window. The nanolaminated MIM nanostructures, by contrast, can induce multiresonant plasmonic response in the same antenna with several advantages: (1) reduced individual footprint size and volume of nanoantenna, (2) accurate control of layer thicknesses by thin film deposition technique for resonance tuning, (3) easier integration with other functional materials as gap layers, and (4) efficient transport of charge carriers or heat in nanolaminated layers. As a result of the tight optical field confinement, the nanolaminated plasmonic structures can be used for sensing application called Surface-enhanced Raman spectroscopy (SERS), which is a promising sensing platform for label-free biochemical analysis at the single-molecule level. Partial oxide etching process enables the analyte molecules to accommodate in strong enhancement region of the nanolaminated structures, resulting in amplified unique Raman features of molecular compounds as a finger print. The SERS enhancement factor is increased by one order of magnitude achieving 1.6x108. Furthermore, the nanolaminated plasmonic structures have been integrated with micro-scale pillar arrays to control the surface wettability for ultrasensitive SERS measurements.

A firm knowledge about the interaction between the metal surface and adsorbed molecules is imperative for formulating procedures to synthesize nanoparticles (NPs) with predetermined shape and size. The ligand‐metal interaction during NP formation can be mimicked on an electrode surface by electrosorbing ligand molecules on a charged metal surface. Electrochemical methods can provide an ideal platform to study the adsorption behaviour of molecules at the solid‐liquid interface. In addition to classical electrochemical techniques, the combination of spectroscopy with electrochemical methods amplifies mechanistic insights about the surface adsorption processes. The adsorption behaviour of pyridine and one of its derivatives, 4‐dimethylamino pyridine (DMAP) have been well studied due to their potential application in nanoparticle synthesis. However, prior to this work, there has been very limited and conflicting literature available about the adsorption of of pyridine derivatives analogous to DMAP. Among the pyridine derivatives that were studied, some reports indicate that, other than DMAP, only 4‐methoxy pyridine (MOP) can stabilize gold nanoparticles. However, very little is known about the possible differences in the adsorption energy and general behaviour of MOP compared to DMAP. Resolving this knowledge gap is imperative to resolving the conflicting information about pyridine‐based stabilizers for metal nanoparticle applications. The adsorption behaviour of MOP on different crystallographic Au surfaces as a function of pH and surface potential has been investigated in this project. These studied were carried out using classical electrochemical methods including chronocoulometry and differential capacity, as well as modern spectroscopic techniques like Surface Enhanced Infrared Absorption Spectroscopy (SEIRAS). The thermodynamic parameters obtained from electrochemical data shows that adsorption features of MOP is similar to that of DMAP. However, there is a significant difference in the adsorption strength of MOP and DMAP at positive potentials. The SEIRAS data provides much more detailed information about the potential depended orientation of MOP on polycrystalline Au. Cumulative analysis of electrochemical and spectroscopic data provides strong evidence that MOP can stabilize Au(111) facets over wide pH ranges. Moreover, this work provides convincing evidence that the basic nature of substituted pyridine alters the metal to ligand adsorption strength.

Detecting lung cancer is di cult as it is hidden in the body, and current clinical methods are not elective at an early stage; the one-year survival rate after diagnosis in the World is just 29-33%. Acetyl amantadine (AcAm) is recognised as an exogeneous cancer biomarker because it is the product of a metabolic process known to be significantly up-regulated in cancerous cells. After ingestion, the an-tiparkinson and antiviral drug amantadine is acetylated in the body by the enzyme spermidine/spermine N1 acetyltransferase to give AcAm, which can be detected in patient’s urine. However, techniques previously used to quantify AcAm in urine, such as liquid chromatography-mass spectrometry (LC-MS), are undesirable for clin- ical adoption due to high costs and long run times. Further costs and delays result from the requirement for solid phase extraction (SPE). Therefore, it is highly desired to lower the costs and delays in processing by exploring different quantification approaches, ideally without the need for SPE processing. In this thesis, I investigate the use of surface enhanced Raman spectroscopy (SERS) to quantify AcAm in urinalysis. I prepare two kinds of Raman substrates with hydrophobic pocket surface capture agents beta -cyclodextrin (beta -CD) that work to extract the AcAm from the urine, followed by the surface enhanced Raman measurement using two kinds of Raman systems. The detection strategy is more economical than the currently used LC-MS approach, and enables development of an easy-to-use point-of-care tool that should provide a more rapid turnaround to the health care provider. The next step will be to use real samples. If it is achieved, it will be a promising step in early cancer diagnostics. / Graduate

Surface enhanced Raman scattering (SERS) is a powerful means for obtaining vibrational data from the metal/electrolyte or metal/gas interfacial environment. However, SERS is only observed for a limited number of metal surfaces under certain experimental conditions. Before this method can become a universal tool, the enhancement mechanism(s) must be understood. The results reported in this dissertation assess both electronic and chemical contributions to the SERS mechanism. The electronic properties of the metal are altered by systematic deposition of Pb or Cu onto a substrate that supports intense SERS, Ag. The chemical nature of the interface is altered with different probe molecules. The effect of Pb deposition on the SERS enhancing ability of Ag electrodes has previously been investigated with strongly adsorbed probe molecules. The behavior of cyanide species in the presence of Pb⁺² is complicated by the necessity of maintaining low solution pH to prevent Pb(OH)₂ precipitation; thus, the predominant solution species is HCN. Although previous reports state that no SERS can be detected from cyanide-containing solutions below pH 6, intense SERS signals can be obtained at pH 2 if sufficiently positive electrode potentials are maintained. The two unresolved SERS bands observed in acidic solutions are attributed to HCN which interacts with the Ag surface in end-on and side-on configurations. The predominant effect of Pb deposition on HCN SERS is HCN displacement. Enhancement due to charge transfer processes is not significant, while electromagnetic effects dictate the residual SERS intensity remaining after the initial HCN displacement. The supporting electrolyte anion affects the rate of change of the potential dependent C≡N stretch in basic CN⁻ media. A correlation between the rate of frequency change and anion charge/radius ratio was observed at potentials near and slightly negative of the Ag potential of zero charge in basic CN⁻ media. These results demonstrate the extraordinary sensitivity of SERS to interfacial conditions. The contributions from chemical and electromagnetic enhancement are further assessed by following excitation wavelength dependence of the SERS intensity of pyridine and Cl⁻ as a function of Cu coverage. Contributions from both are observed, but chemical enhancement is less evident for Cu than for Pb deposition. This is related to the smaller change in work function that occurs as a consequence of Cu versus Pb deposition on Ag surfaces.

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