published_or_final_version / Chinese / Master / Master of Philosophy

Chin Kin-Chung. / Thesis (M.Phil.)--Chinese University of Hong Kong, 2003. / Includes bibliographical references (leaves 191-201). / Abstracts in English and Chinese. / Acknowledgements --- p.i / Abbreviations and Symbols --- p.vi / Abstract (English) --- p.vii / Abstract (Chinese) --- p.viii / Chapter Chapter One --- Characteristics of Compounds: An Overview --- p.1 / Chapter 1.0 --- Introduction --- p.1 / Chapter 1.1 --- General Properties of Compounds --- p.3 / Chapter 1.1.1 --- Lexical Properties --- p.4 / Chapter 1.1.2 --- Phrasal Properties --- p.12 / Chapter 1.1.3 --- Complexity of the Status of Compounds --- p.16 / Chapter 1.2 --- Relation between Morphology and Syntax --- p.16 / Chapter 1.2.1 --- Lexicalist Approach --- p.18 / Chapter 1.2.2 --- Syntactic Approach --- p.19 / Chapter 1.2.3 --- Parallel Approach --- p.20 / Chapter 1.2.4 --- A Note on the Lexicon --- p.21 / Chapter 1.3 --- Research Objectives --- p.24 / Chapter 1.4 --- Summary and Organization of the Thesis --- p.29 / Chapter Chapter Two --- "Notions of Word, Compound and Phrase" --- p.31 / Chapter 2.0 --- Introduction --- p.31 / Chapter 2.1 --- Criteria of Wordhood --- p.32 / Chapter 2.2 --- Distinction between Compounds and Phrases --- p.38 / Chapter 2.2.1 --- Introduction --- p.39 / Chapter 2.2.2 --- Syntactic Aspect --- p.43 / Chapter 2.2.3 --- Semantic Aspect --- p.45 / Chapter 2.2.4 --- Morphological and Phonological Aspects --- p.48 / Chapter 2.2.5 --- Summary --- p.50 / Chapter 2.3 --- The Lexical Integrity Hypothesis (LIH) --- p.52 / Chapter 2.4 --- Further Consideration on the Nature of Compound --- p.60 / Chapter 2.4.1 --- Compounding and Other Combinatory Processes --- p.60 / Chapter 2.4.2 --- Status of the Constituents --- p.62 / Chapter 2.4.3 --- Degree of Separability --- p.64 / Chapter 2.4.4 --- Definitions of Compounds --- p.66 / Chapter 2.5 --- Summary --- p.69 / Chapter Chapter Three --- Issues on Cantonese Verb-Object Compounds (VOCs) --- p.70 / Chapter 3.0 --- Introduction --- p.70 / Chapter 3.1 --- General Properties of Cantonese VOCs --- p.74 / Chapter 3.1.1 --- Meaning --- p.75 / Chapter 3.1.1.1 --- Compositionality of Meaning --- p.75 / Chapter 3.1.1.2 --- Anaphoric Reference --- p.79 / Chapter 3.1.2 --- Movement --- p.80 / Chapter 3.1.2.1 --- Topicalization --- p.80 / Chapter 3.1.2.2 --- Passivization --- p.83 / Chapter 3.1.3 --- Separability --- p.84 / Chapter 3.1.3.1 --- Semantic Object --- p.85 / Chapter 3.1.3.2 --- Aspect Markers --- p.88 / Chapter 3.1.3.3 --- Duration and Frequency Adverbials --- p.91 / Chapter 3.1.4 --- Status of the Cantonese VOCs --- p.94 / Chapter 3.2 --- Analyses of VOCs --- p.96 / Chapter 3.2.1 --- S.-F. Huang (1984) --- p.96 / Chapter 3.2.2 --- C.-T. Huang (1984) --- p.99 / Chapter 3.2.3 --- Paul (1988) --- p.103 / Chapter 3.2.4 --- Wang (1994) --- p.105 / Chapter 3.2.5 --- Her (1997) --- p.110 / Chapter 3.3 --- Existence of Two Types of VOCs in Cantonese --- p.113 / Chapter 3.3.1 --- Distinction between Lexical and Phrasal VOCs --- p.113 / Chapter 3.3.2 --- Diagnostic Tests for the Lexical-Phrasal VOC Distinction --- p.117 / Chapter 3.4 --- Summary --- p.120 / Chapter Chapter Four --- Nature and Formation of Cantonese VOCs --- p.121 / Chapter 4.0 --- Introduction --- p.121 / Chapter 4.1 --- Theoretical Assumptions --- p.123 / Chapter 4.1.1 --- Parallel Morphology --- p.123 / Chapter 4.1.2 --- Lexical-Semantic and Lexical-Syntactic Representations --- p.134 / Chapter 4.1.3 --- Lexical Syntax --- p.139 / Chapter 4.1.4 --- VP Shell --- p.141 / Chapter 4.2 --- Levels of Formation of Cantonese VOCs --- p.143 / Chapter 4.3 --- Mechanism of the Formation Processes --- p.147 / Chapter 4.3.1 --- Issue of Transitivity --- p.147 / Chapter 4.3.2 --- Formation of Lexical VOCs --- p.154 / Chapter 4.3.3 --- Formation of Phrasal VOCs --- p.158 / Chapter 4.4 --- Phenomena in Relation to Cantonese VOCs --- p.161 / Chapter 4.4.1 --- Separation of Constituents of Phrasal VOCs --- p.161 / Chapter 4.4.2 --- Positions of Aspect Markers --- p.168 / Chapter 4.5 --- Summary and Theoretical Consequences --- p.172 / Chapter Chapter Five --- Concluding Remarks --- p.176 / Endnotes --- p.181 / References --- p.191

Resultative verb constructions RVCs (hereafter) are a special type of serial verb construction in Mandarin Chinese, in which the verbs hold an action-result relation. On the one hand, they behave like compounds, e.g., the verbs can be questioned as a single verb but cannot be separately modified, and no NP can possibly intervene. On the other hand, they also behave like phrases, i.e, for some types, the verbs can be split by an NP and can be separately modified. There has been controversy about the best way to analyze RVCs. There are two general positions: the pre-lexical syntactic approach and the pre-syntactic lexical approach. The former holds that resultative verb constructions are a syntactic phenomenon which can be derived by transformational rules. The latter, claims that RVCs are best considered a lexical phenomenon, i.e., verb compounds.This dissertation argues that neither approach sufficiently accounts for this phenomenon, in that both only shift the problem from one level of linguistic description to another. I propose a linguistic prototype analysis in which RVCs are seen as conventionalized serial verb constructions. I argue that the properties of the prototype and the conventionalized serial verb construction are subject to constraints in three areas: the semantic and syntactic dependency of the verbs, iconicity, and clause linkage. Through the analysis of the syntactic, semantic, and phonological behavior of various types of serial verb constructions, it is shown that serial verb constructions are on a structural continuum, i.e., from syntax to lexicon. RVCs are seen as close to the lexicalization end on the continuum.This dissertation shows the interplay of syntax, semantics, and phonology in the processes of syntactization and morphologization in Mandarin. It not only helps account for serial verb constructions but also has implications for other serial type phenomena on the word level, such as compounding and incorporation in Mandarin. / Department of English