Conventional solid-state photonic devices exhibit an ultra-high optical performance and durability, but minimal adaptability. Recently, optical fluid-based photonic and display devices are emerging. By dynamically manipulating the optical interface formed by liquids, the optical output can be reconfigured or adaptively tuned in real time. Such devices exhibit some unique characteristics that are not achievable in conventional solid-state photonic devices. Therefore, they open a gateway for new applications, such as image and signal processing, optical communication, sensing, and lab-on-a-chip, etc. Different operation principles of optical fluidbased photonic devices have been proposed, for instance fluidic pressure, electrochemistry, thermal effect, environmentally adaptive hydrogel, electro-wetting and dielectrophoresis. In this dissertation, several novel optical fluid-based photonic and display devices are demonstrated. Their working principles are described and electro-optic properties investigated. The first part involves photonic devices based on fluidic pressure. Here, we present a membrane-encapsulated liquid lens actuated by a photo-activated polymer. This approach paves a way to achieve non-mechanical driving and easy integration with other photonic devices. Next, we develop a mechanical-wetting lens for visible and short-wavelength infrared applications. Such a device concept can be extended to longer wavelength if proper liquids are employed. In the second part, we reveal some new photonic and display devices based on dielectrophoretic effects. We conceive a dielectric liquid microlens with well-shaped electrode for fixing the droplet position and lowering the operating voltage. To widen the dynamic range, we demonstrate an approach to enable focus tuning from negative to positive or vice versa in a single dielectric lens without any moving part. The possibility of fabricating microlens arrays iv with different aperture and density using a simple method is also proposed. Furthermore, the fundamental electro-optic characteristics of dielectric liquid droplets are studied from the aspects of operating voltage, frequency and droplet size. In addition to dielectric liquid lenses, we also demonstrate some new optical switches based on dielectrophoretic effect, e.g., optical switch based on voltage-stretchable liquid crystal droplet, variable aperture or position-shifting droplet. These devices work well in the visible and near infrared spectral ranges. We also extend this approach to display and show a polarizer-free and color filter-free display. Simple fabrication, low power consumption, polarization independence, relatively low operating voltage as well as reasonably fast switching time are their key features.

Orthodox optical devices, such as lenses, mirrors, and prisms, are composed of solidstate materials, which although well studied and implemented ubiquitously are severely limited in their adaptable properties. An arguably new field of adaptive optics has emerged to further expand photonic manipulation competences of optical components. Fluid-based adaptive optical components were introduced as early as 1968 [1]; such components have the ability to change the shape of their interface surface, thus allowing for a variable curvature profile. The method of manipulation varies greatly, as does the range of surface deformations. A solid-state optical component is affected by system vibration variation only (difference in vibration from one component to the other due to damping effect). By comparison, two large limiting factors of a fluid-based adaptive optical component are the effect of local vibrations on the surface of the device and gravitational effect (when the optical axis of a lens is positioned parallel to gravitational pull). Such a gravitational effect has been mitigated by the invention of the mechanical electrowetting lens [2], which uses density matching of two liquids that make up an adaptive lens. However, this configuration creates an extra limiting factor of density matching two optically clear fluids with a desirable transmission spectrum. This method can also become bulky when a large aperture is needed. In this thesis, two adaptive lens systems are explored. Principles of operation, performance, limitations, as well as future improvements are studied and theorized. iv The first lens uses an optically clear elastomer as the substrate of an adaptive lens and a primitive mechanical manipulation to turn a plano–plano lens into a plano–convex lens. The second lens is composed of an optically clear gel rather than a fluid. Both methods exhibit excellent optical properties regardless of the orientation about the gravitational pull and significantly limit local vibration affects simply by the physical nature of the chosen materials.

Blue phase liquid crystals (BPLCs) have a delicate lattice structure existing between chiral nematic and isotropic phases, with a stable temperature range of about 2 K. But due to short coherent length, these self-assembled nano-structured BPLCs have a fast response time. In the past three decades, the application of BPLC has been rather limited because of its narrow temperature range. In 2002, Kikuchi et al. developed a polymer stabilization method to extend the blue-phase temperature range to more than 60 K. This opens a new gateway for display and photonic applications. In this dissertation, I investigate the material properties of polymer-stabilized BPLCs. According the Gerber’s model, the Kerr constant of a BPLC is linearly proportional to the dielectric anisotropy of the LC host. Therefore, in the frequency domain, the relaxation of the Kerr constant follows the same trend as the dielectric relaxation of the host LC. I have carried out experiments to validate the theoretical predictions, and proposed a model called extended Cole-Cole model to describe the relaxation of the Kerr constant. On the other hand, because of the linear relationship, the Kerr constant should have the same sign as the dielectric anisotropy of the LC host; that is, a positive or negative Kerr constant results from positive (∆ε > 0) or negative host LCs (∆ε < 0), respectively. BPLCs with a positive Kerr constant have been studied extensively, but there has been no study on negative ∆ε polymer-stabilized BPLCs. Therefore, I have prepared a BPLC mixture using a negative ∆ε LC host and investigated its electro-optic properties. I have demonstrated that indeed the induced birefringence and Kerr constant are of negative sign. Due to the fast response time of BPLCs, color sequential display is made possible without color breakup. By removing the spatial color filters, the optical efficiency and resolution density are both tripled. With other advantages such as alignment free and wide viewing angle, polymer-stabilized BPLC is emerging as a promising candidate for next-generation displays. However, the optical efficiency of the BPLC cell is relatively low and the operating voltage is quite high using conventional in-plane-switching electrodes. I have proposed several device structures for improving the optical efficiency of transmissive BPLC cells. Significant improvement in transmittance is achieved by using enhanced protrusion electrodes, and a 100% transmittance is achievable using complementary enhanced protrusion electrode structure. For a conventional transmissive blue phase LCD, although it has superb performances indoor, when exposed to strong sunlight the displayed images could be washed out, leading to a degraded contrast ratio and readability. To overcome the sunlight readability problem, a common approach is to adaptively boost the backlight intensity, but the tradeoff is in the increased power consumption. Here, I have proposed a transflective blue phase LCD where the backlight is turned on in dark surroundings while ambient light is used to illuminate the displayed images in bright surroundings. Therefore, a good contrast ratio is preserved even for a strong ambient. I have proposed two transflective blue phase LCD structures, both of which have single cell gap, single gamma driving, reasonably wide view angle, low power consumption, and high optical efficiency. Among all the 3D technologies, integral imaging is an attractive approach due to its high efficiency and real image depth. However, the optimum observation distance should be adjusted as the displayed image depth changes. This requires a fast focal length change of an adaptive lens array. BPLC adaptive lenses are a good candidate because of their intrinsic fast response time. I have proposed several BPLC lens structures which are polarization independent and exhibit a parabolic phase profile in addition to fast response time. To meet the low power consumption requirement set by Energy Star, high optical efficiency is among the top lists of next-generation LCDs. In this dissertation, I have demonstrated some new device structures for improving the optical efficiency of a polymerstabilized BPLC transmissive display and proposed sunlight readable transflective blue-phase LCDs by utilizing ambient light to reduce the power consumption. Moreover, we have proposed several blue-phase LC adaptive lenses for high efficiency 3D displays.