La biométrie, appliquée dans un contexte de traitement automatisé des données et de reconnaissance des identités, fait partie de ces technologies nouvelles dont la complexité d’utilisation fait émerger de nouveaux enjeux et où ses effets à long terme sont incalculables. L’envergure des risques suscite des questionnements dont il est essentiel de trouver les réponses. On justifie le recours à cette technologie dans le but d’apporter plus de sécurité, mais, vient-elle vraiment apporter plus de protection dans le contexte actuel? En outre, le régime législatif québécois est-il suffisant pour encadrer tous les risques qu’elle génère? Les technologies biométriques sont flexibles en ce sens qu’elles permettent de saisir une multitude de caractéristiques biométriques et offrent aux utilisateurs plusieurs modalités de fonctionnement. Par exemple, on peut l’utiliser pour l’identification tout comme pour l’authentification. Bien que la différence entre les deux concepts puisse être difficile à saisir, nous verrons qu’ils auront des répercussions différentes sur nos droits et ne comporteront pas les mêmes risques. Par ailleurs, le droit fondamental qui sera le plus touché par l’utilisation de la biométrie sera évidemment le droit à la vie privée. Encore non bien compris, le droit à la vie privée est complexe et son application est difficile dans le contexte des nouvelles technologies. La circulation des données biométriques, la surveillance accrue, le détournement d’usage et l’usurpation d’identité figurent au tableau des risques connus de la biométrie. De plus, nous verrons que son utilisation pourra avoir des conséquences sur d’autres droits fondamentaux, selon la manière dont le système est employé. Les tests de nécessité du projet et de proportionnalité de l’atteinte à nos droits seront les éléments clés pour évaluer la conformité d’un système biométrique. Ensuite, le succès de la technologie dépendra des mesures de sécurité mises en place pour assurer la protection des données biométriques, leur intégrité et leur accès, une fois la légitimité du système établie. / Biometric technology, applied in a context of automated data processing and recognition of identity, is one of those new technologies whose complexity of use increase continuously and where the long-term effects are undefined. The risks are real and questions abound. For example, do biometrics really bring more security in the current context and is the Quebec legislative framework sufficient to regulate all the risks it generates? Biometric technology is flexible in that it enables to capture several types of biometric traits and provides users with various modalities of use. For example, it can be used for identification and authentication. Although the difference between the two modes can be difficult to understand, they have different impacts on our rights and do not involve the same risks. Among the human rights affected by the use of biometrics, the most important is the right to privacy. Still not well understood, the right to privacy is complex and difficult to apply in this new technological context. Circulation of biometric data and increased surveillance, function creep and identity theft are some examples of the known risks of biometric technologies. More, use of biometrics may also affect other fundamental rights, depending on how it is used. Proportionality and necessity tests of the project will be key in the analysis of the legal conformity. Then, the success of the technology will depend on the security measures put in place to secure biometric data once the legitimacy of the system is established.

Biometric systems allow identification of human persons based on physiological or behavioral characteristics, such as voice, handprint, iris or facial characteristics. The use of face and iris recognition as a way to authenticate user’s identities has been a topic of research for years. Present iris recognition systems require that subjects stand close (<2m) to the imaging camera and look for a period of about three seconds until the data are captured. This cooperative behavior is required in order to capture quality images for accurate recognition. This will eventually restrict the amount of practical applications where iris recognition can be applied, especially in an uncontrolled environment where subjects are not expected to cooperate such as criminals and terrorists, for example. For this reason, this thesis develops a collection of methods to deal with low quality face and iris images and that can be applied for face and iris recognition in a non-cooperative environment. This thesis makes the following main contributions: I. For eye and face tracking in low quality images, a new robust method is developed. The proposed system consists of three parts: face localization, eye detection and eye tracking. This is accomplished using traditional image-based passive techniques such as shape information of the eye and active based methods which exploit the spectral properties of the pupil under IR illumination. The developed method is also tested on underexposed images where the subject shows large head movements. II. For iris recognition, a new technique is developed for accurate iris segmentation in low quality images where a major portion of the iris is occluded. Most existing methods perform generally quite well but tend to overestimate the occluded regions, and thus lose iris information that could be used for identification. This information loss is potentially important in the covert surveillance applications we consider in this thesis. Once the iris region is properly segmented using the developed method, the biometric feature information is calculated for the iris region using the relative entropy technique. Iris biometric feature information is calculated using two different feature decomposition algorithms based on Principal Component Analysis (PCA) and Independent Component Analysis (ICA). III. For face recognition, a new approach is developed to measure biometric feature information and the changes in biometric sample quality resulting from image degradations. A definition of biometric feature information is introduced and an algorithm to measure it proposed, based on a set of population and individual biometric features, as measured by a biometric algorithm under test. Examples of its application were shown for two different face recognition algorithms based on PCA (Eigenface) and Fisher Linear Discriminant (FLD) feature decompositions.

Biometric systems allow identification of human persons based on physiological or behavioral characteristics, such as voice, handprint, iris or facial characteristics. The use of face and iris recognition as a way to authenticate user’s identities has been a topic of research for years. Present iris recognition systems require that subjects stand close (<2m) to the imaging camera and look for a period of about three seconds until the data are captured. This cooperative behavior is required in order to capture quality images for accurate recognition. This will eventually restrict the amount of practical applications where iris recognition can be applied, especially in an uncontrolled environment where subjects are not expected to cooperate such as criminals and terrorists, for example. For this reason, this thesis develops a collection of methods to deal with low quality face and iris images and that can be applied for face and iris recognition in a non-cooperative environment. This thesis makes the following main contributions: I. For eye and face tracking in low quality images, a new robust method is developed. The proposed system consists of three parts: face localization, eye detection and eye tracking. This is accomplished using traditional image-based passive techniques such as shape information of the eye and active based methods which exploit the spectral properties of the pupil under IR illumination. The developed method is also tested on underexposed images where the subject shows large head movements. II. For iris recognition, a new technique is developed for accurate iris segmentation in low quality images where a major portion of the iris is occluded. Most existing methods perform generally quite well but tend to overestimate the occluded regions, and thus lose iris information that could be used for identification. This information loss is potentially important in the covert surveillance applications we consider in this thesis. Once the iris region is properly segmented using the developed method, the biometric feature information is calculated for the iris region using the relative entropy technique. Iris biometric feature information is calculated using two different feature decomposition algorithms based on Principal Component Analysis (PCA) and Independent Component Analysis (ICA). III. For face recognition, a new approach is developed to measure biometric feature information and the changes in biometric sample quality resulting from image degradations. A definition of biometric feature information is introduced and an algorithm to measure it proposed, based on a set of population and individual biometric features, as measured by a biometric algorithm under test. Examples of its application were shown for two different face recognition algorithms based on PCA (Eigenface) and Fisher Linear Discriminant (FLD) feature decompositions.

Biometric systems allow identification of human persons based on physiological or behavioral characteristics, such as voice, handprint, iris or facial characteristics. The use of face and iris recognition as a way to authenticate user’s identities has been a topic of research for years. Present iris recognition systems require that subjects stand close (<2m) to the imaging camera and look for a period of about three seconds until the data are captured. This cooperative behavior is required in order to capture quality images for accurate recognition. This will eventually restrict the amount of practical applications where iris recognition can be applied, especially in an uncontrolled environment where subjects are not expected to cooperate such as criminals and terrorists, for example. For this reason, this thesis develops a collection of methods to deal with low quality face and iris images and that can be applied for face and iris recognition in a non-cooperative environment. This thesis makes the following main contributions: I. For eye and face tracking in low quality images, a new robust method is developed. The proposed system consists of three parts: face localization, eye detection and eye tracking. This is accomplished using traditional image-based passive techniques such as shape information of the eye and active based methods which exploit the spectral properties of the pupil under IR illumination. The developed method is also tested on underexposed images where the subject shows large head movements. II. For iris recognition, a new technique is developed for accurate iris segmentation in low quality images where a major portion of the iris is occluded. Most existing methods perform generally quite well but tend to overestimate the occluded regions, and thus lose iris information that could be used for identification. This information loss is potentially important in the covert surveillance applications we consider in this thesis. Once the iris region is properly segmented using the developed method, the biometric feature information is calculated for the iris region using the relative entropy technique. Iris biometric feature information is calculated using two different feature decomposition algorithms based on Principal Component Analysis (PCA) and Independent Component Analysis (ICA). III. For face recognition, a new approach is developed to measure biometric feature information and the changes in biometric sample quality resulting from image degradations. A definition of biometric feature information is introduced and an algorithm to measure it proposed, based on a set of population and individual biometric features, as measured by a biometric algorithm under test. Examples of its application were shown for two different face recognition algorithms based on PCA (Eigenface) and Fisher Linear Discriminant (FLD) feature decompositions.

Biometric systems allow identification of human persons based on physiological or behavioral characteristics, such as voice, handprint, iris or facial characteristics. The use of face and iris recognition as a way to authenticate user’s identities has been a topic of research for years. Present iris recognition systems require that subjects stand close (<2m) to the imaging camera and look for a period of about three seconds until the data are captured. This cooperative behavior is required in order to capture quality images for accurate recognition. This will eventually restrict the amount of practical applications where iris recognition can be applied, especially in an uncontrolled environment where subjects are not expected to cooperate such as criminals and terrorists, for example. For this reason, this thesis develops a collection of methods to deal with low quality face and iris images and that can be applied for face and iris recognition in a non-cooperative environment. This thesis makes the following main contributions: I. For eye and face tracking in low quality images, a new robust method is developed. The proposed system consists of three parts: face localization, eye detection and eye tracking. This is accomplished using traditional image-based passive techniques such as shape information of the eye and active based methods which exploit the spectral properties of the pupil under IR illumination. The developed method is also tested on underexposed images where the subject shows large head movements. II. For iris recognition, a new technique is developed for accurate iris segmentation in low quality images where a major portion of the iris is occluded. Most existing methods perform generally quite well but tend to overestimate the occluded regions, and thus lose iris information that could be used for identification. This information loss is potentially important in the covert surveillance applications we consider in this thesis. Once the iris region is properly segmented using the developed method, the biometric feature information is calculated for the iris region using the relative entropy technique. Iris biometric feature information is calculated using two different feature decomposition algorithms based on Principal Component Analysis (PCA) and Independent Component Analysis (ICA). III. For face recognition, a new approach is developed to measure biometric feature information and the changes in biometric sample quality resulting from image degradations. A definition of biometric feature information is introduced and an algorithm to measure it proposed, based on a set of population and individual biometric features, as measured by a biometric algorithm under test. Examples of its application were shown for two different face recognition algorithms based on PCA (Eigenface) and Fisher Linear Discriminant (FLD) feature decompositions.