This thesis details investigations into organocatalytic reactions promoted by N Heterocyclic Carbenes (NHCs) that proceed via an assumed azolium enolate intermediate. Initial research focused on the catalytic asymmetric synthesis of β-lactones via an NHC-catalysed formal [2+2] cycloaddition of alkylarylketenes and chloral. This process operated in good yield (typically >70%) and moderate diastereoselectivity (typically ~75:25 dr, anti:syn) for a range of alkylarylketenes. The enantioselectivity was consistently high for the major anti diastereomer (typically >80% ee) and minor syn diastereomer (typically >70% ee). Interestingly, when a ketene bearing a 2 substituent on the aryl ring, or one that included an α-branched alkyl group was used, an exclusive asymmetric chlorination pathway was accessed. This is, to the best of our knowledge, the first use of chloral as an electrophilic chlorination agent. This methodology was found to be applicable to a range of 2-arylsubstituted alkylarylketenes in good yield and enantioselectivity (typically >70% yield and up to 92% ee). The scope of this reaction with respect to the aldehyde moiety was then analysed with 2-nitrobenzaldehyde providing β-lactone products in excellent dr (up to 94:6 syn:anti) and with good yield and enantioselectivity (typically >60% yield and >80% ee). Importantly these β-lactone products were amenable to further derivatisation with transformation to β-amino- and β-hydroxy acids. Following the identification of an NHC-catalysed chlorination reaction using chloral, the development of a general procedure was undertaken. Following a wide screen of electrophilic chlorination sources, 2,3,4,5,6,6 hexachlorocyclohexa 2,4 dienone was identified as optimal, operating in excellent yield (up to 97%) but in moderate to poor levels of enantioselectivity (21−61% ee). Efforts to expand the practicality of azolium enolate processes focused on the use of α-aroyloxyaldehydes as bench stable mono-substituted ketene surrogates. A range of differentially substituted α-aroyloxyaldehydes allowed access to δ-lactones via the NHC-catalysed [4+2] cycloaddition between azolium enolates and β,γ unsaturated α ketoesters. Following initial optimisation the reaction proceeded in exquisite diastereo- and enantiocontrol (typically >95:5 dr and >99% ee).

N-Heterocyclic carbenes (NHCs) have emerged as appropriate replacements for phosphines in transition metal catalyzed cross-coupling chemistry. The advantages of NHCs over phosphines include ease of handling, minimal toxicity, stability and powerful electron donating properties. Improvement of catalytic processes has become increasingly relevant in light of prospective applications of organic transformations in industry as well as in synthetic laboratories. To that end, NHCs represent an important class of catalysts and catalyst modifiers which mandate continued research efforts. Prospective applications of processes catalyzed by NHCs and NHC-metal catalysts provide a strong impetus to develop them and related methodologies. This dissertation focuses on the development of NHCs and NHC ligated metal complexes in various catalytic transformations. NHC ligated palladium catalysts were synthesized in simplified protocols amenable to large-scale industrial applications. The catalysts were utilized in developing different valuable coupling methodologies. Significant advances were achieved in Suzuki-Miyaura, á-arylation of ketones and Kumada-Tamao-Corriu cross coupling reactions. The focus of the work was to make the synthesized catalysts and their activity in these methodologies acceptable to wider range of applications. The strongly nucleophilic nature and easily tunable steric and electronic properties of NHCs have been exploited to mediate organic transformations by utilizing NHCs as catalysts. The metal-free catalysis has an added advantage of being more environmentally friendly. NHCs have proven to be excellent transesterification catalysts for reactions of alcohol and esters. An efficient catalytic system, widening the scope of N-heterocyclic carbenes catalyzed transesterification/acylation reaction of alcohols is described. The methodology has been expanded to include secondary alcohols as well as phosphorus based esters.

D.Sc. / This study involves the preparation and characterization of new amino(thio) carbene complexes of gold(I) and gold(III). In addition the reactivity of bis(thiazolyl) aurate and the above mentioned carbene complexes are also described. Various thiazolyllithium reagents reacted with [AuCl(tht)] to yield bis(thiazolyl) aurate complexes of gold(I) which were isolated in crystalline form. These crystals contained solvent of crystallization and no structural determination of these aurates were possible. The latter compounds readily reacted with elemental sulphur by insertion of a sulphur atom into one of the Au-C bonds thereof Subsequent reaction with one molar equivalent of CF 3S03CH3 or CF3SO3H produced either carbene, [Au(CNRYS)(SC=NY§)] (Y = CCH 3=CH, C4H6; R = H, CH3), or thione, [Au(S=h‘TRY)(C=NYS)], complexes of gold(I) which spontaneously decomposed into gold(I) polymers ([Au(C=NYS)]. or [Au(S&=NY)].) and organic products (C=NYS or S=CNRYS). In an attempt to isolate the above-mentioned carbene or thione complexes bis(thiazolyl) aurate complexes were treated with two molar equivalents of CF3S03CH3 or CF3SO3H after sulphur insertion. Rather than the expected mixed carbene thione complexes, [Au(elsTRY§)(S=eNRY§)]CF 3S03, homoleptic rearrangement produced bis(carbene) complexes of gold(I) with unexpected counterions (Cl instead of CF 3SO3). Reaction of lithiated mercaptobenzothiazole with [AuCl(tht)] yielded a bis(thiolate) complex of gold(I), [Au(SC=NC 6H4 S-0)2]Li. Alkylation or protonation of this modified aurate complex resulted in the formation of gold polymers, [Au(S=NC 6H4 -0)]„, and organic products, S=§NRC6H4§-o, R=H, CH3 ). Oxidative addition of halogens to bis(thiazolyl) aurate complexes produced no isolable organometallic complexes. [AuC1 1]Li probably formed after repetitive oxidation addition (C1 2) and reductive elimination reaction (2-chlorothiazole). However, oxidation of these aurate complexes with SOC12 limited the reaction to one oxidative addition and one reductive elimination step to produce [AuCl(CNHYS)] (Y=CCH 3=CH, C6H4) after acidification. Reaction of the neutral mono(carbene) complex [Au(CNCCH 3=CHS)(C=NCCH3=CHS)] with C12, Br2 or 12 produced carbene complexes of gold(I), [AuX(6NHCCH 3=CH§)] (X=C1, Br, I), after reductive elimination of 2-halogeno-4-methylthiazole. Cationic bis(thiazolinylidene) complexes of gold(I) react readily with C1 2 and 12 to produce stable Ms(carbene) complexes of gold(III). However, oxidative addition on the same carbene complex by I2 is followed by a novel reductive elimination of (ICNii)cF SO to produce carbene complexes of gold(I), [AuI(CMN7- TTA )]. Alkylation (CF3SO3CH3) of 4-methylthiazole, bensothiazole and methylimidazole, followed by deprotonation (BuLi) produced free carbenes. These carbenes were trapped by reaction with [AuCl(tht)] to form carbene-chloro complexes of gold(I). Chloro(1,3- dimethylimidazolinylidene)gold(I) react readily with NaN 3 or AgNO3 to yield [AuX(CNCH3CH=CH1:TCH3)] (X = N3 or NO3 ). As part of this study the structures of several carbene complexes were determined, including five carbene complexes of gold(I) and one carbene complex of gold(III). Au-C bond lengths of between 1.92-2.13A were found with the largest Au-C separation in the carbene complex of gold(III), [Au(aNCH3CH=CHNCH3)2]CF3S03 . Certain complexes of gold(I) exhibit interesting Au...Au interactions (3.19-3.51A) resulting in the aggregation of gold atoms to form dimers and chains of gold(I) atoms. The structures of two related complexes of iron were also determined to investigate the effect of protonation on a neutral carbene precursor, [Fe(CO) 2Cp(C=CHCH=NNPh)], to form the cationic carbene complex, [Fe(C0) 2Cp(aCH=CHNHI:IPh)JCF3S03. Small changes in bond lengths and angles resulted upon carbene formation.

Thesis (Ph. D.)--University of Hong Kong, 2006. / Title proper from title frame. Also available in printed format.

Graduation date: 1991

<i>N</i>-heterocyclic carbenes (NHC) have widely been used as spectator ligands in organometallic chemistry. Chelating bidentate di-<i>N-</i>heterocyclic carbenes (diNHC) provide additional entropic stability to their complexes relative to monodentate analogues. The steric and electronic environment around the metal centre can be fine-tuned by varying the substituents on the nitrogen atoms of the diNHC ligand. Synthesis and characterization of air and moisture stable bis(diimidazolylidene)nickel(II) complexes, [(diNHC)2Ni]2+, and their corresponding silver(I) and palladium(II) analogues are described.<p> Investigations into the catalytic potential of diNHC complexes of nickel as an alternative to palladium systems in carbon-carbon coupling reactions are discussed. In the Suzuki-Miyaura coupling reaction, the [(diNHC)2Ni]2+ complex was active for the coupling of aryl chlorides as well as aryl fluorides. The analogously synthesized Pd(II) complexes resulted in formation of (diNHC)PdCl2 species which were not active for the coupling of aryl fluorides. Transition-metal free coupling reactions were investigated and the results indicated that in the Mizoroki-Heck reaction, aryl iodides could be activated in the absence of nickel or palladium precatalysts when using Na2CO3 or NEt3 as base, while in the Suzuki-Miyaura reaction, aryl iodides and aryl bromides could be activated without any precatalyst when K3PO4 was used as base.<p> A general route into the synthesis of non-symmetrically substituted ligand precursors has been developed. Synthesis and characterization of non-symmetrically substituted ligand precursors, and their corresponding silver(I), palladium(II) and nickel(II) complexes are described. The activity of one of the non-symmetrically substituted (diNHC)Pd(II) complexes in the Suzuki-Miyaura coupling reaction of bulky substrates has been investigated. Non-symmetrically substituted diNHC ligand precursors with a hemi-labile pyridine arm have been synthesized and their corresponding Ni(II) and Pd(II) complexes are described.<p> Attempts to synthesize three-coordinate Pd(II) complexes using bulky â-diketiminato ligands are also discussed.

Cocatalyzed reactions using Brønsted acids and chiral N-heterocyclic carbenes to yield highly enantioselective products have been reported recently in many journals. The development of new chiral N-heterocyclic carbenes is a competitive field among synthetic chemist. In a recent study we found that conjugated trienes could be cyclized using Brønsted acids and chiral N-heterocyclic carbenes. The synthesis of novel chiral N-heterocyclic carbene precursors, and the precursors to novel conjugated trienes are reported herein.

This work covers recent advances in the Stetter reaction, including two novel domino Stetter reactions and preliminary studies on quaternary center formation via the intermolecular Stetter reaction. The N-heterocyclic carbene (NHC) catalyzed domino Stetter-aldol-Michael dimerization of o-formyl chalcone derivatives 36 affords spiro bis-indane homo-dimers 38 in good yields and moderate to high diastereomeric ratios. Three carbon-carbon bonds, including the hindered quaternary center at the spiro ring junction, form at a remarkable rate under mild reaction conditions. Spiro bis-indanes 39 are also produced in moderate to good yields through the Stetter-aldol-aldol reactions of o-formyl chalcones 36 with phthalaldehyde derivatives 27. The scope, limitations, and potential applications of these remarkable complexity-generating domino reactions are discussed. Preliminary results in the formation of quaternary centers via the intermolecular Stetter reaction are also disclosed. The viability of β,β-disubstitued Meldrum’s acid, diethyl malonate, and malononitrile alkylidenes as well as diphenylcyclopropenone and 3-phenylcyclobutenone as acceptors in the Stetter reaction are discussed.

<i>N</i>-heterocyclic carbenes (NHC) have widely been used as spectator ligands in organometallic chemistry. Chelating bidentate di-<i>N-</i>heterocyclic carbenes (diNHC) provide additional entropic stability to their complexes relative to monodentate analogues. The steric and electronic environment around the metal centre can be fine-tuned by varying the substituents on the nitrogen atoms of the diNHC ligand. Synthesis and characterization of air and moisture stable bis(diimidazolylidene)nickel(II) complexes, [(diNHC)2Ni]2+, and their corresponding silver(I) and palladium(II) analogues are described.<p> Investigations into the catalytic potential of diNHC complexes of nickel as an alternative to palladium systems in carbon-carbon coupling reactions are discussed. In the Suzuki-Miyaura coupling reaction, the [(diNHC)2Ni]2+ complex was active for the coupling of aryl chlorides as well as aryl fluorides. The analogously synthesized Pd(II) complexes resulted in formation of (diNHC)PdCl2 species which were not active for the coupling of aryl fluorides. Transition-metal free coupling reactions were investigated and the results indicated that in the Mizoroki-Heck reaction, aryl iodides could be activated in the absence of nickel or palladium precatalysts when using Na2CO3 or NEt3 as base, while in the Suzuki-Miyaura reaction, aryl iodides and aryl bromides could be activated without any precatalyst when K3PO4 was used as base.<p> A general route into the synthesis of non-symmetrically substituted ligand precursors has been developed. Synthesis and characterization of non-symmetrically substituted ligand precursors, and their corresponding silver(I), palladium(II) and nickel(II) complexes are described. The activity of one of the non-symmetrically substituted (diNHC)Pd(II) complexes in the Suzuki-Miyaura coupling reaction of bulky substrates has been investigated. Non-symmetrically substituted diNHC ligand precursors with a hemi-labile pyridine arm have been synthesized and their corresponding Ni(II) and Pd(II) complexes are described.<p> Attempts to synthesize three-coordinate Pd(II) complexes using bulky â-diketiminato ligands are also discussed.

Asymmetric hydrogenation as a general route to polypropionates has been explored for allylic alcohols, acids, and derivatives, which has led to the generation of 2,4-dimethylated hexane derivatives. Quantitative yields in most cases and enantioselectivities greater than 98% were obtained. A remarkable stereofacial inversion was observed when an ester or acid was present in the allylic position instead of an alcohol or alcohol derivative. This led to the construction of all four diastereomers of the hexanol series from a single enantiomer of hydrogenation catalyst. Also described are an attempted synthesis of (-)-lardolure, a formal synthesis of the methyl ester portion of the preen gland extract from the domestic goose Anser anser, and a total synthesis of an extract from the fungi A. cruciatus. The synthesis of these compounds demonstrated shortcomings of the known catalyst system showing enantioselectivities for polymethylated compounds was high, while diastereoselectivity was low. Methodology to develop new N-heterocyclic carbene catalysts was developed using the cyanide coupling of aldimines to generate electronically tunable 1,3,4,5-tetraaryl complexes, and X-ray, IR, and calculations were used to elucidate their electronic characteristics. These studies indicate that the 4,5-positions have as great an influence on the metal-ligand bond as the 1,3-positions. In addition, they are among the most electron-donating 2- metalated N-heterocyclic carbenes found thus far. An intrinsic relationship between catalytic activity and electron donating ability was found in transfer hydrogenations.