Thesis (M.S.)--Ohio State University, 1986. / Includes vita. Includes bibliographical references (leaves 105-110). Available online via OhioLINK's ETD Center.

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Clearing of old growth forests resulted in a substantial loss of nesting habitat for cavity-nesting waterfowl during the late 19th and early 20th centuries. Since then, many hardwood forests have matured into size classes capable of producing cavities suitable for nesting ducks. To quantify changes in cavity availability in U. S. Fish and Wildlife Service Region 3, which contains most of the midwestern U.S., I examined current cavity availability at 4 sites where cavity availability had been estimated in the past; Mingo National Wildlife Refuge (NWR) in Missouri, Shiawassee NWR in Michigan, Mead Wildlife Area (WA) in Wisconsin, and Muscatatuck NWR in Indiana. I found densities of 1.8 ± 0.4, 1.4 ± 0.3, 0.9 ± 0.4, and 1.8 ± 0.4 suitable cavities per hectare at each of these sites, respectively. Suitable cavities per hectare increased at Mingo NWR (433%) since 1966 and Shiawassee NWR (1400%) since 1974, but remained similar at Mead WA and Muscatatuck NWR since the mid-1980's, after accounting for differences in past, study-specific criteria for cavity suitability. Differences among sites were likely due to variation in species composition, stage of forest maturation, timber management, and time elapsed since the previous studies. Comparison of size-class distributions for all trees and for trees with cavities indicated that cavities occur in the largest trees and that forests have yet to mature into the most prolific cavity-producing size classes. This conclusion was corroborated by forest growth modeling results from Forest Vegetation Simulator, a forest growth-modeling program from the USDA Forest Service. I used Forest Inventory and Analysis data to model growth from 2008 to 2058 at 10-year intervals for Region 3. Cavity per tree estimates from the 4 study sites were applied to modeling outputs, and cavity availability was projected to almost double over the entire region by 2058. Thus, the observed and further expected increases in cavity density in the region justify re-examination of nest box programs and possibly a reduction of artificial nest boxes in some areas of the region where sufficient natural cavities exist. Because current and future estimates indicate sufficient nest sites for cavity-nesting waterfowl, efforts should be spent protecting and restoring brood-rearing wetlands, which are known to be declining in many areas of Region 3.

Wood ducks are thought to depend on mature hardwood forests juxtaposed with palustrine wetlands but these habitats have been continuously degraded or destroyed since European settlement. Wood ducks are adaptable and the use of marginal habitats and nest boxes has extended their range and probably was important to the recovery of wood duck populations. Until now no study has analyzed the contribution of upland nesting to local population growth and maintenance. I investigated predation effects on nest site selection using wood duck nests and simulated nests placed in natural cavities. Using demographic data collected on wood ducks in southern Illinois, I created a population model to compare growth rates of population segments that nested in upland and floodplain habitats. During 1993-1998, 179 of 244 radiomarked hens remained on the study area as resident hens. One hundred-four nests were located by following radiomarked hens and 66% of nests were found in upland forests. Nests in the floodplain were initiated earlier than nests in the upland. Thirty-six percent of known nest cavities were used in subsequent years but <10% were used by the same hen. Nest success was greater in upland habitats (0.78 ± 0.10) than in floodplain habitats (0.54 ± 0.18). Hen survival through the nesting season was 0.80 ± 0.03 and did not differ between habitats or age classes. Sixty-five percent (n = 43) of simulated floodplain nests were destroyed compared to 33% (n = 45) in the upland. Logistic regression models of simulated nest data indicated cavity security could be important in the fragmented floodplain forests of Union County Conservation Area (UCCA). No physical characteristics of wood duck nest cavities differentiated successful and unsuccessful nesting attempts. The growth rate of the local population was positive and estimated to be about 3%. Lambda was most sensitive to upland nesting parameters and floodplain parameters appeared to have little impact on lambda. Hens nesting in the area appear to have adapted to predation pressure by nesting in more secure floodplain cavities at UCCA or by nesting in the upland habitats. Floodplain and upland habitats are ecologically intertwined and the local wood duck population would not survive if either habitat were destroyed or severely degraded.

Parents can have large effects on their offspring by influencing the early developmental environment. In birds, a major way that parents can influence the early developmental environment is through egg incubation. Not only is incubation necessary for hatching success, but small changes of <1C in average incubation temperature have large effects on post-hatch offspring morphology and physiology. However, incubation is energetically costly and time-consuming for parents, and thus parents must allocate resources between incubation and self-maintenance. This can lead to differences in parental incubation behavior and egg temperatures among and within populations. Understanding which factors influence incubation, and the subsequent effects for offspring, is crucial for understanding parental effects, non-genetic drivers of phenotypic variation, and how environmental changes affect avian populations. I used wood ducks (Aix sponsa) as a study species to investigate how factors (disturbance, clutch size, ambient temperature) that influence parental demands may affect parental incubation behavior, physiology, and egg temperatures, and subsequently how egg temperatures affect offspring behavior and physiology. In a field experiment, I found that nest disturbance (i.e., capture) reduced both parent prolactin concentrations and the amount of time that parents spent incubating (Chapter 1). Further, ambient temperature was positively and clutch size negatively related to egg temperatures. Notably, in large clutches, differences in average incubation temperature among eggs within nests were large enough (i.e., >1C) to lead to different offspring phenotypes within broods (Chapter 2). Then, in a series of experiments in which I controlled incubation temperature, I provided evidence that lower average incubation temperatures lead to a reduced ability of ducklings to exit the nest cavity (Chapter 3), a more proactive behavioral phenotype (Chapter 4), a smaller body size, and a reduced efficiency in food consumption (Chapter 5), compared to those incubated at higher temperatures. Together, my dissertation illustrates how disturbances, clutch size, and ambient temperature can influence an important aspect of avian parental care, which has wide-ranging effects on offspring traits and fitness. This has broad implications for understanding the evolution of clutch size, development of behavior, and the effects of anthropogenic changes on wildlife. / Doctor of Philosophy / Animal parents can have large effects on the development of their offspring. In birds, an important way that parents affect their offspring is through incubation, where parents physically warm their eggs to stimulate embryo development. Eggs must be incubated in order to hatch, but recent research has shown that small changes (<1C/2F) in average incubation temperature have major consequences for the quality (e.g., size, ability to thermoregulate) of offspring after they hatch. However, parents must balance how they spend their time and energy between incubation and other important activities (e.g., eating, avoiding predators), and thus incubation behavior and temperature can vary among birds. Understanding which factors affect incubation, and the consequences of altered incubation temperatures for the offspring, will help us to better understand how animals care for their offspring and how environmental changes may influence offspring development. I investigated how human disturbance, environmental temperature, and the number of eggs in the nest influenced parental incubation behavior and egg temperatures, and subsequently how egg temperatures affected offspring behaviors. By studying wood ducks (Aix sponsa) in the wild, I found that parents spent less time incubating after a human disturbance (i.e., capture) than before (Chapter 1), egg temperatures increased as environmental temperatures increased, and egg temperatures decreased as the number of eggs in the nest increased (Chapter 2). Further, in nests with many eggs (>12), some eggs experienced much lower average incubation temperatures (>1C/2F difference) than others in the same nest (Chapter 2). Then, by studying wood duck ducklings in an aviary, I found that ducklings incubated at lower temperatures were less successful at exiting a nest (Chapter 3), exhibited bolder and more exploratory behaviors (Chapter 4), were smaller, and consumed less food (Chapter 5), than those incubated at a higher temperature. Together, my dissertation shows that the number of eggs in a nest, environmental temperatures, and human disturbances can influence parental behaviors, which then affect offspring. This has broad implications for understanding why birds lay the number of eggs that they do, how animal behaviors develop, and how environmental changes (including those caused by humans) can affect wildlife.

Survival of females, nests, and ducklings strongly influence annual recruitment in North American ducks. Studies of cavity-nesting ducks using nest boxes, such as wood ducks (Aix sponsa), hooded merganser (Lophodytes cucullatus) and black-bellied whistling duck (Dendrocygna autumnalis) historically have investigated extrinsic factors, such as nest predation, and how it influenced nest success. For my study, I evaluated data from 1,403 monitored nest boxes collected from eight states, 2020–2022. I studied intrinsic characteristics related to reproduction, such as egg and clutch sizes, and eggshell strength in the 3 cavity-nesting ducks. Variables including clutch size, egg mass, parasitism, and onset of incubation influenced reproductive success of wood ducks. Latitude also influenced clutch size in wood ducks, where for every 14.3° increase in latitude, I found one more egg per clutch. Hooded mergansers had the strongest eggshells and eggshell composition varied across latitude in hooded merganser, but not in wood ducks.

Several factors have contributed to impeding the progress of migratory waterfowl spatial modeling, such as (1) waterfowl’s reliance on wetlands, (2) lack of understanding about shifts in distributions through time, and (3) large-scale seasonal migration. This doctoral dissertation provides an array of tools to address each of these concerns in order to better understand and conserve this group of species. The second chapter of this dissertation addresses issues of modeling species dependent on wetlands, a dynamic and often ephemeral habitat type. Correlation models of the relationships between climatic variables and species occurrence will not capture the full habitat constraints of waterfowl. This study introduces a novel data source that explicitly models the depth to water table, which is a simulated long-term measure of the point where climate and geological/topographic water fluxes balance. The inclusion of the depth to water table data contributes significantly to the ability to predict species probability of occurrence. Furthermore, this data source provides advantages over traditional proxies for wetland habitat, because it is not a static measure of wetland location, and is not biased by sampling method. Utilizing the long-term banding bird data again, the third chapter examines the behavior of waterfowl niche selection through time. By using the methods developed in chapter two, probability of occurrence models for the 1950s and the 1990s were developed. It was then possible to detect movements in geographic and environmental space, and how movements in these two spaces are related. This type of analysis provides insight into how different bird species might respond to environment changes and potentially improve climate change forecasts. The final chapter presents a new method for predicting the migratory movement of waterfowl. The method incorporates not only the environmental constraints of stopover habitat, but also includes likely distance and bearing traveled from a source point. This approach uses the USGS’ banding bird database; more specifically, it relies on banding locations, which have multiple recoveries within short time periods. Models made from these banding locations create a framework of migration movement, and allow for predictions to be made from locations where no banding/recovery data are available. / text