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An appraisal of extraterritorial jurisdiction in competition law. / 競爭法中的域外管轄 / Jing zheng fa zhong de yu wai guan xia

Zhang, Chuqi. / Thesis (M.Phil.)--Chinese University of Hong Kong, 2010. / Includes bibliographical references (p. [141-151]). / Abstracts in English and Chinese. / Chapter Chapter I --- Introduction --- p.1 / Chapter 1.1. --- The Question --- p.1 / Chapter 1.1.1. --- Definition of Jurisdiction --- p.1 / Definition of Jurisdiction --- p.1 / Limits on Jurisdiction in International Law --- p.3 / Chapter 1.1.2. --- The Problem of Extraterritorial Jurisdiction --- p.3 / Basis for Jurisdiction in International Law --- p.3 / Extraterritorial Jurisdiction Problem --- p.4 / Chapter 1.1.3 --- Extraterritorial Jurisdiction based on Effect Principle --- p.5 / The Alcoa Case --- p.5 / After Alcoa Case --- p.6 / Key Question of This study --- p.7 / Chapter 1.2. --- Literature Review --- p.8 / Chapter 1.2.1. --- The Perspective of Jurisdictional Doctrine in International Law --- p.8 / Sovereignty Concern --- p.8 / Concurrent Jurisdiction & Conflicting Jurisdiction --- p.9 / In the Context of Globalization --- p.10 / Chapter 1.2.2. --- Evaluating Effect Principle and Its Development --- p.12 / "Development of Effect Principle´ؤ´ؤ""Direct, Substantial, and Reasonably Foreseeable Effect""" --- p.12 / Restriction on Effect Principle´ؤInternational Comity --- p.14 / Restriction on Effect principle´ؤ´ؤReasonableness --- p.16 / Chapter 1.2.3. --- From the Perspective of International Competition Law --- p.18 / International Competition Law --- p.18 / Appraisal of Extraterritorial Jurisdiction in International Competition Law --- p.19 / Chapter 1.3. --- Structure of the Thesis --- p.20 / Chapter 1.3.1 --- Inadequacies of the Research on Extraterritorial Jurisdiction in Competition Law --- p.20 / Chapter 1.3.1. --- Approach of This Study --- p.21 / Chapter 1.3.2. --- Structure of the Study --- p.21 / Chapter Chapter II. --- Theoretical Framework --- p.23 / Chapter 2.1 --- Strict Territoriality --- p.24 / Chapter 2.1.1. --- Theoretical Foundation --- p.24 / Definition of State --- p.24 / Territoriality of Sovereignty --- p.25 / Chapter 2.1.2. --- Jurisdiction Rules in Strict Territoriality Theory --- p.26 / Exclusive Territory Principle --- p.26 / National Principle´ؤthe Only Exception --- p.28 / Effect Principle in Strict Territoriality Theory --- p.29 / Chapter 2.1.3. --- Reflections on Strict Territoriality --- p.31 / Appraisal of Strict Territoriality Theory --- p.31 / Challenge of Globalization to Strict Territoriality Theory --- p.32 / The Appraisal under International Law´ؤS.S. Lotus case --- p.33 / Chapter 2.2. --- Close connection theory --- p.34 / Chapter 2.2.1 --- Theoretical Foundation --- p.34 / Concept of State --- p.34 / Sovereignty and Allocation of Power --- p.35 / International Comity --- p.36 / Chapter 2.2.2. --- Jurisdictional Rules --- p.37 / Contact/connection/link --- p.37 / The Requirement of Reasonableness --- p.38 / Chapter 2.2.3. --- Appraisal of Close connection theory --- p.40 / Approval for Close connection theory --- p.40 / Criticisms on Close connection theory --- p.40 / Chapter Chapter III. --- Effect Principle in Practice --- p.42 / Chapter 3.1. --- Anticompetitive Effect in Competition Law --- p.43 / Chapter 3.1.1. --- Brief Introduction of Competition Law --- p.43 / Chapter 3.1.2. --- Anticompetitive Effect --- p.46 / Anticompetitive Activities --- p.46 / Anticompetitive effect --- p.46 / Chapter 3.2. --- National Connection in Competition Law --- p.47 / Chapter 3.2.1. --- Transnational Corporation and Its Nationality --- p.48 / Nationality of Corporations --- p.48 / Transnational Actors --- p.49 / Chapter 3.2.2. --- Home State Lacks Incentives to Regulate Transnational Anticompetitive Activities --- p.52 / State's Incentive to Regulate --- p.52 / Example: Export Cartel Exemption in the United States --- p.54 / Chapter 3.3. --- Territorial Connection in Extraterritorial Cases in Competition Law --- p.56 / Chapter 3.3.1. --- Establish A Territorial Connection Through Subsidiary --- p.56 / Parent & Subsidiary --- p.56 / Dyestuff Case --- p.59 / Chapter 3.3.2. --- Implementation Principle in the European Union --- p.59 / Woodpulp case --- p.59 / Relationship between Implementation Principle & Effect principle --- p.61 / Chapter 3.4. --- Development of Effect Principle --- p.61 / Chapter 3.4.1. --- Effect on Domestic Commerce --- p.63 / Foreign Trade Antitrust Improvements Act --- p.63 / Chapter 3.4.2. --- Effect on Export --- p.64 / Footnote 159 --- p.64 / Effect on Export --- p.65 / Chapter 3.4.3. --- "Direct, Substantial & Reasonably Foreseeable Effect" --- p.67 / "The Application of The Direct, Substantial and Reasonably Foreseeable Effect" --- p.67 / Direct Effect --- p.68 / Substantial Effect --- p.70 / Reasonably Foreseeable Effect --- p.70 / Chapter 3.5. --- Conclusion --- p.71 / Chapter Chapter IV. --- Aftermaths of Extraterritorial jurisdiction --- p.73 / Chapter 4.1 --- Inefficient Enforcement --- p.73 / Chapter 4.1.1 --- Extraterritorial Enforcement Practice --- p.73 / The Grey Area --- p.75 / Chapter 4.1.2 --- Conflicts caused by Extraterritorial Jurisdiction: Uranium Litigation --- p.76 / Chapter 4.1.3 --- Response to Extraterritorial Jurisdiction: Blocking Statutes --- p.77 / Discovery-blocking statutes --- p.77 / Judgment blocking statutes --- p.79 / Clawback provision --- p.79 / Chapter 4.1.4 --- Application of Blocking Statutes: Laker Airway Litigation --- p.80 / Chapter 4.2 --- Concurrent jurisdiction --- p.81 / Chapter 4.2.1 --- Introduction --- p.81 / Chapter 4.2.2 --- Multinational Merger Control --- p.83 / The Characteristics of Merger Control --- p.83 / Example I: Boeing case --- p.84 / Example II: GE/Honeywell Merger case --- p.85 / Chapter 4.2.3 --- Problems with Concurrent Jurisdiction --- p.85 / Transaction Cost --- p.85 / Conflict and Bias --- p.87 / Chapter 4.3 --- Global welfare --- p.87 / Chapter 4.3.1 --- Different Competition Laws in Different States --- p.87 / Reexamining GE/Honeywell case --- p.87 / Are differences between substantive competition laws avoidable? --- p.88 / Chapter 4.3.2 --- Discrepancy between National Optimum and Global Optimum --- p.89 / Strict law wins --- p.39 / Definition of Efficiency in Economics --- p.90 / Chapter 4.4 --- Conclusion --- p.91 / Chapter Chapter V. --- Transnational Regulatory Modes --- p.93 / Chapter 5.1.1. --- Auxiliary mode based on Comity: EU-US Cooperation --- p.96 / US' Experience in Bilateral Cooperation --- p.96 / Positive Comity --- p.97 / Development of Positive Comity --- p.98 / Chapter 5.1.2. --- Auxiliary mode Based on Harmonization: Cooperation between Australia and New Zealand --- p.100 / Harmonization in Substantive Rules --- p.100 / Bilateral Jurisdiction --- p.101 / Chapter 5.1.3. --- The Role played by International Organizations --- p.102 / Characteristics of OECD --- p.102 / Promoting Convergence of Substantive Rules --- p.102 / Promoting Cooperation Between States --- p.103 / Chapter 5.1.4. --- Appraisal and Limits --- p.104 / Chapter 5.2 --- Supplementary mode --- p.105 / Chapter 5.2.1. --- Relationship between Trade Law and Competition Law --- p.106 / Compatibility --- p.106 / Differences --- p.107 / Chapter 5.2.2. --- "WTO,s role in promoting the adoption of Competition law" --- p.108 / Characteristics of Competition Rules in WTO --- p.109 / Promote the Adoption of Competition Law --- p.109 / Chapter 5.2.3. --- WTO's Role in Mitigating Distorting Effect Resulting from State Interest --- p.110 / Obliging States to Implement Competition Law in A Just Way --- p.110 / Remedy for Improper Implementation of Competition Law --- p.111 / Chapter 5.2.4. --- WTO's role in Regulating States' Behavior That May Have An Anticompetitive Effect --- p.111 / Safeguard Agreement --- p.112 / The Kodak-Fuji Film case --- p.112 / Chapter 5.3 --- Alternative mode --- p.113 / Chapter 5.3.1. --- Two Aspects of Common Market --- p.115 / The Internal Aspect of Common Market --- p.115 / The External Aspect of Common Market --- p.116 / Chapter 5.3.2. --- Harmonization in Substantive Competition Law --- p.116 / The Status of the Agreement --- p.116 / Competition law of Member States --- p.117 / Chapter 5.3.3. --- Supranational Institution --- p.117 / The Function of a Supranational Institution --- p.117 / The Jurisdiction of Supranational Institution --- p.118 / Chapter 5.3.4. --- Alternative mode at the Global Level --- p.119 / Past Efforts to Create an Alternative mode --- p.119 / Criticism on international competition law --- p.120 / Chapter Chapter VI. --- Conclusion --- p.122 / Chapter 6.1. --- Legitimacy of Extraterritorial Jurisdiction in Competition Law --- p.122 / Chapter 6.1.1. --- A Refined Doctrine of Jurisdiction --- p.122 / Demise of Territoriality --- p.122 / The Close Connection Theory --- p.123 / Chapter 6.1.2. --- Extraterritorial Jurisdiction on Competition Law --- p.125 / Effect as a Close Connection --- p.125 / Reasonableness of Effect Principle --- p.127 / Territoriality and Democracy Concern --- p.128 / Chapter 6.2. --- Sufficiency of Extraterritorial Jurisdiction in Competition Law --- p.130 / Chapter 6.2.1. --- Inadequacies of Extraterritorial Jurisdiction in Competition Law --- p.130 / State as a Regulator in Globalization --- p.132 / Inadequacies of Extraterritorial Jurisdiction in Competition Law --- p.133 / Chapter 6.2.2. --- Three Regulatory Modes in International Competition Law --- p.134 / Types of Transnational Regulatory Modes --- p.134 / Implication of the Three Modes --- p.136 / Conclusion --- p.138 / Bibliography --- p.141

Identiferoai:union.ndltd.org:cuhk.edu.hk/oai:cuhk-dr:cuhk_327153
Date January 2010
ContributorsZhang, Chuqi., Chinese University of Hong Kong Graduate School. Division of Law.
Source SetsThe Chinese University of Hong Kong
LanguageEnglish, Chinese
Detected LanguageEnglish
TypeText, bibliography
Formatprint, 140, [11] p. ; 30 cm.
RightsUse of this resource is governed by the terms and conditions of the Creative Commons “Attribution-NonCommercial-NoDerivatives 4.0 International” License (http://creativecommons.org/licenses/by-nc-nd/4.0/)

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