In this thesis, the problem of quantifying the Pareto optimal boundary of the achievable rate region is considered over multiple-input single-output(MISO)interference channels, where the problem boils down to solving a sequence of convex feasibility problems after certain transformations. The feasibility problem is solved by two new distributed optimal beam forming algorithms, where the first one is to parallelize the computation based on the method of alternating projections, and the second one is to localize the computation based on the method of cyclic projections. Convergence proofs are established for both algorithms.

The cognitive radio (CR) concept is expected to be adopted along with many technologies to meet the requirements of the next generation of wireless and mobile systems, the 5G. Consequently, it is important to determine the performance of the CR systems with respect to these requirements. In this thesis, after briefly describing the 5G requirements, we present three main directions in which we aim to enhance the CR performance. The first direction is the reliability. We study the achievable rate of a multiple-input multiple-output (MIMO) relay-assisted CR under two scenarios; an unmanned aerial vehicle (UAV) one-way relaying (OWR) and a fixed two-way relaying (TWR). We propose special linear precoding schemes that enable the secondary user (SU) to take advantage of the primary-free channel eigenmodes. We study the SU rate sensitivity to the relay power, the relay gain, the UAV altitude, the number of antennas and the line of sight availability. The second direction is the scalability. We first study a multiple access channel (MAC) with multiple SUs scenario. We propose a particular linear precoding and SUs selection scheme maximizing their sum-rate. We show that the proposed scheme provides a significant sum-rate improvement as the number of SUs increases. Secondly, we expand our scalability study to cognitive cellular networks. We propose a low-complexity algorithm for base station activation/deactivation and dynamic spectrum management maximizing the profits of primary and secondary networks subject to green constraints. We show that our proposed algorithms achieve performance close to those obtained with the exhaustive search method. The third direction is the energy efficiency (EE). We present a novel power allocation scheme based on maximizing the EE of both single-input and single-output (SISO) and MIMO systems. We solve a non-convex problem and derive explicit expressions of the corresponding optimal power. When the instantaneous channel is not available, we present a simple sub-optimal power that achieves a near-optimal EE. The simulations show that the sub-optimal solution is very close to the optimal one. In the MIMO case, we show that adopting more antennas is more energy efficient.

The capacity of multiuser wireless network, unclear for many years, has always been a hot research topic. Many different operation schemes and coding techniques have been proposed to enlarge the achievable rate region. And omnidirectional relay scheme is one of them. This thesis mainly works on the achievable region of the all-source all-cast network with omnidirectional relay scheme. In order to better understand this problem, we first describe the half-duplex model on the one-dimensional and two-dimensional regular networks. And we present an optimal operation scheme for them to have the maximum achievable rate. For the one-dimensional general network, we proposed an achievable region that indicates valued improvement compared to the previous results. In the full-duplex model of the one-dimensional general network, the maximum achievable rate is presented with a simpler proof in comparison with the previous results. In this thesis, we also show some discussions on more general networks.

The capacity of multiuser wireless network, unclear for many years, has always been a hot research topic. Many different operation schemes and coding techniques have been proposed to enlarge the achievable rate region. And omnidirectional relay scheme is one of them. This thesis mainly works on the achievable region of the all-source all-cast network with omnidirectional relay scheme. In order to better understand this problem, we first describe the half-duplex model on the one-dimensional and two-dimensional regular networks. And we present an optimal operation scheme for them to have the maximum achievable rate. For the one-dimensional general network, we proposed an achievable region that indicates valued improvement compared to the previous results. In the full-duplex model of the one-dimensional general network, the maximum achievable rate is presented with a simpler proof in comparison with the previous results. In this thesis, we also show some discussions on more general networks.

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abstract: Cognitive radio (CR) and device-to-device (D2D) systems are two promising dynamic spectrum access schemes in wireless communication systems to provide improved quality-of-service, and efficient spectrum utilization. This dissertation shows that both CR and D2D systems benefit from properly designed cooperation scheme. In underlay CR systems, where secondary users (SUs) transmit simultaneously with primary users (PUs), reliable communication is by all means guaranteed for PUs, which likely deteriorates SUs’ performance. To overcome this issue, cooperation exclusively among SUs is achieved through multi-user diversity (MUD), where each SU is subject to an instantaneous interference constraint at the primary receiver. Therefore, the active number of SUs satisfying this constraint is random. Under different user distributions with the same mean number of SUs, the stochastic ordering of SU performance metrics including bit error rate (BER), outage probability, and ergodic capacity are made possible even without observing closed form expressions. Furthermore, a cooperation is assumed between primary and secondary networks, where those SUs exceeding the interference constraint facilitate PU’s transmission by relaying its signal. A fundamental performance trade-off between primary and secondary networks is observed, and it is illustrated that the proposed scheme outperforms non-cooperative underlay CR systems in the sense of system overall BER and sum achievable rate. Similar to conventional cellular networks, CR systems suffer from an overloaded receiver having to manage signals from a large number of users. To address this issue, D2D communications has been proposed, where direct transmission links are established between users in close proximity to offload the system traffic. Several new cooperative spectrum access policies are proposed allowing coexistence of multiple D2D pairs in order to improve the spectral efficiency. Despite the additional interference, it is shown that both the cellular user’s (CU) and the individual D2D user's achievable rates can be improved simultaneously when the number of D2D pairs is below a certain threshold, resulting in a significant multiplexing gain in the sense of D2D sum rate. This threshold is quantified for different policies using second order approximations for the average achievable rates for both the CU and the individual D2D user. / Dissertation/Thesis / Doctoral Dissertation Electrical Engineering 2017

Nanoscale communication is appealing domain in nanotechnology. There are many existing nanoscale communication methods. In addition to these, novel techniques can be derived depending on the naturally existing phenomena such as molecular communication. It uses molecules as an information carrier such as molecular motors, pheromones and neurotransmitters for neuro-spike communication. Among them, neuro-spike communication is a vastly unexplored area. The ultimate goal of this thesis is to accurately investigate it by obtaining a realistic physical channel model. This model can be exploited in different disciplines. Furthermore, the model can help designing novel artificial nanoscale communication paradigms. The modeled channel is analyzed regarding the error probability of detecting spikes depending on channel parameters. Moreover, channel delay is characterized and information theoretical analysis of packet release mechanism in the channel is performed. The modeled channel is extended to multi-input single output terminal. In this case, input neurons can simultaneously send information through the same synapse leading to interference. However, there is an interference repressing technique in these synapses called automatic gain control. It decreases the interference level observed on weaker signal. The first aim for this case is to define the interference channel at synapse having automatic gain control. The second aim is to analyze the achievable rate region of this channel. The analysis shows that gain control mechanism prevents the decrease in achievable rate region because of the weaker signal. Moreover, power, firing rate and number of stronger inputs do not affect the achievable rate region.

Sustainably realizing applications of the future with high performance demands requires that energy efficiency becomes a central design criterion for the entire system. For example, the power consumption of the analog-to-digital converter (ADC) can become a major factor when transmitting at large bandwidths and carrier frequencies, e.g., for ultra-short range high data rate communication. The consumed energy per conversion step increases with the sampling rate such that high resolution ADCs become unfeasible in the sub-THz regime at the very high sampling rates required. This makes signaling schemes adapted to 1-bit quantizers a promising alternative. We therefore quantify the performance of bandlimited 1-bit quantized wireless communication channels using techniques like oversampling and faster-than-Nyquist (FTN) signaling to compensate for the loss of achievable rate. As a limiting case, we provide bounds on the mutual information rate of the hard bandlimited 1-bit quantized continuous-time – i.e., infinitely oversampled – additive white Gaussian noise channel in the mid-to-high signal-to-noise ratio (SNR) regime. We derive analytic expressions using runlength encoded input signals. For real signals the maximum value of the lower bound on the spectral efficiency in the high-SNR limit was found to be approximately 1.63 bit/s/Hz. Since in practical scenarios the oversampling ratio remains finite, we derive bounds on the achievable rate of the bandlimited oversampled discrete-time channel. These bounds match the results of the continuous-time channel remarkably well. We observe spectral efficiencies up to 1.53 bit/s/Hz in the high-SNR limit given hard bandlimitation. When excess bandwidth is tolerable, spectral efficiencies above 2 bit/s/Hz per domain are achievable w.r.t. the 95 %-power containment bandwidth. Applying the obtained bounds to a bandlimited oversampled 1-bit quantized multiple-input multiple-output channel, we show the benefits when using appropriate power allocation schemes. As a constant envelope modulation scheme, continuous phase modulation is considered in order to relieve linearity requirements on the power amplifier. Noise-free performance limits are investigated for phase shift keying (PSK) and continuous phase frequency shift keying (CPFSK) using higher-order modulation alphabets and intermediate frequencies. Adapted waveforms are designed that can be described as FTN-CPFSK. With the same spectral efficiency in the high-SNR limit as PSK and CPFSK, these waveforms provide a significantly improved bit error rate (BER) performance. The gain in SNR required for achieving a certain BER can be up to 20 dB. / Die nachhaltige Realisierung von zukünftigen Übertragungssystemen mit hohen Leistungsanforderungen erfordert, dass die Energieeffizienz zu einem zentralen Designkriterium für das gesamte System wird. Zum Beispiel kann die Leistungsaufnahme des Analog-Digital-Wandlers (ADC) zu einem wichtigen Faktor bei der Übertragung mit großen Bandbreiten und Trägerfrequenzen werden, z. B. für die Kommunikation mit hohen Datenraten über sehr kurze Entfernungen. Die verbrauchte Energie des ADCs steigt mit der Abtastrate, so dass hochauflösende ADCs im Sub-THz-Bereich bei den erforderlichen sehr hohen Abtastraten schwer einsetzbar sind. Dies macht Signalisierungsschemata, die an 1-Bit-Quantisierer angepasst sind, zu einer vielversprechenden Alternative. Wir quantifizieren daher die Leistungsfähigkeit von bandbegrenzten 1-Bit-quantisierten drahtlosen Kommunikationssystemen, wobei Techniken wie Oversampling und Faster-than-Nyquist (FTN) Signalisierung eingesetzt werden, um den durch Quantisierung verursachten Verlust der erreichbaren Rate auszugleichen. Wir geben Grenzen für die Transinformationsrate des Extremfalls eines strikt bandbegrenzten 1-Bit quantisierten zeitkontinuierlichen – d.h. unendlich überabgetasteten – Kanals mit additivem weißen Gauß’schen Rauschen bei mittlerem bis hohem Signal-Rausch-Verhältnis (SNR) an. Wir leiten analytische Ausdrücke basierend auf lauflängencodierten Eingangssignalen ab. Für reelle Signale ist der maximale Wert der unteren Grenze der spektralen Effizienz im Hoch-SNR-Bereich etwa 1,63 Bit/s/Hz. Da die Überabtastrate in praktischen Szenarien endlich bleibt, geben wir Grenzen für die erreichbare Rate eines bandbegrenzten, überabgetasteten zeitdiskreten Kanals an. Diese Grenzen stimmen mit den Ergebnissen des zeitkontinuierlichen Kanals bemerkenswert gut überein. Im Hoch-SNR-Bereich sind spektrale Effizienzen bis zu 1,53 Bit/s/Hz bei strikter Bandbegrenzung möglich. Wenn Energieanteile außerhalb des Frequenzbandes tolerierbar sind, können spektrale Effizienzen über 2 Bit/s/Hz pro Domäne – bezogen auf die Bandbreite, die 95 % der Energie enthält – erreichbar sein. Durch die Anwendung der erhaltenen Grenzen auf einen bandbegrenzten überabgetasteten 1-Bit quantisierten Multiple-Input Multiple-Output-Kanal zeigen wir Vorteile durch die Verwendung geeigneter Leistungsverteilungsschemata. Als Modulationsverfahren mit konstanter Hüllkurve betrachten wir kontinuierliche Phasenmodulation, um die Anforderungen an die Linearität des Leistungsverstärkers zu verringern. Beschränkungen für die erreichbare Datenrate bei rauschfreier Übertragung auf Zwischenfrequenzen mit Modulationsalphabeten höherer Ordnung werden für Phase-shift keying (PSK) and Continuous-phase frequency-shift keying (CPFSK) untersucht. Weiterhin werden angepasste Signalformen entworfen, die als FTN-CPFSK beschrieben werden können. Mit der gleichen spektralen Effizienz im Hoch-SNR-Bereich wie PSK und CPFSK bieten diese Signalformen eine deutlich verbesserte Bitfehlerrate (BER). Die Verringerung des erforderlichen SNRs zur Erreichung einer bestimmten BER kann bis zu 20 dB betragen.

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[pt] Os sistemas de múltiplas entradas e múltiplas saídas (MIMO) empregam um número crescente de antenas, o que leva a relevantes consumo de energia e custo de hardware dos front-ends correspondentes. Nesse contexto, o uso de conversores analógico-digitais (ADCs) de baixa resolução é promovido como uma solução promissora para este problema. Neste estudo consideramos um receptor MIMO de baixa resolução que implica que os sinais recebidos são processados simultaneamente pelos 1-bit ADCs e pela rede comparadora. Os sinais de entrada da rede comparadora podem vir de antenas diferentes, de modo que a extensão da rede comparadora pode ser interpretada como canais virtuais com saídas binárias. Com base nesses receptores MIMO de baixa resolução, desenvolvemos um estimador de canal e detector lineares de baixa resolução baseados no critério de mínimo erro médio quadrático (LRA-LMMSE) de acordo com o teorema de Bussgang. Duas redes de comparação são propostas, nomeadas, redes total e parcialmente conectadas. Também desenvolvemos uma rede parcialmente conectada baseada em busca gananciosa que usa muito menos comparadores para obter um desempenho bem próximo ao da rede totalmente conectada. Os resultados numéricos mostram que adicionar canais virtuais pode ser melhor do que adicionar canais físicos extras que correspondem a antenas de recepção adicionais em termos de taxa de erro de bit (BER). Além disso, ao empregar o estimador de canal proposto e seu erro de estimativa correspondente, construímos um limite inferior na taxa de soma ergódica para o receptor LRA-MMSE. Os resultados de simulação mostram que os sistemas com a proposta sistemas MIMO auxiliados por rede com quantização de 1-bit no receptor superam o convencional sistema MIMO de 1-bit em termos de desempenho de BER e erro quadrático médio (MSE). Além disso, as simulações numéricas confirmam uma vantagem significativa em termos de taxa de soma para o sistema proposto. / [en] Multiple-input multiple-output (MIMO) systems employs an increasing number of antennas, which leads to relevant energy consumption and hardware cost of the corresponding front ends. In this context, the use of lowresolution analog to digital converters (ADCs) is promoted as a promising solution to this problem. In this study we consider a low-resolution MIMO receiver which implies that the received signals simultaneously are processed by the 1-bit ADCs and the comparator network. The input signals for the comparator network can come from different antennas, such that the comparator network extension can be interpreted as virtual channels with binary outputs. Based on such low-resolution MIMO receivers, we develop low-resolution aware linear minimum mean-squared error (LRA-LMMSE) channel estimator and detector according to the Bussgang theorem. Two comparator networks are proposed, namely, fully and partially connected networks. We also devise a greedy search-based partially connected network that can use much less comparators to approach the performance of the fully connected network. Numerical results shows that adding virtual channels can be better than adding extra physical channels which corresponds to additional receive antennas in terms of bit error rate (BER). Furthermore, by employing the proposed channel estimator and its corresponding estimation error, we build up a lower bound on the ergodic sum rate for the LRA-LMMSE receiver. Simulation results show that the systems with the proposed network-aided MIMO systems with 1-bit quantization at the receiver outperforms the conventional 1-bit MIMO system in terms of BER and mean-square error (MSE) performances. Moreover, numerical simulations confirm a significant advantage in terms of sum rate for the proposed system.