Ionically self-assembled monolayer (ISAM) films are typically an assemblage of oppositely charged polymers built layer by layer through coulombic attraction utilizing an environmentally friendly process to form ordered structures that are uniform, molecularly smooth, and physically robust. ISAM films have been shown to be capable of the noncentrosymmetric order requisite for a second-order nonlinear optical response. However, films fabricated with a nonlinear optical (NLO) polymer result in significant cancellation of the chromophore orientations. This cancellation occurs by two mechanisms: competitive orientation due to the ionic bonding of the polymer chromophore with the subsequent polycation layer, and random orientation of the chromophores within the bulk of each polyanion layer. A reduction in film thickness accompanied by an increase in net polar ordering is one possible avenue to obtain the second-order nonlinear optical susceptibility chi(2) necessary for electro-optic devices. In this thesis, we will discuss the structural characteristics of ISAM films and explore three novel approaches to obtain the desired characteristics for nonlinear optical response. One approach involves the variation of solution parameters of several different cationic polymers separately from the polyanion solution in order to reduce the competitive chromophore orientation at the layer interfaces and to reduce the thickness of the inactive polycation layer. We have found that the complexity of ISAM films does not allow large chi(2) values in polyion-based films, and that the selection of the polymer cation is vital to achieve second harmonic generation (SHG) at all. The second approach involves the incorporation of dianionic molecules into ISAM films in order to eliminate both competitive chromophore orientation and random chromophore orientation inherent with polymer chromophores. We have also studied the effects of complexing dianionic chromophores with beta-cyclodextrin in order to increase solubility and improve chromophore orientation. This approach fails because the outermost monolayer of dianionic chromophore is only tethered to the preceding polycation layer by a single ionic bond for each molecule, so each chromophore can by dissociated during the following immersion into the cation solution. Finally, we have introduced a novel approach of hybrid covalent / ionic self-assembly which overcomes these disadvantages and yields a substantial increase in chi(2) due to the chromophore being locked in place to the preceding polycation layer by a covalent bond. The films fabricated in this manner yield a chi(2) that rival any polymer-polymer films despite the very low first-order molecular hyperpolarizability beta of the incorporated monomer. This suggests that incorporation of high beta molecules may result in significant improvement of chi(2), holding high promise for the hybrid covalent / ionic self-assembly technique. / Master of Science

Detailed studies are presented of thin films containing a polycation, a nonlinear optically (NLO) active chromophore, and a synthetic hectorite that self-assemble into the noncentrosymmetric structure required for second order nonlinear optical responses. UV/Vis spectroscopy and ellipsometry were used as probes to monitor film growth for upto 25 deposition cycles. Exceptionally homogeneous films were obtained with regular film growth for up to the 25 cycles deposited. ISAM films self-assemble from polyelectrolyte solutions due to coulombic interactions between a charged substrate and the charged polymer in solution. Charges accumulating at the surface restrict further growth due to charge overcompensation at the surface. The entire process occurs relatively quickly as compared to other competing assembly techniques such as Langmuir-Blodgett assembly and covalent self-assembly. Previous studies indicated that second harmonic signal diminishes after the deposition of the first few bilayers. This is potentially due to adjacent layer interpenetration, which becomes prominent moving further away from the hard substrate interface. Laponite RD, a synthetic hectorite was introduced in the films in an effort to minimize interpenetration of adjacent bilayers and hence maintain chromophore orientation in every bilayer of the ISAM film. The film was deposited in quadlayers that have the following sequence: Polycation–Laponite–Polycation–Chromophore. This study is unique in its approach as it investigates the possible implications of film interpenetration on the NLO-activity of ISAM films that can be easily fabricated. It also shows the effects of different interfaces on the NLO-activities of the films. We have investigated the effect of changing the polycation from poly(allylamine hydrochloride) (PAH) and poly(diallyldimethylammonium chloride) (PDDA) and the solution pH to see how these variables affect the growth and NLO properties of ISAM films. At lower pH values (specify relevant range of values), for both polycations, intrachain and interchain repulsion is strong due to little electrostatic screening. This results in polycation deposition in relatively thin, train-like layers. At higher pH levels (specify relevant range of values here) the electrostatic screening is greater due to a higher effective ionic strength. At these conditions, intrachain and interchain repulsion is reduced and so the polymers adsorb to form thicker layers with more loops and tails than for the case at lower pH. This also results in a higher density of the chromophore in the film. Extremely smooth surfaces of Laponite RD in film were obtained as confirmed by AFM imaging on glass. Regular quadlayer growth monitored by UV/Vis spectroscopy and ellipsometry was observed for up to 25 quadlayers. Second harmonic generation (SHG) signal was not conclusively affected by the presence of laponite as the decrease of signal was seen after the first few layers in the laponite containing films. This decrease was however was not as sharp in the films containing laponite as in the films that did not contain laponite. It was also noted that the SHG was not so much affected by the number of layers deposited but more so by the distance of the chromophore layer from the hard glass interface. This study thus brings to light the very important effect of the glass interface on the NLO-activity of these films. / Master of Science