published_or_final_version / Electrical Engineering / Master / Master of Philosophy

Thesis (M.Eng.). / Written for the Dept. of Mechanical Engineering. Title from title page of PDF (viewed 2008/01/14). Includes bibliographical references.

Thesis (Ph. D.)--Duke University, 2008. / Includes bibliographical references.

Orientador: Monica Alonso Cotta / Tese (doutorado) - Universidade Estadual de Campinas, Instituto de Fisica Gleb Wataghin / Made available in DSpace on 2018-08-04T02:49:32Z (GMT). No. of bitstreams: 1 Bortoleto_JoseRobertoRibeiro_D.pdf: 16802950 bytes, checksum: 1ef2bf92db0b00f30e5db9c5e3e3f34d (MD5) Previous issue date: 2005 / Resumo: Neste trabalho estudamos os mecanismos de crescimento durante a epitaxia de estruturas III-V baseadas na liga InP. Em particular, o principal objetivo foi correlacionar os mecanismos cinéticos durante a nucleação de nanoestruturas auto-formadas com as propriedades estruturais da camada que serve de substrato. Todas as amostras foram crescidas usando um sistema de epitaxia por feixe químico (CBE). De forma geral as amostras foram caracterizadas usando microscopia de força atômica (AFM), microscopia eletrônica de transmissão (TEM), difração de elétrons de alta energia (RHEED) e difração de raios-X. Na primeira parte deste trabalho correlacionamos as mudanças morfológicas nos filmes homoepitaxiais de InP com o padrão de RHEED exibido durante o crescimento epitaxial. Mostramos que as mudanças morfológicas de 3D para 2D com os parâmetros de crescimento estão diretamente relacionadas com as reconstruções superficiais 2x1 e 2x4, respectivamente. Além disso, indicamos que a formação de defeitos morfológicos é devido à dimerização In-P, através da ativação local do mecanismo de bias na difusão. Por outro lado, também investigamos o efeito dos parâmetros de crescimento (temperatura, taxa de crescimento e quantidade de material) na nucleação e auto-formação de ilhas de InP sobre InGaP/GaAs. Na segunda parte desta tese concentramos nossa atenção no efeito das propriedades da camada buffer de InGaP sobre nanoestruturas auto-formadas, principalmente sobre a sua organização espacial. Para tanto, em primeiro lugar, investigamos as propriedades de bulk da liga de InGaP e a dependência com os parâmetros de crescimento. Nossos resultados mostram que o InGaP exibe tanto ordenamento atômico de rede quanto modulação de composição. Estes dois fenômenos estão correlacionados com o tipo de reconstrução superficial. Em específico, a liga de InGaP apresenta ordenamento CuPtB quando a superfície exibe reconstrução superficial 2x1, conforme descrito na literatura. Por outro lado, a reconstrução superficial 2x4 desempenha um papel importante no fenômeno de modulação de composição. De fato, tanto a modulação de composição quanto a morfologia superficial do filme depende dos mecanismos cinéticos de superfície, que envolvem tanto os átomos adsorvidos de In quanto de Ga. Por fim mostramos que a modulação de composição na liga de InGaP pode organizar espacialmente a nucleação de ilhas de InP em uma rede quadrada. Além disso, mostramos que é possível criar redes bidimensionais de pontos quânticos de InAs/GaAs a partir do arranjo espacialmente ordenado das ilhas de InP/InGaP / Abstract: In this work we study the growth mechanisms during epitaxy of III-V structures based on InP. The main goal was to correlate the kinetic mechanisms during nucleation of self-assembled nanostructures with the bulk properties of the buffer layer. All samples were grown by chemical beam epitaxy (CBE) and characterized using atomic force microscopy (AFM), transmission electron microscopy (TEM), reflection high-energy electron diffraction (RHEED) and X-ray diffraction. In the first part of this work we correlate the morphological changes in homoepitaxial InP films with the RHEED pattern during growth process. We show that the morphological transition from 3D to 2D with growth parameters is related to changes in surface reconstruction, from 2x1 to 2x4. Moreover, we point out that the formation of morphological defects is due to mixed In-P dimerization, via the local activation of the diffusion bias mechanism. On the other hand, we also investigate the influence of the growth parameters (temperature, growth rate and amount of deposited material) on the nucleation and selfassembly of InP islands grown on InGaP/GaAs layers. In the second part of this work we concentrate our attention on the InGaP bulk properties, and their effect on the self-assembled InP nanostructures, mainly regarding their spatial ordering. In this way, we first investigate the dependence of InGaP bulk properties with the growth parameters. Our results show that our InGaP layers exhibit atomic ordering as well as compositional modulation. Both phenomena are correlated to the surface reconstruction exhibited by the InGaP surface during growth process. The InGaP alloy presents CuPtB atomic ordering when the RHEED pattern shows 2x1 reconstruction, in agreement with reports in literature. On the other hand, the 2x4-type reconstruction plays an important role in the compositional modulation phenomena. Actually, both compositional modulation and surface morphology of InGaP films depend on surface kinetic mechanisms, and thus on In and Ga adatom mobilities. At last we show that the compositional modulation in the InGaP alloy can be used to organize spatially the InP islands in a square lattice. Moreover, we point out that it is possible to produce bidimensional lattices of InAs/GaAs quantum dots starting from a template of laterally organized InP/InGaP nanostructures / Doutorado / Física da Matéria Condensada / Doutor em Ciências

Friction and wear mitigation is typically accomplished by introducing a shear accommodating layer (e.g., a thin film of liquid) between surfaces in sliding and/or rolling contacts. When the operating conditions are beyond the liquid realm, attention turns to solid coatings. Solid lubricants have been widely used in governmental and industrial applications for mitigation of wear and friction (tribological properties). Conventional examples of solid lubricants are MoS2, WS2, h-BN, and graphite; however, these and some others mostly perform best only for a limited range of operating conditions, e.g. ambient air versus dry nitrogen and room temperature versus high temperatures. Conversely, lubricious oxides have been studied lately as good potential candidates for solid lubricants because they are thermodynamically stable and environmentally robust. Oxide surfaces are generally inert and typically do not form strong adhesive bonds like metals/alloys in tribological contacts. Typical of these oxides is ZnO. The interest in ZnO is due to its potential for utility in a variety of applications. To this end, nanolaminates of ZnO, Al2O3, ZrO2 thin films have been deposited at varying sequences and thicknesses on silicon substrates and high temperature (M50) bearing steels by atomic layer deposition (ALD). The top lubricious, nanocrystalline ZnO layer was structurally-engineered to achieve low surface energy {0002}-orientated grain that provided low sliding friction coefficients (0.2 to 0.3), wear factors (range of 10-7 to 10-8 mm3/Nm) and good rolling contact fatigue resistance. The Al2O3 was intentionally made amorphous to achieve the {0002} preferred orientation while {101}-orientated tetragonal ZrO2 acted as a high toughness/load bearing layer. It was determined that the ZnO defective structure (oxygen sub-stoichiometric with growth stacking faults) aided in shear accommodation by re-orientating the nanocrystalline grains where they realigned to create new friction-reducing surfaces. Specifically, high resolution transmission electron microscopy (HRTEM) inside the wear surfaces revealed in an increase in both partial dislocation and basal stacking fault densities through intrafilm shear/slip of partial dislocations on the (0002) planes via a dislocation glide mechanism. This shear accommodation mode mitigated friction and prevented brittle fracture classically observed in higher friction microcrystalline and single crystal ZnO that has potential broad implications to other defective nanocrystalline ceramics. Overall, this work has demonstrated that environmentally-robust, lubricious ALD nanolaminates of ZnO/Al2O3/ZrO2 are good candidates for providing low friction and wear interfaces in moving mechanical assembles, such as fully assembled rolling element bearings and microelectromechanical systems (MEMS) that require thin (~10-200 nm), uniform and conformal films.

The air-water interface is an important natural boundary layer that has been neglected as an area of environmental field research. This study establishes that comparative microscopy can be an effective environmental method, and establishes that the term metallic surface films, is a more accurate descriptor than iron oxide surface films. This research shows that surface films are complex, often with layered structure, serve as habitat for significant biota, and act as a point of mineralization to several transition metal elements including manganese, iron, copper, nickel and zinc. This study demonstrates that surface films form under several conditions and can have diverse morphology. Activity of biota, microbes, particularly diatoms, suggests that bacteria and cyanobacteria integrate into the film often in patches, represented by forms and casts. Analytical imaging is used to document and compare film morphology and structures, using scanning electron microscopy, photoemission electron microscopy and transmission electron microscopy with elemental analysis by energy dispersive spectroscopy to confirm the hypothesis. Instrument parameters and strengths are reviewed. Component layers of a copper/zinc film were used to confirm metallic layers and elemental distribution. Bacterial casts were used to confirm film interaction, and to show entrainment and enrichment of the film to incorporate autochthonous and allochthonous materials into the films themselves. Most samples were from Oregon selected sites, with some samples from Maryland and Barbados.

Currently available solid lubricants only perform well under a limited range of environmental conditions. Unlike them, oxides are thermodynamically stable and relatively inert over a broad range of temperatures and environments. However, conventional oxides are brittle at normal temperatures; exhibiting significant plasticity only at high temperatures (>0.5Tmelting). This prevents oxides' use in tribological applications at low temperatures. If oxides can be made lubricious at low temperatures, they would be excellent solid lubricants for a wide range of conditions. Atomic layer deposition (ALD) is a growth technique capable of depositing highly uniform and conformal films in challenging applications that have buried surfaces and high-aspect-ratio features such as microelectromechanical (MEMS) devices where the need for robust solid lubricants is sometimes necessary. This dissertation investigates the surface and subsurface characteristics of ALD-grown ZnO/Al2O3 nanolaminates and ZrO2 monofilms before and after sliding at room temperature. Significant enhancement in friction and wear performance was observed for some films. HRSEM/FIB, HRTEM and ancillary techniques (i.e. SAED, EELS) were used to determine the mechanisms responsible for this enhancement. Contributory characteristics and energy dissipation modes were identified that promote low-temperature lubricity in both material systems.