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Zorgplichten in de effectenhandel /Baalen, Sander Bastiaan van. January 2006 (has links) (PDF)
Univ., Diss.--Groningen, 2006. / Mit Zsfassung in engl. Sprache.
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Turnabout : A ScreenplayWatson, Todd Lincoln 12 1900 (has links)
Turnabout, a feature-length screenplay with an accompanying critical essay, is the story of Michael Houston, a successful stockbroker in his late twenties whose unlikely romantic rendezvous with a bohemian art dealer leads him to realize that finding love often begins with a soul-searching journey into oneself.
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Personality Characteristics of Stockbrokers: Implications for Job Success, Stress, and BurnoutMartineau, Jessica 01 January 2008 (has links)
Research has illuminated high levels of burnout among stockbrokers and has identified significant correlations between elevated burnout levels and decreased work productivity, mental health, and quality of life (Cass, 2000; Millward, 2001). Though correlations between personality and job-related outcomes have been demonstrated with various professions, research on stockbrokers is noticeably lacking. One of the aims of the present study was to gain a better understanding of the individuals in this profession. Additionally, the study examined the income, job burnout, and job satisfaction levels of South Florida stockbrokers and the relationships between these job-related outcomes and personality characteristics.
Forty male stockbrokers between the ages of 22 and 34 participated in the study and completed the California Psychological Inventory, Maslach Burnout Inventory, Abridged Job Descriptive Index, and a demographic questionnaire. Hypothesis testing utilized seven personality subscales: Dominance, Capacity for Status, Social Presence, Sociability, Self-control, Responsibility and Femininity/Masculinity. Results revealed partial support for study hypotheses: stockbrokers differed significantly from business executives on Responsibility and Self-control. Income was significantly correlated with Dominance, Social Presence, Sociability, Self-control, and Femininity/Masculinity and modestly correlated with Responsibility. Job satisfaction was modestly correlated with Dominance and Social Presence. However, burnout was not significantly correlated with any of the personality subscales.
Stepwise multiple regression analysis utilizing the seven personality subscales to predict income revealed the best-fitting model to include Self-control and Dominance. The model containing Dominance, Capacity for Status, and Sociability was significantly predictive of satisfaction. However, no significant model emerged to predict burnout. When examining the interrelationships between job-related outcomes, satisfaction was positively correlated with income and negatively correlated with burnout; however, income and burnout were not significantly correlated.
This study offers partial support for Cass (2000) and Millward (2001): high levels of burnout were found among the stockbrokers, though no significant relationship was found between Depersonalization and income. Additionally, the current study found Personal Accomplishment to be positively correlated with income. Like previous research that has identified self-esteem as important to job performance and offsetting negative work environments, this study found that more confident stockbrokers earned higher incomes and endorsed higher satisfaction levels.
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The use of the internet as an investor relations tool : the case of JordanQasim, Amer January 2010 (has links)
This research extends our understanding of disclosure on the internet by considering a different research setting, namely Jordon. Two main objectives were addressed in this thesis; (1) to explore online status of listed companies and the extent to which websites are utilized to disclose IR-related information, and (2) to investigate factors influencing companies to have websites and to disclose IR information. The first objective involved a survey analysis in 2007. This showed that out of the 187 companies included in the survey, only 105 had active websites. A web-based scoring sheet was used to assess the level to which websites are utilized as an investor relations tool. Results revealed that websites are generally used to disseminate historical financial information that usually appears in paper based annual reports. The second objective of the study was approached through a mixed method paradigm, which employed quantitative and qualitative methods. The quantitative analysis showed that only two variables were found significant in predicting online presence; size and sector. On the other hand, the extent of web-based IR disclosure is positively significant with size, governmental ownership, institutional ownership, number of shareholders, and Banks. In addition it was found that this usage is significant and negative with company age. Semi-structured interviews with companies and market regulators were also carried out to investigate motivations and influences of online reporting. Interviewees explained that the decision to have an online presence was motivated by a desire to enhance company’s image and reputation, although the decision itself was often triggered by the decision to enter new, non-Jordanian markets. Moreover, the existence of international activities with other companies as well as merging with other international companies affected the way a company uses its website or how it updates and restructures the website’s components. In addition, management’s flexibility in facilitating the process of adopting new technologies was also pointed out by some interviewees as a factor affecting the level to which a company uses its website in general as well as for its IR activities in particular.
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Institutional investors and financial statement analysisChoi, Nicole Yunjeong. January 2009 (has links) (PDF)
Thesis (Ph. D.)--Washington State University, May 2009. / Title from PDF title page (viewed on June 1, 2009). "College of Business." Includes bibliographical references.
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Asynchronous simulations of a limit order bookGilles, Daniel January 2006 (has links)
No description available.
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Essays on strategic incentives for information revelationSerrano-Padial, Ricardo, January 2007 (has links)
Thesis (Ph. D.)--University of California, San Diego, 2007. / Title from first page of PDF file (viewed August 7, 2007). Available via ProQuest Digital Dissertations. Vita. Includes bibliographical references (p. 86-90).
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US-amerikanisches Kapitalmarktrecht und Internet : aufsichts- und haftungsrechtliche Fragen des Internet-Einsatzes bei Wertpapieremissionen und im Wertpapierhandel /Lotze, Sascha, January 2002 (has links) (PDF)
Univ., Diss.-2002--Osnabrück, 2001. / Literaturverz. S. 389 - 417.
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