<p>The thesis is largely built on a collection of published and submitted papers where the main focus is to analyze and optimize single-carrier adaptive coded modulation systems with and without antenna diversity. Multidimensional trellis codes are used as component codes. The majority of the analysis is done with both estimation and prediction errors being incorporated. Both channel estimation and prediction are performed using a pilot-symbol-assisted modulation scheme. Thus, known pilot symbols (overhead information) must be transmitted; which consumes power and also degrades system spectral efficiency. Both power consumption and pilot insertion frequency are optimized such that they are kept at necessary values to maximize system throughput without sacrificing the error rate performance. The results show that efficient and reliable system performance can be achieved over a wide range of the considered average channel quality. Going from a single-input single-output system to both spatially uncorrelated and correlated single-input multiple-ouput (SIMO) systems, and further to an uncorrelated multiple-input multiple-output (MIMO) diversity system, is the evolution of the thesis. In the SIMO case, maximum ratio combining is used to combine the incoming signals, whereas the signals are space-time combined in the MIMO diversity system. The multiple-input single-output system comes out as a special case of a MIMO system. Besides the spatially uncorrelated antenna array, the effect of spatial correlation is also considered in the SIMO case. In this case, only prediction error is considered and channel estimation is assumed to be perfect. At first, the impact of spatial correlation in a predicted system originally designed to operate on uncorrelated channels is quanitifed. Then, a maximum a posteriori (MAP)-optimal “space-time predictor” is derived to take spatial correlation into account. As expected, the results show that the throughput is still lower than the uncorrelated system, but the degradation is decreased when the MAP-optimal space-time predictor is used. Thus, by exploiting the correlation properly, the degradation can be reduced. By numerical examples, we demonstrate the potential effect of limiting the predictor complexity, of fixing the pilot spacing, as well as of assuming perfect estimation. The two first simplifications imply lower system complexity and feedback rate, whereas the last assumption is usually made to ease the mathematical analysis. The numerical examples indicate that all the simplifications can be done without serious impact on the predicted system performance.</p>

The thesis is largely built on a collection of published and submitted papers where the main focus is to analyze and optimize single-carrier adaptive coded modulation systems with and without antenna diversity. Multidimensional trellis codes are used as component codes. The majority of the analysis is done with both estimation and prediction errors being incorporated. Both channel estimation and prediction are performed using a pilot-symbol-assisted modulation scheme. Thus, known pilot symbols (overhead information) must be transmitted; which consumes power and also degrades system spectral efficiency. Both power consumption and pilot insertion frequency are optimized such that they are kept at necessary values to maximize system throughput without sacrificing the error rate performance. The results show that efficient and reliable system performance can be achieved over a wide range of the considered average channel quality. Going from a single-input single-output system to both spatially uncorrelated and correlated single-input multiple-ouput (SIMO) systems, and further to an uncorrelated multiple-input multiple-output (MIMO) diversity system, is the evolution of the thesis. In the SIMO case, maximum ratio combining is used to combine the incoming signals, whereas the signals are space-time combined in the MIMO diversity system. The multiple-input single-output system comes out as a special case of a MIMO system. Besides the spatially uncorrelated antenna array, the effect of spatial correlation is also considered in the SIMO case. In this case, only prediction error is considered and channel estimation is assumed to be perfect. At first, the impact of spatial correlation in a predicted system originally designed to operate on uncorrelated channels is quanitifed. Then, a maximum a posteriori (MAP)-optimal “space-time predictor” is derived to take spatial correlation into account. As expected, the results show that the throughput is still lower than the uncorrelated system, but the degradation is decreased when the MAP-optimal space-time predictor is used. Thus, by exploiting the correlation properly, the degradation can be reduced. By numerical examples, we demonstrate the potential effect of limiting the predictor complexity, of fixing the pilot spacing, as well as of assuming perfect estimation. The two first simplifications imply lower system complexity and feedback rate, whereas the last assumption is usually made to ease the mathematical analysis. The numerical examples indicate that all the simplifications can be done without serious impact on the predicted system performance.

The current and future trends of modern wireless communication systems place heavy demands on fast data transmissions in order to satisfy end users’ requirements anytime, anywhere. Such demands are obvious in recent applications such as smart phones, long term evolution (LTE), 4 & 5 Generations (4G & 5G), and worldwide interoperability for microwave access (WiMAX) platforms, where robust coding and modulations are essential especially in streaming on-line video material, social media and gaming. This eventually resulted in extreme exhaustion imposed on the frequency spectrum as a rare natural resource due to stagnation in current spectrum management policies. Since its advent in the late 1990s, cognitive radio (CR) has been conceived as an enabling technology aiming at the efficient utilisation of frequency spectrum that can lead to potential direct spectrum access (DSA) management. This is mainly attributed to its internal capabilities inherited from the concept of software defined radio (SDR) to sniff its surroundings, learn and adapt its operational parameters accordingly. CR systems (CRs) may commonly comprise one or all of the following core engines that characterise their architectures; namely, adaptive coded modulation (ACM), automatic modulation classification (AMC) and spectrum sensing (SS). Motivated by the above challenges, this programme of research is primarily aimed at the design and development of new paradigms to help improve the adaptability of CRs and thereby achieve the desirable signal processing tasks at the physical layer of the above core engines. Approximate modelling of Rayleigh and finite state Markov channels (FSMC) with a new concept borrowed from econometric studies have been approached. Then insightful channel estimation by using Kalman filter (KF) augmented with interacting multiple model (IMM) has been examined for the purpose of robust adaptability, which is applied for the first time in wireless communication systems. Such new IMM-KF combination has been facilitated in the feedback channel between wireless transmitter and receiver to adjust the transmitted power, by using a water-filling (WF) technique, and constellation pattern and rate in the ACM algorithm. The AMC has also benefited from such IMM-KF integration to boost the performance against conventional parametric estimation methods such as maximum likelihood estimate (MLE) for channel interrogation and the estimated parameters of both inserted into the ML classification algorithm. Expectation-maximisation (EM) has been applied to examine unknown transmitted modulation sequences and channel parameters in tandem. Finally, the non-parametric multitaper method (MTM) has been thoroughly examined for spectrum estimation (SE) and SS, by relying on Neyman-Pearson (NP) detection principle for hypothesis test, to allow licensed primary users (PUs) to coexist with opportunistic unlicensed secondary users (SUs) in the same frequency bands of interest without harmful effects. The performance of the above newly suggested paradigms have been simulated and assessed under various transmission settings and revealed substantial improvements.