published_or_final_version / Earth Sciences / Master / Master of Philosophy

L'objectif de cette thèse est de comprendre la formation, la structuration et les processus de réactivation d'une chaîne de montagne intracontinentale atypique : les Longmen Shan, situés dans la province du Sichuan, en Chine. Localisés à la limite entre le craton du Yangtze où s'est déposé le bassin du Sichuan (au Sud-Est) et le bloc du Songpan Garze appartenant au plateau tibétain (au Nord-Ouest), les Longmen Shan se sont majoritairement structurés lors de l'orogénèse indosinienne, à la fin du Trias et ont ensuite subit plusieurs réactivations.Cette chaîne de montagne est donc un endroit privilégié pour étudier la réactivation et l'héritage structural et thermique d'une structure intracontinentale, en relation étroite avec la formation et l'évolution du plateau tibétain. Tout d'abord, pour contraindre les paramètres crustaux, une imagerie crustale détaillée le long d'une coupe à travers cette chaîne est proposée. Une réseau sismologique de 35 stations a été déployé pendant plus de 2 ans le long d'un profil dense. La technique des fonctions récepteurs a été appliquée et les données gravimétriques ont été utilisées conjointement pour renforcer l'imagerie obtenue. Un saut de Moho abrupt de 20km a été imagé, entre une croûte tibétaine épaisse d'environ 63km et la croûte du craton du Yangtze , épaisse de 45km. Ce résultat traduit la confrontation de deux lithosphères d'épaisseurs et de propriétés physiques contrastées. Les rapports Vp/Vs ainsi que les mesures d'anisotropie crustale et mantellique ont montré l'absence d'une zone à faible vitesse ou d'une zone de fluage important au sein de la croûte, ce qui réfute les modèles de déformation de la croûte tibétaine impliquant un chenal de déformation au sein de la croûte tibétaine. L'imagerie crustale a donc mis en évidence un important contraste à l'échelle lithosphérique. Le second axe de ce travail a consisté à étudier cette région à plus long terme en menant une étude stratigraphique, tectonique et métamorphique afin de déduire l'importance de l'héritage géologique dans sa structuration actuelle. Dès le début du Paléozoïque, la marge passive qui sera ensuite inversée présentait déja probablement une variation abrupte de l'épaisseur crustale. Un premier contraste d'épaisseur lithosphérique au niveau des Longmen Shan se situaient donc à la limite entre deux domaines paléogéographiques différents. A la fin du Trias, lors de la fermeture de la Paléotéthys, l'épais prisme sédimentaire du Songpan Garze a débordé sur la marge passive de la bordure Ouest du craton du Yangtze, dans la région des Longmen Shan. Cependant, il n'y a aucune évidence de subduction dans cette chaîne et le métamorphisme associé à cette phase de déformation correspond à des moyennes températures (jusqu'à plus de 600°C) pour des pressions relativement modestes. Les données métamorphiques ont montré un pic de pression (relativement faible, inférieur à 8kbar) suivi d'un pic de température pouvant conduire à une migmatisation associée à une exhumation variable en fonction de la localisation au sein de la chaîne. Les variations latérales de l'exhumation sont interprétées comme directement associées à la dynamique de la mise en place de la nappe du Songpan Garze sur la marge Ouest du craton du Yangtze. L'apex des Longmen Shan correspond donc au front de la nappe du Songpan Garze et délimite deux domaines structuraux et métamorphiques contrastés.Cette étude met en évidence une phase de réactivation à la fin du Crétacé de la chaîne, probablement associée à la rotation dans le sens horaire du craton du Yangtze. Enfin, la dernière phase de déformation affectant les Longmen Shan est une répercussion de la collision entre l'Inde et l'Eurasie qui fini de structurer cette chaîne.Nous avons donc montré qu'une limite paléogéographique majeure, héritée d'une structure en marge passive transtensive peut subir le débordement de nappes sédimentaires provenant d'un prisme distant de très grande taille. Ce débordement a provoqué une inversion de relief et un surépaississement crustal en conséquence de la superposition de ces épaisses nappes. Une fois cette limite tectonique formée, la région va subir plusieurs réactivations liées à des déformations annexes comme l'orogénèse Yanshanienne ou la collision entre l'Inde et l'Eurasie. Cette chaîne est encore active aujourd'hui comme l'a démontré le séisme du Sichuan du 12 Mai 2008 qui a eu lieu dans les Longmen Shan avec des caractéristiques atypiques. / The aim of this study is to understand formation, evolution and reactivation processes of an atypic intracontinental mountain range : the Longmen Shan (Sichuan, China). The Longmen Shan are located at the boundary between the Yangtze craton and the tibetan crust and were mostly formed during the indosinian orogeny, at the end of the Triassic. After this orogeny, the Longmen Shan were reactivated by several deformation phases. This mountain range is a key area to study reactivation processes and structural and thermal inheritance. Furthermore, the Longmen Shan tectonic history is linked with the formation and the evolution of the Tibetan Plateau.At first, a detailed seismological imagery was performed along a cross-section through the Longmen Shan, passing by the epicenter of the Sichuan earthquake. 35 seismological stations were deployed during more than 2 years with a small interstation distance. Using the receiver function method and gravimetric data, a steep Moho step of about 20km between the 63km-thick Tibetan crust and the 45km-thick Yangtze craton was imaged. This geometry is the result of the confrontation between the thick and soft tibetan lithosphere abutting the resistant Yangtze lithosphere. Vp/Vs ratio and crustal and mantellic anisotropic measurements indicate that there is no extensive zone of partial melting inside the tibetan crust, which is in disagreement with models that proposed the occurence of a channel flow inside the crust. The second part of this word was focused on the long-term study of the deformation in the Longmen Shan using stratigraphic, tectonic and metamorphic data. This part highlights the importance of the geological inheritance in the present-day crustal geometry of the mountain range. Since the beginning of the Paleozoïc, the Western passive margin of the Yangtze crust was probably already associated with a crustal thickness step, as a consequence of the transtensive openning context. The Longmen Shan were located at a paleogeographic boundary. At the end of the Triassic, the closure of the Paleotethys is responsible of the formation of the thick Songpan Garze accretionary wedge which overflowed on the Western part of the Yangtze craton margin, in the Longmen Shan area. There is no evidence of subduction in this belt and the associated metamorphism consists of middle temperatures and relatively low pressures. Metamorphic data indicates that a pressure maximum (lower than 8kbar) was followed by a temperature maximum which could be associated with partial melting, as observed in Danba metamorphic complexe. Lateral variations of the recorded exhumation are interpreted as a consequence of the dynamics of the setting up of the Songpan Garze nappe on the Yangtze craton margin. The Longmen Shan are located at the front of the Songpan Garze nappe and marks a transition zone between two contrasted tectonic and metamorphic provinces.This study highlights a cretaceous reactivation phase probably associated with the clockwise rotation of the Yangtze craton. At the end, the last deformation phase is a consequence of the India/Eurasia collision.The Longmen Shan were a major paleogeographic boundary at the end of the Paleozoïc which were subject to the overflow of the thick Songpan Garze accretionary wedge. This overflow is responsible of a relief inversion and a crustal thickenning as a consequence of superposition of the sedimentary pile. After this episode, the region will be reactivated by the distant Yanshanian and the Himalayan orogenies.

L'objectif de cette thèse est de comprendre la formation, la structuration et les processus de réactivation d'une chaîne de montagne intracontinentale atypique : les Longmen Shan, situés dans la province du Sichuan, en Chine. Localisés à la limite entre le craton du Yangtze où s'est déposé le bassin du Sichuan (au Sud-Est) et le bloc du Songpan Garze appartenant au plateau tibétain (au Nord-Ouest), les Longmen Shan se sont majoritairement structurés lors de l'orogénèse indosinienne, à la fin du Trias et ont ensuite subit plusieurs réactivations.Cette chaîne de montagne est donc un endroit privilégié pour étudier la réactivation et l'héritage structural et thermique d'une structure intracontinentale, en relation étroite avec la formation et l'évolution du plateau tibétain. Tout d'abord, pour contraindre les paramètres crustaux, une imagerie crustale détaillée le long d'une coupe à travers cette chaîne est proposée. Une réseau sismologique de 35 stations a été déployé pendant plus de 2 ans le long d'un profil dense. La technique des fonctions récepteurs a été appliquée et les données gravimétriques ont été utilisées conjointement pour renforcer l'imagerie obtenue. Un saut de Moho abrupt de 20km a été imagé, entre une croûte tibétaine épaisse d'environ 63km et la croûte du craton du Yangtze , épaisse de 45km. Ce résultat traduit la confrontation de deux lithosphères d'épaisseurs et de propriétés physiques contrastées. Les rapports Vp/Vs ainsi que les mesures d'anisotropie crustale et mantellique ont montré l'absence d'une zone à faible vitesse ou d'une zone de fluage important au sein de la croûte, ce qui réfute les modèles de déformation de la croûte tibétaine impliquant un chenal de déformation au sein de la croûte tibétaine. L'imagerie crustale a donc mis en évidence un important contraste à l'échelle lithosphérique. Le second axe de ce travail a consisté à étudier cette région à plus long terme en menant une étude stratigraphique, tectonique et métamorphique afin de déduire l'importance de l'héritage géologique dans sa structuration actuelle. Dès le début du Paléozoïque, la marge passive qui sera ensuite inversée présentait déja probablement une variation abrupte de l'épaisseur crustale. Un premier contraste d'épaisseur lithosphérique au niveau des Longmen Shan se situaient donc à la limite entre deux domaines paléogéographiques différents. A la fin du Trias, lors de la fermeture de la Paléotéthys, l'épais prisme sédimentaire du Songpan Garze a débordé sur la marge passive de la bordure Ouest du craton du Yangtze, dans la région des Longmen Shan. Cependant, il n'y a aucune évidence de subduction dans cette chaîne et le métamorphisme associé à cette phase de déformation correspond à des moyennes températures (jusqu'à plus de 600°C) pour des pressions relativement modestes. Les données métamorphiques ont montré un pic de pression (relativement faible, inférieur à 8kbar) suivi d'un pic de température pouvant conduire à une migmatisation associée à une exhumation variable en fonction de la localisation au sein de la chaîne. Les variations latérales de l'exhumation sont interprétées comme directement associées à la dynamique de la mise en place de la nappe du Songpan Garze sur la marge Ouest du craton du Yangtze. L'apex des Longmen Shan correspond donc au front de la nappe du Songpan Garze et délimite deux domaines structuraux et métamorphiques contrastés.Cette étude met en évidence une phase de réactivation à la fin du Crétacé de la chaîne, probablement associée à la rotation dans le sens horaire du craton du Yangtze. Enfin, la dernière phase de déformation affectant les Longmen Shan est une répercussion de la collision entre l'Inde et l'Eurasie qui fini de structurer cette chaîne.Nous avons donc montré qu'une limite paléogéographique majeure, héritée d'une structure en marge passive transtensive peut subir le débordement de nappes sédimentaires provenant d'un prisme distant de très grande taille. Ce débordement a provoqué une inversion de relief et un surépaississement crustal en conséquence de la superposition de ces épaisses nappes. Une fois cette limite tectonique formée, la région va subir plusieurs réactivations liées à des déformations annexes comme l'orogénèse Yanshanienne ou la collision entre l'Inde et l'Eurasie. Cette chaîne est encore active aujourd'hui comme l'a démontré le séisme du Sichuan du 12 Mai 2008 qui a eu lieu dans les Longmen Shan avec des caractéristiques atypiques.

Zircon (U-Th)/He (zircon He) dating has become a widely used thermochronologic method in the geosciences. Practitioners have traditionally interpreted (U-Th)/He dates from zircons across a broad spectrum of chemical compositions with a single set of ⁴He diffusion kinetics derived from only a handful of crystals (Reiners et al., 2004). However, it has become increasingly clear that a "one-size-fits-all" approach to these kinetics is inadequate, leading to erroneous conclusions and incongruent data. This dissertation develops a more grain-specific approach by showing the fundamental role that intracrystalline radiation damage plays in determining the He diffusivity in a given zircon. I present three appendices that seek to quantify the radiation damage effect on He diffusion in zircon, explain how this effect manifests in zircon He dates, and show how to exploit such manifestations to better constrain sample thermal histories. Of particular importance, this dissertation represents the first comprehensive study to concentrate on the entire damage spectrum found in natural zircon and also the first to show that two different mechanisms affect He diffusion in zircon in different ways across this spectrum. In the first appendix, I and my fellow co-authors describe results from a series of step-heating experiments that show how the alpha dose of a given zircon, which we interpret to be correlated with accumulated radiation damage, influences its He diffusivity. From 1.2 × 10¹⁶ α/g to 1.4 × 10¹⁸ α/g, He diffusivity at a given temperature decreases by three orders of magnitude, but as alpha dose increases from ~2 × 10¹⁸ α/g to 8.2 × 10¹⁸ α/g, He diffusivity then increases by about nine orders of magnitude. We parameterize both the initial decrease and eventual increase in diffusivity with alpha dose with a function that describes these changes in terms of increasing abundance and size of intracrystalline radiation damage zones and resulting effects on the tortuosity of He migration pathways and dual-domain behavior. This is combined with another equation that describes damage annealing in zircon. The end result is a new model that constrains the coevolution of damage, He diffusivity, and He date in zircon as a function of its actinide content and thermal history. The second and third appendices use this new model to decipher zircon He datasets comprising many single grain dates that are correlated with effective uranium (eU, a proxy for the relative degree of radiation damage among grains from the same sample). The model is critical for proper interpretation of results from igneous settings that show date-eU correlations and were once considered spurious (appendix B). When applied to partially reset sedimentary rocks, other sources of date variability, such as damage and He inheritance, have to be considered as well (appendix C).

Climate change during the Quaternary played an important role in the distribution of extant plants. Herein, cone scales of Cedrus (Pinaceae) were uncovered from the Upper Pliocene Sanying Formation, Longmen Village, Yongping County of Yunnan Province in southwestern China. Detailed comparisons show that these fossils all belong to the genus Cedrus (Pinaceae), and a new species is proposed, Cedrus angusta sp. nov. This find expands the known distribution of Cedrus during the Late Pliocene to Yunnan, where the genus no longer exists in natural forests. Based on the analysis of reconstructed Neogene climate data, we suggest that the intensification of the East Asian winter monsoon during the Quaternary may have dramatically increased seasonality and given rise to a much drier winter in Yunnan. Combined with information on Cedrus fossil records and its seed physiology, we conclude that the intensification of a drier climate after the Late Pliocene may have prevented the survival of Cedrus seedlings, leading to the eventual disappearance of Cedrus in western Yunnan. This study indicates that the topography in southwestern China acted as a vital refuge for many plants during the Quaternary, but that other species gradually disappeared due to the intensification of the monsoonal climate.

Climate change during the Quaternary played an important role in the distribution of extant plants. Herein, cone scales of Cedrus (Pinaceae) were uncovered from the Upper Pliocene Sanying Formation, Longmen Village, Yongping County of Yunnan Province in southwestern China. Detailed comparisons show that these fossils all belong to the genus Cedrus (Pinaceae), and a new species is proposed, Cedrus angusta sp. nov. This find expands the known distribution of Cedrus during the Late Pliocene to Yunnan, where the genus no longer exists in natural forests. Based on the analysis of reconstructed Neogene climate data, we suggest that the intensification of the East Asian winter monsoon during the Quaternary may have dramatically increased seasonality and given rise to a much drier winter in Yunnan. Combined with information on Cedrus fossil records and its seed physiology, we conclude that the intensification of a drier climate after the Late Pliocene may have prevented the survival of Cedrus seedlings, leading to the eventual disappearance of Cedrus in western Yunnan. This study indicates that the topography in southwestern China acted as a vital refuge for many plants during the Quaternary, but that other species gradually disappeared due to the intensification of the monsoonal climate.

Abstract The Yungang Cave Complex in Shanxi province is one of the largest Buddhist sculpture repositories produced during the Northern and Southern Dynasties. This thesis argues that the iconographic evolution of the Yungang caves underwent three developing phases which can be summarized as the five Tan Yao Caves phase, the transitional period, and the sinicized third-phase under the reigns of five Northern Wei (386-534) emperors Wencheng 文成 (452-465), Xianwen 獻文 (466-471), Xiaowen 孝文(471-499), Xuanwu 宣武 (500-515) and Xiaoming 孝明 (516-528). This dissertation studies the Yungang third-phase caves, namely those caves executed after the capital was moved from Pingcheng 平城 to Luoyang 洛陽in the year 494. It focuses primarily on what we call the western-end caves, which are composed of all the caves from cave 21 to cave 45, and as cave 5-10 and cave 5-11 are typical representations of the third-phase and even today are well preserved, they are also included in this study. Using typology method, as well as primary literary sources, this study places the western-end caves in their historical, social and religious context while focusing on four perspectives: architectural lay-out, iconographic composition, subject matter and style of representation. It deals with such questions as: what these images represent, what is their connection with Buddhist literature, what is the origin of the style of the western-end caves, what is the relationship between sculpture and painting, what is the relationship between the monastic life and Buddhist art, what was the status of Yungang after the transfer of the capital to the south, and who were the patrons. This study sheds new light on the changes in the iconographic motifs over the time from the first-phase to the third-phase and constructs a timeline for the sequence of construction of the western-end caves. The study also investigates the iconographical inter-relationship between the Yungang third-phase caves and those in the Longmen and to a lesser extent, the Gongxian complexes, as well as some relatively small caves in Shanxi province in order to trace the spread of the “Yungang Style.” This will map out the evolution in Buddhist iconographical style throughout the Central Plain of China. Although the caves of the first two phases have been studied extensively, this study is the first comprehensive examination of the Yungang third-phase caves. It is also the first investigation of the interrelationship between the Yungang style and that of other sites such as Longmen and Gongxian, as well as individual caves in the Shanxi area. This work is based on a broad consultation of primary text material and, most importantly, on first hand site observations by the researcher, which are documented by an extensive photographic record.

Abstract The Yungang Cave Complex in Shanxi province is one of the largest Buddhist sculpture repositories produced during the Northern and Southern Dynasties. This thesis argues that the iconographic evolution of the Yungang caves underwent three developing phases which can be summarized as the five Tan Yao Caves phase, the transitional period, and the sinicized third-phase under the reigns of five Northern Wei (386-534) emperors Wencheng 文成 (452-465), Xianwen 獻文 (466-471), Xiaowen 孝文(471-499), Xuanwu 宣武 (500-515) and Xiaoming 孝明 (516-528). This dissertation studies the Yungang third-phase caves, namely those caves executed after the capital was moved from Pingcheng 平城 to Luoyang 洛陽in the year 494. It focuses primarily on what we call the western-end caves, which are composed of all the caves from cave 21 to cave 45, and as cave 5-10 and cave 5-11 are typical representations of the third-phase and even today are well preserved, they are also included in this study. Using typology method, as well as primary literary sources, this study places the western-end caves in their historical, social and religious context while focusing on four perspectives: architectural lay-out, iconographic composition, subject matter and style of representation. It deals with such questions as: what these images represent, what is their connection with Buddhist literature, what is the origin of the style of the western-end caves, what is the relationship between sculpture and painting, what is the relationship between the monastic life and Buddhist art, what was the status of Yungang after the transfer of the capital to the south, and who were the patrons. This study sheds new light on the changes in the iconographic motifs over the time from the first-phase to the third-phase and constructs a timeline for the sequence of construction of the western-end caves. The study also investigates the iconographical inter-relationship between the Yungang third-phase caves and those in the Longmen and to a lesser extent, the Gongxian complexes, as well as some relatively small caves in Shanxi province in order to trace the spread of the “Yungang Style.” This will map out the evolution in Buddhist iconographical style throughout the Central Plain of China. Although the caves of the first two phases have been studied extensively, this study is the first comprehensive examination of the Yungang third-phase caves. It is also the first investigation of the interrelationship between the Yungang style and that of other sites such as Longmen and Gongxian, as well as individual caves in the Shanxi area. This work is based on a broad consultation of primary text material and, most importantly, on first hand site observations by the researcher, which are documented by an extensive photographic record.