In this dissertation, performance analyses for large-scale antennas equipped two-way amplify-and-forward (AF) relaying and heterogeneous network (HetNet) are carried out. Energy-efficiency oriented design becomes more important for the next generation of wireless systems, which motivates us to study the strong candidates, such as massive multiple-input multiple-output (MIMO) combined with cooperative relaying and HetNet. Based on the achievable rate analyses for both massive MIMO two-way AF relaying, effective power allocation schemes are presented to further improve system performance. Focusing on the MIMO downlinks in the HetNet, mean square error (MSE) based precoding schemes are designed and employed by the macro base station (BS) and the small cell (SC) nodes. Considering a HetNet where both macro BS and SC nodes are equipped with large-scale antenna arrays, the capacity lower bounds are derived, followed by the proposed user scheduling algorithms. The work on multi-pair two-way AF relaying with linear processing considers a system where multiple sources exchange information via a relay equipped with massive antennas. Given that channel estimation is non-ideal, and that the relay employs either maximum-ratio combining/maximum-ratio transmission (MRC/MRT) or zero-forcing reception/zero-forcing transmission (ZFR/ZFT) beamforming, we derive two corresponding closed-form lower bound expressions for the ergodic achievable rate of each pair sources. The closed-form expressions enable us to design an optimal power allocation (OPA) scheme that maximizes the sum spectral efficiency under certain practical constraints. As the antenna array size tends to infinity and the signal to noise ratios become very large, asymptotically optimal power allocation schemes in simple closed-form are derived. The capacity lower bounds are verified to be accurate predictors of the system performance by simulations, and the proposed OPA outperforms equal power allocation (EPA). It is also found that in the asymptotic regime, when MRC/MRT is used at the relay and the link end-to-end large-scale fading factors among all pairs are equal, the optimal power allocated to a user is inverse to the large-scale fading factor of the channel from the user to the relay, while OPA approaches EPA when ZFR/ZFT is adopted. The work on the MSE-based precoding design for MIMO downlinks investigates a HetNet system consisting of a macro tier overlaid with a second tier of SCs. First, a new sum-MSE of all users based minimization problem is proposed aiming to design a set of macro cell (MC) and SC transmit precoding matrices or vectors. To solve it, two different algorithms are presented. One is via a relaxed-constraints based alternating optimization (RAO) realized by efficient alternating optimization and relaxing non-convex constraints to convex ones. The other is via an unconstrained alternating optimization with normalization (UAON) implemented by introducing the constraints into the iterations with the normalization operation. Second, a separate MSE minimization based two-level precoder is proposed by considering the signal and interference terms corresponding to the macro tier and the individual SCs separately. Furthermore, robust precoders are designed correspondingly with estimated imperfect channel. Simulation results show that the sum-MSE based RAO algorithm provides the best MSE performance among the proposed schemes under a number of system configurations. When the number of antennas at the macro-BS is sufficiently large relative to the number of MUEs, the MSE of the separate MSE-based precoding is found to approach those of RAO and UAON. Together, this thesis provides a suite of three new precoding techniques that is expected to meet the need in a broad range of HetNet environments with balance between performance and complexity. The work on a large-scale HetNet studies the performance for MIMO downlink systems where both macro BS and SC nodes are equipped with large-scale antenna arrays. Suppose that the large-scale antenna arrays at both macro BS and SC nodes employ MRT or ZFT precoding, and transmit data streams to the served users simultaneously. A new pilot reuse pattern among small cells is proposed for channel estimation. Taking into account imperfect CSI, lower capacity bounds for MRT and ZFT are derived, respectively, in closed-form expressions involving only statistical CSI. Then asymptotic analyses for massive arrays are presented, from which we obtain the optimal antenna number ratio between BS and SCs under specific power scaling laws. Subsequently, two user scheduling algorithms, that is, greedy scheduling algorithm and asymptotical scheduling algorithm (ASA), are proposed based on the derived capacity lower bounds and asymptotic analyses, respectively. ASA is demonstrated to be a near optimal user scheduling scheme in the asymptotic regime and has low complexity. Finally, the derived closed-form achievable rate expressions are verified to be accurate predictors of the system performance by Monte-Carlo simulations. Numerical results demonstrate the effectiveness of the asymptotic analysis and the proposed user scheduling schemes. / Graduate / 0544 / 0984

A dissertation submitted to the faculty of Engineering, University of the Witwatersrand, Johannesburg, in fulfilment of the requirements for the degree of Master of science in Engineering Johannesburg 1991 / This dissertation discusses the interaction between shipboard antennas and their environment. The emphasis is on the Use of the Method of Moments to calculate the currents on the structure of the ship. These currents are induced by the antennas mounted on the structure of the ship. The parameters (such as grid spacing and wire radius) to use in creating a wire grid model of the ship is investigated and recommended values given. A sample ship is analyzed and the results obtained compared with measurements done in an unechoic chamber.

Esta tese propõe a síntese e o estudo de uma nova técnica de cavidades de borda aplicada a antenas Vivaldi, com o intuito de melhorar suas características de diretividade. Embora as antenas do tipo Vivaldi possuam características diretivas, elas produzem radiações laterais indesejáveis, o que se reflete nos elevados índices de lóbulos laterais devido a correntes superficiais que fluem ao longo das bordas metalizadas nas laterais da antena. Estas correntes são a origem das radiações laterais que vêm sendo mitigadas pela aplicação de cavidades ressonantes, triangulares ou retangulares, que aprisionam tais correntes e, consequentemente, atenuam os lóbulos laterais, sem o incremento do lóbulo principal, uma vez que toda a energia dos lóbulos laterais é apenas confinada nos ressonadores e por isso literalmente perdida. Ao contrário desses esforços, este trabalho propõe cavidades radiantes tanto na forma de abertura exponencial, como na forma do fractais de Koch, que funcionam como radiadores auxiliares (antenas auxiliares), canalizando as correntes de borda e aproveitando-as para aumentar os níveis do lóbulo principal, mitigando os níveis de lóbulo lateral. A síntese desta nova técnica foi implementada em uma antena Vivaldi antipodal com características de baixa diretividade, como qualquer antena Vivaldi, o que foi corrigido e a aplicação da técnica de cavidades radiantes deu origem a duas novas antenas Vivaldis efetivamente diretivas. Os resultados foram obtidos através de simulações do modelo numérico no CST Microwave Studio e confirmados com medidas de laboratório, o que evidenciou a melhora das características de diretividade da antena pela aplicação da nova técnica de cavidades radiantes. / This work presents a new Slot Edge technique applied to Vivaldi antennas to improve their characteristics of directivity, resulting in two new Vivaldi antennas: the Palm Tree Vivaldi antenna and the Koch Vivaldi antenna. This new technique proposes to add lateral radiators which reduce the side lobe level, increasing the gain of the main lobe in an unprecedented way. This technique is called radiating slot edges, and acts as parasitic antennas, surface currents draining edges of the antenna, and using them to increase the gain in the main lobe. The development was done systematically, starting with an extensive literature review, design and simulation in CST, as well as prototyping and measurements of several antenna designs. All this effort proved the functionality of this technique.

However, applying directional antennas to wireless networks can also cause new collisions, such as the new hidden terminal problem and the deafness problem. We study the challenges in the MAC layer design with directional antennas and present the state of the art of current MAC protocols with directional antennas. Then, we propose a novel collision avoidance scheme in terms of BT-DMAC (Busy-Tone based Directional Medium Access Control) to address the new collisions with directional antennas. Both the analytical and simulation results show that transmitting busy tones on a different channel can effectively reduce the hidden nodes and mitigate the deafness problem. Thus, integrating multiple channels with directional antennas can bring numerous benefits. Furthermore, we also explore some techniques in the MAC layer design with directional antennas. Some useful insights are also given. / The capacity of wireless networks are mainly affected by two key factors: the interference among concurrent transmissions and the number of simultaneous transmissions on a single interface. Recent studies have found that, using multiple channels can separate concurrent transmissions and significantly improve network throughput. However, those studies only consider wireless nodes that are only equipped with omni-directional antennas, which cause high collisions. On the other hand, some researchers have found that directional antennas bring more benefits such as the reduced interference and the increased spatial reuse compared with omni-directional antennas. But, they only focused on a single-channel network which only allows finite concurrent transmissions. In this thesis, we propose a novel network architecture, in terms of multi-channel networks using multiple directional antennas ( MC-MDA), which integrates the two technologies of multiple channels and directional antennas together and potentially brings more benefits. / We study the capacity of MC-MDA networks and explore the benefits of such networks. We have found that using directional antennas in multi-channel networks can greatly increase the network capacity. Furthermore, such networks require fewer channels than multi-channels with omni-directional antennas. More specifically, we study the channel assignment problem of such MC-MDA networks. Our results indicate that using directional antennas in wireless networks can significantly reduce the required number of channels. Directional antennas have a better spectrum reuse than omni-directional antennas. / Dai, Hongning. / Adviser: Kam-Wing Ng. / Source: Dissertation Abstracts International, Volume: 70-06, Section: B, page: 3596. / Thesis (Ph.D.)--Chinese University of Hong Kong, 2008. / Includes bibliographical references (leaves 173-183). / Electronic reproduction. Hong Kong : Chinese University of Hong Kong, [2012] System requirements: Adobe Acrobat Reader. Available via World Wide Web. / Electronic reproduction. [Ann Arbor, MI] : ProQuest Information and Learning, [200-] System requirements: Adobe Acrobat Reader. Available via World Wide Web. / Abstracts in English and Chinese. / School code: 1307.

The main objective of this thesis is to take one step forward to practical and realisable devices for antenna and microwave engineering, using the technique of discrete coordinate transformation (DCT), which is a practical implementation of the coordinate transformation method. During this thesis, the DCT technique was demonstrated and analysed from the theory, and was proved to provide an all-dielectric approach to design devices under certain conditions. Two schemes were proposed on how to use this technique in a practical design. The first one is to transform an existing device into a flattened profile, meanwhile maintaining its electromagnetic performance. As examples, a flat reflector and a flat lens were created from a parabolic reflector and a convex lens, respectively. The second scheme is to project the propagating paths of an electromagnetic wave, and then generate a distorted space according to the paths by engineering the electromagnetic properties of the media. In this scheme, two examples of application were presented: an undetectable antenna composed of a carpet cloak and a conducting cavity, and a broadband device which can extraordinarily enhance the transmission through a sub-wavelength aperture. Numerical simulations based on the Finite-Difference Time-Domain (FDTD) method were implemented to verify all the designs. Several specific configurations were employed in the modelling in order to simulate the DCT based devices more efficiently and precisely. Performance of these devices was validated and analysed, and the advantages and disadvantages of this technique were investigated. Realisation and fabrication methods i were also studied, and a prototype was designed, fabricated and measured. At the end, as an extension, a multiple discrete coordinate transformation method was proposed and presented. This multiple transformation was proved to effectively relax the limitation of the one-step transformation, and was used to design an all-dielectric thin absorber from a conventional pyramidal one for demonstration.

by Siu-Lung Hui, Freeman. / Thesis (M.Phil.)--Chinese University of Hong Kong, 1998. / Includes bibliographical references (leaves 64-[67]). / Abstract also in Chinese. / Chapter 1 --- Introduction --- p.1 / Chapter 1.1 --- Use of Antenna Arrays in Mobile Communications --- p.1 / Chapter 1.1.1 --- Overview --- p.1 / Chapter 1.1.2 --- Beamforming --- p.2 / Chapter 1.2 --- DS/CDMA System s and Multiple Access Interferences --- p.4 / Chapter 1.3 --- Multiuser Detection Schemes --- p.7 / Chapter 1.4 --- Outline of Thesis --- p.11 / Chapter 2 --- A Blind Adaptive Receiver with Antenna Arrays and M-ary Orthogonal Data Signals --- p.13 / Chapter 2.1 --- Introduction --- p.13 / Chapter 2.2 --- System Model --- p.15 / Chapter 2.3 --- Eigen-Analysis Algorithm --- p.21 / Chapter 2.4 --- Simulation Results --- p.92 / Chapter 2.5 --- Adaptive Algorithm --- p.27 / Chapter 2.6 --- Summary --- p.30 / Chapter 3 --- Detection with the Use of the Two-Stage Spreading Scheme --- p.32 / Chapter 3.1 --- Introduction --- p.32 / Chapter 3.2 --- System Model --- p.34 / Chapter 3.3 --- Blind Beamforming --- p.36 / Chapter 3.4 --- Blind Adaptive Multiuser Detection without Antenna Arrays --- p.38 / Chapter 3.4.1 --- Stochastic Gradient Descent Algorithm --- p.40 / Chapter 3.4.2 --- Alternative Matrix Approach --- p.41 / Chapter 3.5 --- Theoretical Combined Receiver Model --- p.41 / Chapter 3.6 --- Practical Implementation of the Receiver --- p.50 / Chapter 3.6.1 --- Combined Scheme with Adaptive Algorithms --- p.50 / Chapter 3.6.2 --- Simplified Structure --- p.52 / Chapter 3.7 --- Summary --- p.54 / Chapter 4 --- Conclusions and Future Work --- p.55 / Chapter A --- Correlation Properties --- p.58 / Chapter B --- Adaptive Algorithm --- p.62 / Bibliography --- p.64

"In the design of any antenna radiator, single or multi-element, a significant amount of time and resources is spent on impedance matching. There are broadly two approaches to impedance matching; the first is the distributed impedance matching approach which leads to modifying the antenna geometry itself by identifying appropriate degrees of freedom within the structure. The second option is the lumped element approach to impedance matching. In this approach instead of modifying the antenna geometry a passive network attempts to equalize the impedance mismatch between the source and the antenna load. This thesis introduces a new technique of impedance matching using lumped circuits (passive, lossless) for electrically small (short) non-resonant dipole/monopole antennas. A closed form upper-bound on the achievable transducer gain (and therefore the reflection coefficient) is derived starting with the Bode-Fano criterion. A 5 element equalizer is proposed which can equalize all dipole/monopole like antennas. Simulation and experimental results confirm our hypothesis. The second contribution of this thesis is in the design of broadband, small size, modular arrays (2, 4, 8 or 16 elements) using the distributed approach to impedance matching. The design of arrays comprising a small number of elements cannot follow the infinite array design paradigm. Instead, the central idea is to find a single optimized radiator (unit cell) which if used to build the 2x1, 4x1, 2x2 arrays, etc. (up to a 4x4 array) will provide at least the 2:1 bandwidth with a VSWR of 2:1 and stable directive gain (not greater than 3 dB variation) in each configuration. Simulation and experimental results for a solution to the 2x1, 4x1 and 2x2 array configurations is presented. "

The following results were obtained in the presented thesis: 1. Based on a previous work on the MoM method, a software modulus was created and tested in MATLAB, which solves a small-size scanning metal array with arbitrary element position and arbitrary lumped loading. 2. The solver was applied to optimize a broadband planar array of dipoles using the concept of negative lumped loading, which was introduced by R.C. Hansen in 2003. The problem statement was formulated by E. Kratzenberg of MIT Haystack Observatory. 3. The optimization implies full testing of varied array configurations with different element numbers, dipole thicknesses, generator impedances, and lumped loading values. 4. The results obtained indicate that that both 4x4 and 6x6 arrays of dipoles may be optimized over the frequency band from 50 to 300 MHz. The optimization means that the Scan Element Pattern of the array at zenith nearly follows the theoretical limit (area gain per element).

One important feature of the future communication network is that users in the network are required to experience a guaranteed high quality of service (QoS) due to the popularity of multimedia applications. This thesis studies QoS-aware radio resource management schemes in different OFDMA network scenarios. Motivated by the fact that in current 4G networks, the QoS provisioning is severely constrained by the availability of radio resources, especially the scarce spectrum as well as the unbalanced traffic distribution from cell to cell, a joint antenna and subcarrier management scheme is proposed to maximise user satisfaction with load balancing. Antenna pattern update mechanism is further investigated with moving users. Combining network densi fication with cloud computing technologies, cloud radio access network (C-RAN) has been proposed as the emerging 5G network architecture consisting of baseband unit (BBU) pool, remote radio heads (RRHs) and fronthaul links. With cloud based information sharing through the BBU pool, a joint resource block and power allocation scheme is proposed to maximise the number of satisfi ed users whose required QoS is achieved. In this scenario, users are served by high power nodes only. With spatial reuse of system bandwidth by network densi fication, users' QoS provisioning can be ensured but it introduces energy and operating effciency issue. Therefore two network energy optimisation schemes with QoS guarantee are further studied for C-RANs: an energy-effective network deployment scheme is designed for C-RAN based small cells; a joint RRH selection and user association scheme is investigated in heterogeneous C-RAN. Thorough theoretical analysis is conducted in the development of all proposed algorithms, and the effectiveness of all proposed algorithms is validated via comprehensive simulations.

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