Selected issues of the last phase of transposing MiFID II into Czech law Abstract Financial market regulation is a dynamic area that is still undergoing a process of unification within the European Union. Likewise, the financial markets themselves are significantly affected by new trends and the speed of progress. This work examines selected issues that arose during the last phase of transposing the updated Markets in Financial Instruments Directive (MiFID II) into Czech law. The primary focus of this work is to identify selected statues and areas based on the MiFID II directive, analyze their legislation, and compare them with domestic legislation. This analysis primarily focuses on the area of investment services with an advisory element, and therefore topics such as general principles for ensuring the protection of retail investors, principles of professional care, and the knowledge and expertise of persons providing investment services are of particular interest. The subjects of tests of suitability and independent versus nonindependent investment advice are also discussed. These areas were analyzed and compared within the framework of European and domestic legislation, and many evaluative opinions were expressed, including identifying areas that I consider problematic. In order for these research areas...
| Identifer | oai:union.ndltd.org:nusl.cz/oai:invenio.nusl.cz:435303 |
| Date | January 2020 |
| Creators | Uherík, Štěpán |
| Contributors | Sejkora, Tomáš, Boháč, Radim |
| Source Sets | Czech ETDs |
| Language | Czech |
| Detected Language | English |
| Type | info:eu-repo/semantics/masterThesis |
| Rights | info:eu-repo/semantics/restrictedAccess |
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