An investigation into the transient impacts of flood loadings on earthen embankments was conducted. Two embankments were instrumented and monitored over a period of four years. One of these embankments was a levee located along the Mississippi River just north of Cairo, Illinois. The other embankment was part of a catchment basin at the Engineer Research and Development Center located in Vicksburg, MS. Tensiometer and porous block sensors were used to monitor the pore water pressures in the embankments. It was found that when measuring the field soil water retention, tensiometers were more responsive than porous block sensors at low suctions; although, at shallower depths, the tensiometer performance was limited during periods of extended drying. It was shown that during the start of flooding, pore water pressures in the embankment soils were near −10 kPa at depths less than 2 m, which was greater than the normally assumed hydrostatic conditions. An investigation into flood hydrographs collected from across the United States showed that flood durations could be hundreds of days long. These hydrographs were collected over a period of 10 years. It was found that the recorded peak flood stage exceeded the major flood stage 11% of the time. An uncouple transient seepage model of a 2015 Mississippi River flood event that occurred at the Cairo levee showed that an uncoupled model could simulate the field measurements; however, the material properties that resulted in the most accurate simulation differed from those measured in the laboratory. Soil water retention characteristics of the embankment soils were assessed, and it was found that laboratory measured soil water retention curves could be used to bracket field measurements. Slope stability analyses were performed as a proxy to assessing the progression of the wetting front in the levees. Accounting for the increase in shear strength due to the presence of matric suction resulted in minimal impacts to stability factors of safety for levee embankments during flood loadings. The results of this investigation will help to improve the reliability of transient seepage analyses and provides guidance for future embankment monitoring investigations. / Doctor of Philosophy / An investigation into the movement of flood water through flood control embankments was conducted. Typically, analysis of this phenomenon is performed independent of the effects of time. For this investigation, the impacts of time were considered. When considering the effects of time dependent loadings, an initial distribution of water pressures must be considered. Typical assumptions regarding these distributions were investigated using four years of sensor measurements from two embankments. These measurements were also used to investigate appropriate material properties when considering saturated and unsaturated soil properties necessary for these analyses. Results show that typical assumptions may not be appropriate regarding initial water pressure distributions. Additionally, recommendations for assigning material properties were provided and it was found that these types of analyses can simulate flood loadings, but a range of material properties must be explored to understand the full range of performance. The impact of these results will lead to better predictions of embankment performance during flood loadings.

Reservoir release patterns are determined by a number of purposes, the most fundamental of which is to manage water resources for human use. Managing our water resources means not only controlling the water in reservoirs but also determining the optimum release rate taking into account factors such as reservoir stability, power generation, water supply for domestic, industrial, and agricultural uses, and the river ecosystem. However, riverbank stability has generally not been considered as a factor, even though release rates may have a significant effect on downstream riverbank stability. Riverbank retreat not only impacts land properties but also damages structures along the river such as roads, bridges and even buildings. Thus, reservoir releases need to also take into account the downstream riverbank stability and erosion issues. The study presented here investigates the riverbank stability and erosion at five study sites representing straight as well as inside and outside channel meander bends located on the lower Roanoke River near Scotland Neck, North Carolina. Extensive laboratory and field experiments were performed to define the hydraulic and geotechnical properties of the riverbank soils at each site. Specifically, soil water characteristic curves were determined using six different techniques and the results compared to existing mathematical models. Hydraulic conductivity was estimated using both laboratory and in situ tests. Due to the wide range of experimentally obtained values, the values determined by each of the methods was used for transient seepage modeling and the modeling results compared to the actual ground water table measured in the field. The results indicate that although the hydraulic conductivities determined by in situ tests were much larger than those typically reported for the soils by lab tests, numerical predictions of the ground water table using the in situ values provided a good fit for the measured ground water table elevation. Shear strengths of unsaturated soils were determined using multistage suction controlled direct shear tests. The test method was validated, and saturated and unsaturated shear strength parameters determined. These parameters, which were determined on the basis of results from both laboratory and field measurements, and the associated boundary conditions, which took into account representative flow rates and patterns including peaking, drawdown and step-down scenarios, were then utilized for transient seepage analyses and slope stability analyses performed using SLIDE, a software package developed by Rocscience. The analyses confirmed that the riverbanks are stable for all flow conditions, although the presence of lower permeability soils in some areas may create excess pore water pressures, especially during drawdown and step-down events, that result in the slope becoming unstable in those locations. These findings indicate that overall, the current reservoir release patterns do not cause adverse impacts on the downstream riverbanks, although a gradual drawdown after a prolonged high flow event during the wet season would reduce unfavorable conditions that threaten riverbank stability. / Ph. D.

The main goal of this research is to quantitatively assess the resilience and vulnerability of geotechnical infrastructure to extreme events under a changing climate. In the first part, pertinent facts and statistics regarding California’s extreme drought and current status of its levees are presented. Weakening processes such as soil strength reduction, soil desiccation cracking, land subsidence and surface erosion, and oxidation of soil organic carbon are comprehensively evaluated to illustrate the devastating impacts that the California drought can have on earthen structures. In the second part, rainfall-triggered slope instabilities are analyzed using extreme precipitation estimates, derived using the historical stationary and a proposed future nonstationary approach. The extremes are integrated into a series of fully coupled 2D finite element simulations. The final part of this study investigates the impact of simultaneous variations in soil moisture and temperature changes in the California region on soil strength through a proposed thermo-hydro-mechanical framework.

Several hydraulic loadings impose earthen levees to time-dependent variably saturated seepage conditions. The main objective of this study is to improve the analysis of levees under transient seepage with the use of unsaturated soil mechanics. An extensive set of laboratory testing, field monitoring and numerical modeling are performed to analyze a silty sand setback levee located near Seattle, WA. In-situ data obtained from field monitoring are used to monitor suction and effective stress within the levee’s embankment and foundation over the past two years. Soil samples taken from the site are used to perform index, water retention, and unsaturated multi-stage triaxial tests in the laboratory. A finite element model of transient seepage under saturated-unsaturated conditions is then developed and calibrated to reasonably match the field data. The results highlight the need to consider unsaturated soil mechanics along with climatic variables and soil-atmosphere interaction when analyzing levees under transient seepage conditions.