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Yes / This article aims to assess critically different definitions and indicators of smart cities. Drawing on exemplary case studies, the author proposes a typology of four categories of smart cities: type A are the world leaders who pioneer ideas not predicated on smart city projects; type B are aspirational cities punching above their weight; type C are surprise transformers that use the smart city concept to propel real transformation; and type D are cases where smart city projects do not directly address the main urban problems. The discussion highlights the need to prevent ‘smart-wash’ by avoiding superficial technological solutions that chase symptoms but not causes of some of the complex urban challenges that they are intending to address. In conclusion, the author considers the public policy implications of applying these typologies to cities in general with particular reference to the Global South / British Academy: [grant number IPM 15008]

This work is a study in urban history, in particular, one that examines a crucial period in the rise and development of large cities and metropolises in the region of Sogdiana within Central Asia, between the seventh and tenth centuries. The primary focus of inquiry is to show the effects of inter-relationships between social change, intense urbanization and religious conversions that occurred within Sogdiana at this time. All of these processes were initiated as a result of the Arab invasions between 625 and 750 A.D. Sogdia or Sogdiana, along with the regions of Bactria and Khwarazm, were incorporated into the Islamic world through the process of conquest that followed these invasions, but once resistance was extinguished and Islam widely accepted among the populace, these regions became among the most vital centers of urban life in the Islamic world. Sogdiana, among these three regions, witnessed the rise, change and unprecedented development of many large metropolises that were distinct in several ways from the cities in other parts of the Islamic world. Traditional cities in the Islamic world further west and south of Central Asia had a dense structure within an encircling wall, and eventually the residential areas were found to extend beyond the wall, only themselves to be eventually protected by another wall. However, in Central Asia yet another further stage of development took place. Here the main administrative functions and markets moved out into this outer residential area and abandoned the central core. This outer area of the city (the rabad) became the locus of political and commercial activity. In due course the process repeated itself - the residential areas overflowing beyond the walls of the rabad, only themselves to be surrounded by a third outer wall. In this way the Central Asian city developed into a distinct type, markedly different from cities further west and south.

This dissertation explores the application of spatial organization models to medieval Islamic urbanism. In particular, the systems of urban settlements in Mesopotamia and Persia during the ninth and tenth centuries A.D. are investigated, depending primarily on medieval indigenous sources. The study of Islamic urbanism in general, and medieval Islamic urbanism in particular, remained for a long time obscured by an inadequate single perspective: the "Islamic city" as an individual social entity occupying a fixed geographical area. The conventional approach can be criticized for its restricted focus on Islamic cultural tradition as the only explanatory variable and for its search for an ideal-type construct in the tradition of Western urban-ecological writings of the first half of the twentieth century. The alternative approach put forward in the present thesis examines the city as part of a larger urban network extending over several regions. It is argued that the application of spatial organization models to medieval Islamic urbanism will help to clarify the place and role of cities in both the regional and national structures and will provide a suitable framework for comparing the stages of urban and regional development. Following a historical perspective, the study results indicate the sequence in the evolution of a distinctive form of Islamic urbanism through the operation of several spatial processes. Such processes signify the expansion, assimilation, and integration of urban settlements in former Sasanian lands. Analysis of the road network provides the necessary framework by which interurban contacts are examined on both the national and the regional levels. Hierarchical organization of space and settlement interdependencies are further demonstrated by the analysis of long-distance kharaj (land tax) mobility. This medieval fiscal system is used as a surrogate for human spatial interaction and is supplemented by an evidence for the existence of an urban hierarchy derived from the actual methods and approaches used by the medieval Arab geographers themselves. The findings of the present study demonstrate the evidence for the evolution first of a nationally integrated urban system and second of several regionally organized urban subsystems.

La question des villes moyennes ou intermédiaires a été largement débattue, en raison de la difficulté à établir leur définition. Un système de villes moyennes particulier est situé au sud du Chili, constitué par les régions de La Araucanía, Los Ríos et Los Lagos. Ce système présente une configuration spatiale plutôt monocentrique, où les interactions entre villes sont développées à l'intérieur de chaque région et, par conséquence, les liens transfrontaliers sont faibles voire inexistants. Les centres urbains à l'intérieur de chaque région développent différents types de configuration spatiale, tant à un niveau régional et que local. Cette thèse a cherché à comprendre les concepts de ville intermédiaire ou moyenne et à les stabiliser, pour pouvoir mieux comprendre le système de villes moyennes du sud du Chili à partir d'une analyse de réseau et du degré de cohésion des différentes villes. Le réseau qui organise ce système est déterminé principalement par les relations hiérarchiques et de type vertical. Ainsi, il existe un élevé degré de dépendance à l'égard des capitales régionales, ce qui organise un réseau monocentrique à l'intérieur de chaque espace régional, où il serait encore possible de trouver des villes isolées. Le degré de polycentrisme pour l'ensemble du système a été estimé moyen à faible. Cette situation est encore plus dramatique au sein de chaque espace régional. Les relations spatiales entre centres urbains se réalisent à deux échelles. Dans la première, trois types d'organisation spatiale se mettent en place et dans la deuxième, trois types d'organisation spatiale ont lieu entre des paires de nœuds du réseau. / Medium-size cities have been the subject of profound debate given their complexity in order to define them. A particular system consisting of this type of cities is located in southern Chile, an area which comprises the regions of La Araucania, Los Ríos and Los Lagos. This system seems to have a monocentric configuration, where interactions between population centers would be arranged within each region and therefore trans-border links would be weak or not present. In addition to that, urban centers that compose the system would have differentiated spatial patterns, both at a regional and local scale. In this sense, this thesis tries to understand the concept of medium-size and intermediate cities and stabilize it, to understand the system of cities of southern Chile thanks to a network approach and the analysis of the cohesion degree in urban centers. The network that organizes this system is determined largely by relations of hierarchical and vertical type, having a high degree of dependency of small cities within a region to each of the regional capitals, which organizes a moncentric network within each regional area, including identifying isolated towns. The degree of polycentrism for the entire system is low and this situation is even deeper within each regional area. The spatial relationships between urban centers are in two scales, first to set up three types of spatial organization and second presents three types of spatial organization that develop between pairs of nodes in the network.

The diploma thesis is focused on the Smart Cities concept in the Czech Republic. The aim of the thesis is to get an overview of foreigner and Czech cities that are successful in implementing the Smart Cities concept. The main aim of the thesis is to evaluate the possibility of applying Smart Cities principles in a city České Budějovice. The thesis is based on a study of scientific literature, strategic or conceptual documents and the examples of "best practice". The draft of Smart City concept České Budějovice results from the questionnaire survey and the conducted interviews.

The construction of a guiding methodological framework for local sustainability assessment is a key to achieving a sustainable future. This study develops an approach to local sustainability assessment (ALSA), a methodological framework that facilitates the formulation, selection and prioritisation of key indicators to guide the assessment of city sustainability at a local level in Middle Eastern cities. Based on a literature review, this research devised a methodological framework, ALSA, which is a combination of the Commission on Sustainable Development’s (CSD)Theme Indicator Framework (2001) (themes, sub themes and indicators) and a Goal-Based Framework (indicators that most directly reflect the issues of a case study and its local communities and stakeholders). This combination framework is shown to be more appropriate in this instance than other types of frameworks, in terms of overcoming some inherent weaknesses, leading to the adoption of a top-down / bottom-up approach. Such an approach is shown to be the best way of developing indicators which are (top-down) scientifically valid and generic with (bottom-up) stakeholder and local communities needs. The ALSA methodological framework involves four steps, which are: issue identification, objective formulation, indicator formulation and indicator selecting and ranking. The first set of proposed indicators contained 98 indicators. This set of proposed indicators was revised and analysed by means of a series of shared ideas from literature and through consultation with experts from specific areas, using a workshop format. This revision stage was used to reformulate and select valid and useful indicators (comparable, measurable, and sensitive). The second set of valid and useful indicators (after the first revisions) contains 57 indicators. The indicators were ranked on the basis of priority to identify a final set of indicators that cover the four dimensions of sustainability, which are defined within this work as environmental, social, economic and institutional. The evaluation (SWOT analysis) of this framework was examined during this study. The city of Hilla, Iraq, was selected as a case study to prove the applicability of the ALSA methodological framework in a real world case study. It is argued that this study is pioneering in adding knowledge and understanding of the development of a methodological framework to provide local sustainability indicators in a post-conflict, Middle Eastern city in an oil-rich country. It is concluded that the ALSA methodological framework provides an efficient and rigorous approach for the formulation, selection and prioritization of key indicators that will measure and encapsulate the essence of a sustainable city and could help Middle Eastern cities achieve higher levels of progress towards sustainability in practice.

This thesis argues for the significance of urban resilience in sustainable urban development as well as for the necessity for practitioners to engage with this new emerging concept. It does so with a theoretical contribution to the definition of urban resilience, and with case studies analysis that help develop practical pathways to its attainment. For this purpose, the author has used a particular existing method (the Urban Futures method) developed within the EPSRC-funded four-year Urban Futures research programme. The author, as a member of the inter-disciplinary research team and of the sub-team of the ‘Surface Built Environment and Open Spaces’ work package, was instrumental to the development of that method, particularly for those aspects that pertain specifically to urban design and planning. In the section 5.3.3 the personal contribution of the author is described in detail. Moreover, interviews with practitioners presented in the chapter four, which constitute an essential part of the thesis, were conducted together with Dr. Maria Caserio, another team member of the work package mentioned above. She contributed to select interviewees, carry out the interviews, draft the transcripts, and discuss findings. However, the principal input in all these phases of the research comes exclusively from the author. The case studies presented in chapter six were also developed by the author throughout the course of the research programme. The chapter is based on papers that have been published or accepted for publication in peer-reviewed journals (Caputo et al, 2012; Caputo et al (forthcoming)), and on conference papers accepted for oral presentation (Caputo and Gaterell, 2011; Caputo and Gaterell, 2012) in two important international conferences: the Sustainable buildings conference - Helsinki, 2011; and the 1st International Conference on Urban Sustainability and Resilience - London, 2012. Likewise, chapter five introducing the Urban Futures method as well as the process of selection and modification of the future scenarios that are at its heart, is based on papers published in peer-reviewed journals, and on a book dedicated to the Urban Futures method printed by the Building Research Establishment, which the author has co-authored (Hunt et al, 2012; Boyko et al, 2012; Lombardi et al, 2012). Finally, chapter three and four presenting the literature review and the interviews to practitioners are based on an article submitted to a peer-reviewed journal, which the author has revised in response to reviewers’ comments and that is in the course of resubmission (Caputo, et al - Designing a resilient urban system. Submitted to Journal of Urbanism).

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Archaeological studies of early civilizations in southwestern Asia concentrate on the evolution of urbanism and the state, and generally assume that cities were the foci of complex societies. However, some early civilizations may represent largely extinct forms of complex, but essentially rural, society. Archaeological concepts of urbanism and urbanization are reviewed and critiqued. Rural communities are defined as agriculturally self-sufficient, while cities have populations too large for independent agricultural subsistence. Ethnographic and historical data are used to propose size classifications for ancient "urban" and "rural" settlements in Mesopotamia and the southern Levant. Survey data show that Mesopotamia is characterized aptly as a "Heartland of Cities," in which urban centers restructured regional settlement systems. The southern Levant is reconsidered as a "Heartland of Villages," in which Bronze Age populations grew, and social complexity developed, primarily in the countryside with little urban influence. The nature of this "rural complexity" is illuminated by excavated data from Tell el-Hayyat and Tell Abu en-Niᶜaj in the Jordan Valley. Niᶜaj suggests the importance of sedentary rural agriculture during the otherwise "pastoralized" Early Bronze IV Period. Middle Bronze II temples at Hayyat, a diminutive village site, exemplify social institutions normally interpreted as "urban" in distinctly rural settings. Neutron activation analysis is used to investigate rural pottery manufacture and exchange in the Jordan Valley. A brief excursus proposes a means of distinguishing trace element signatures of clays from those of non-clay inclusions in archaeological ceramics. This revised method reveals that some villages specialized in fine ware production during the absence of towns in Early Bronze IV, and that fine ware production continued in villages despite the reappearance of towns in Middle Bronze II. Thus, economic and social differentiation had characteristically rural manifestations, and Bronze Age society in the southern Levant should be reconsidered as a distinct and provocative case of "rural complexity" in a "Heartland of Villages."