Surface- and tip-enhanced resonant Raman scattering (resonant SERS and TERS) by optical phonons in a monolayer of CdSe quantum dots (QDs) is demonstrated. The SERS enhancement was achieved by employing plasmonically active substrates consisting of gold arrays with varying nanocluster diameters prepared by electron-beam lithography. The magnitude of the SERS enhancement depends on the localized surface plasmon resonance (LSPR) energy, which is determined by the structural parameters. The LSPR positions as a function of nanocluster diameter were experimentally determined from spectroscopic micro-ellipsometry, and compared to numerical simulations showing good qualitative agreement. The monolayer of CdSe QDs was deposited by the Langmuir–Blodgett-based technique on the SERS substrates. By tuning the excitation energy close to the band gap of the CdSe QDs and to the LSPR energy, resonant SERS by longitudinal optical (LO) phonons of CdSe QDs was realized. A SERS enhancement factor of 2 × 10³ was achieved. This allowed the detection of higher order LO modes of CdSe QDs, evidencing the high crystalline quality of QDs. The dependence of LO phonon mode intensity on the size of Au nanoclusters reveals a resonant character, suggesting that the electromagnetic mechanism of the SERS enhancement is dominant. Finally, the resonant TERS spectrum from CdSe QDs was obtained using electrochemically etched gold tips providing an enhancement on the order of 10⁴. This is an important step towards the detection of the phonon spectrum from a single QD. / Dieser Beitrag ist aufgrund einer (DFG-geförderten) Allianz- bzw. Nationallizenz frei zugänglich.

Over the last few decades, a vast research is going on, to study the optical properties of the nano particles i.e., metal and semiconductors thoroughly. Till date most of the optical studies are based on single particle measurement of a quantum dot (QD) or a chromophore under the influence of an external plasmonic field stimulus. In this the-sis, we tried to address the energy transfer at non local level on a layer of compact, monolayer QD assemblies over micro meter range. The energy transfer occurs in the presence of external field of metal particles or nanorods leads to the enhancement or quenching the emission from a layer of QDs. Chapter 1 is introduction to the basic theoretical aspects of excitons in semiconductor (QDs) and its optical properties under strong confinement regime. The discussion is followed with the optical properties of gold nanoparticles and rods, describing size and shape dependent variation of absorption properties, based on Mie and Mie-Gans theory. Theoretical background of collective effects in QD assemblies based on exciton-plasmonic interactions at single particle level as well as polarization based plasmo-nenhanced fluorescence has been subjected. Experimental techniques are explained in chapter 2 which contains the details of the synthesis of polymer capped nanoparticles with the respective characterization. A discussion on the synthesis methods for cadmium selenide QDs, gold nano particles and the rods with different polymer cap-ping legends and the related capping exchange methods. The thin film preparation of QD monolayers as well as hybrid nano assemblies using several techniques, i.e., Langmuir-Blodgett (LB), dip coat methods are provided. Further the details of surface morphology of the prepared thin films has been studied by different microscopic techniques i.e., atomic force microscopy (AFM), transmission electron microscopy (TEM) and scanning electron microscopy (SEM). The details of the PL emission measurements of these hybrid arrays using confocal, Raman and polarization based near field scanning optical microscope (NSOM) modes followed with the life time measurements. In third chapter, the substantial strong coupling and collective emission regime is engineered in the QD monolayer films embedded with tiny gold nano particles keeping the QD density same. Tuning the photoluminescence (PL) of semiconducting QD assemblies using small Au NPs in different ratio, different packing density and extent of spectral overlap between QD photoluminescence and the metal nanoparticle absorbance has been discussed. We provided possible experimental and theoretical evidence for the plasmon-mediated emergence of collective emission and enhanced quantum efficiency in these QD films with the consolidation of multiple emitters and multiple NPs. The quantum efficiency of these hybrid assemblies is further explored with different material as well as the size effect of metal nano particles. Chapter 4 comprises the experiment results of the self-assembled compact and partially aligned gold nano rod (GNR) arrays on QD monolayer films. We experimentally demonstrated the quantum efficiency of these QD hybrid assemblies is gaining max-imum when the longitudinal surface plasmon resonance (LSPR) absorption maxima of GNR arrays is resonant with the QD monolayer PL maxima and is always non-existent for the off resonant case. Further, we reported the variability in the size and morphology of these GNR domains leads to the maximum achieved enhancement as well as anisotropy value in comparison with isolated rods and the explored conditions to further enhance the efficiency in these QD hybrid assemblies.

A straightforward, rapid method to create colloidally stable and brightly luminescent core/shell CdSe-based nanoplatelets (NPLs) with fluorescence quantum yields (QYs) up to 50% is demonstrated. A layer-by-layer deposition technique based on a two-phase mixture ‒ consisting of a nonpolar phase which includes the NPLs, and a saturated ionic polar phase ‒ to separate the reagents and hinder the nucleation of the shell material is used. The deposition of the first sulfur layer leads to a significant red-shift (by more than 100 nm) of the optical absorption and emission of the NPLs. Hence, by varying either the sulfur precursor content or the reaction time one can precisely and continuously tune the absorption and emission maxima from 520 to 630 nm. This evolution of the absorption onset during the shell growth is explained quantitatively using density-functional theory and atomistic statistical simulations. The emission can be further enhanced by exposure of the NPL solution to ambient sunlight. Finally, it is demonstrated that the core/shell NPLs can be transferred from the organic solution to aqueous media with no reduction of their QY that opens the door to a broad range of practical applications.

Surface- and tip-enhanced resonant Raman scattering (resonant SERS and TERS) by optical phonons in a monolayer of CdSe quantum dots (QDs) is demonstrated. The SERS enhancement was achieved by employing plasmonically active substrates consisting of gold arrays with varying nanocluster diameters prepared by electron-beam lithography. The magnitude of the SERS enhancement depends on the localized surface plasmon resonance (LSPR) energy, which is determined by the structural parameters. The LSPR positions as a function of nanocluster diameter were experimentally determined from spectroscopic micro-ellipsometry, and compared to numerical simulations showing good qualitative agreement. The monolayer of CdSe QDs was deposited by the Langmuir–Blodgett-based technique on the SERS substrates. By tuning the excitation energy close to the band gap of the CdSe QDs and to the LSPR energy, resonant SERS by longitudinal optical (LO) phonons of CdSe QDs was realized. A SERS enhancement factor of 2 × 10³ was achieved. This allowed the detection of higher order LO modes of CdSe QDs, evidencing the high crystalline quality of QDs. The dependence of LO phonon mode intensity on the size of Au nanoclusters reveals a resonant character, suggesting that the electromagnetic mechanism of the SERS enhancement is dominant. Finally, the resonant TERS spectrum from CdSe QDs was obtained using electrochemically etched gold tips providing an enhancement on the order of 10⁴. This is an important step towards the detection of the phonon spectrum from a single QD. / Dieser Beitrag ist aufgrund einer (DFG-geförderten) Allianz- bzw. Nationallizenz frei zugänglich.

We introduce new oxygen- and moisture-proof polymer matrixes based on polyisobutylene (PIB) and its block copolymer with styrene [poly(styrene-block-isobutylene-blockstyrene), PSt-b-PIB-b-PSt] for the encapsulation of colloidal semiconductor nanocrystals. In order to prepare transparent and processable composites, we developed a special procedure of nanocrystal surface engineering including ligand exchange of parental organic ligands to inorganic species followed by the attachment of specially designed short-chain PIB functionalized with an amino group. The latter provides excellent compatibility of the particles with the polymer matrixes. As colloidal nanocrystals, we chose CdSe nanoplatelets (NPLs) because they possess a large surface and thus are very sensitive to the environment, in particular in terms of their limited photostability. The encapsulation strategy is quite general and can be applied to a wide variety of semiconductor nanocrystals, as demonstrated on the example of PbS quantum dots. All obtained composites exhibited excellent photostability, being tested in a focus of a powerful white-light source, as well as exceptional chemical stability in a strongly acidic media. We compared these properties of the new composites with those of widely used polyacrylate-based materials, demonstrating the superiority of the former. The developed composites are of particular interest for application in optoelectronic devices, such as color-conversion light-emitting diodes, laser diodes, luminescent solar concentrators, etc.

Im Rahmen der vorliegenden Arbeit wurden Metallchalkogenid-Nanopartikel bzw. Quantum Dots größenselektiv mittels kontinuierlicher MicroJet-Reaktor-Technologie in wässrigem Medium erzeugt. Aufgrund der sehr kurzen Mischzeiten im µs- bis ms-Bereich können Keimbildung und -wachstum im MicroJet-Reaktor zeitlich voneinander separiert werden. Die Begrenzung des Partikelwachstum durch den Einsatz von Stabilisatoren oder geringer Präkursorkonzentrationen ermöglichten die Synthese von monodispersen, nanokristallinen Produkten mit sehr schmaler Partikelgrößenverteilung. Ausgehend von den wasserlöslichen Präkursoren Cadmiumnitrat und Natriumsulfid wurde sowohl eine Synthesestrategie für elektrostatisch- als auch Liganden-stabilisierte CdS-Nanopartikel entwickelt. Es wurden zahlreiche Reaktionsparameter wie Temperatur, Präkursorverhältnis, Konzentration oder Fällungsmittel variiert und der Einfluss auf die Partikelgröße überprüft. In weiteren Untersuchungen konnte die Übertragbarkeit der MicroJet-Reaktor-Synthese auf die Metallchalkogenide Cadmiumzinksulfid, Silbersulfid und Silberindiumsulfid validiert werden. Auch komplexere Systeme wie Core/Shell Partikel sind mittels postsynthetischer Beschichtung der im MicroJet-Reaktor hergestellten Nanopartikel möglich. Erste Experimente zur Synthese von CdSe bestätigten die Eignung des kontinuierlichen Verfahrens zur Fällung höherer Chalkogenide.:1 Einleitung 1 1.1 Halbleiternanopartikel 3 1.1.1 Bandstruktur des Festkörpers 3 1.1.2 Interbandübergänge in direkten und indirekten Halbleitern 7 1.1.3 Quantum Confinement 15 1.2 Fällung von Nanopartikeln im MicroJet-Reaktor 20 1.2.1 Partikelbildung durch Kristallisation 20 1.2.2 Funktionsprinzip des MicroJet-Reaktors 22 1.2.3 State of the Art 25 1.3 Nanoskalige Metallchalkogenide 29 1.3.1 Cadmiumchalkogenide 29 1.3.2 Near-Infrared Quantum Dots 31 1.3.3 Core/Shell-Partikel 34 1.4 Zielsetzung 37 2 Ergebnisse und Diskussion 39 2.1 Allgemeines 39 2.2 Cadmiumchalkogenide 47 2.2.1 Hydrothermalsynthese von CdS im Laborautoklaven 47 2.2.1.1 Wiederholbarkeit 48 2.2.1.2 Einfluss des Präkursorverhältnis 50 2.2.1.3 Versuchsplanung zur Untersuchung ausgewählter Reaktionsparameter 51 2.2.1.4 Effektberechnung zur Untersuchung ausgewählter Einflussfaktoren 54 2.2.1.5 Beobachtungen und Charakterisierung 56 2.2.2 Kontinuierliche Synthese von CdS im MicroJet-Reaktor 62 2.2.2.1 MJR-Synthese von CdS aus Cd(NO3)2 und Na2S 62 2.2.2.2 MJR-Synthese von CdS aus Cd(NO3)2 und Thioacetamid 71 2.2.3 CdS/ZnS Core/Shell und Cd1-xZnxS Quantum Dots 76 2.2.3.1 CdS/ZnS Core/Shell Quantum Dots 77 2.2.3.2 Cd1-xZnxS Quantum Dots 88 2.2.4 Hydrothermalsynthese von CdSe im Laborautoklaven 99 2.2.4.1 Wiederholbarkeit 99 2.2.4.2 Präkursorverhältnis Cd2+:Se2- 101 2.2.4.3 Versuchsplanung zur Untersuchung ausgewählter Reaktionsparameter 104 2.2.4.4 Effektberechnung zur Untersuchung ausgewählter Einflussfaktoren 108 2.2.4.5 Beobachtungen und Charakterisierung 111 2.2.5 Kontinuierliche Synthese von CdSe im MicroJet-Reaktor 116 2.3 Near-Infrared Quantum Dots 121 2.3.1 Kontinuierliche Synthese von AgS2 im MJR-Reaktor 121 2.3.1.1 Elektrostatisch stabilisierte Ag2S Quantum Dots 121 2.3.1.2 Ag2S/ZnS Core/Shell Quantum Dots 138 2.3.1.3 Ligandenstabilisierte Ag2S Quantum Dots 143 2.3.2 Kontinuierliche Synthese von Indiumsilbersulfid im MJR-Reaktor 152 3 Experimenteller Teil 165 3.1 Synthesen 165 3.1.1 Verwendete Chemikalien 165 3.1.2 Hydrothermalsynthese im Laborautoklaven 166 3.1.2.1 Versuchsaufbau 166 3.1.2.2 Cadmiumsulfid 167 3.1.2.3 Cadmiumselenid 168 3.1.2.4 Silbersulfid 169 3.1.3 Kontinuierliche Synthese im MicroJet-Reaktor 169 3.1.3.1 Versuchsaufbau und Durchführung der MicroJet-Reaktor-Synthese 169 3.1.3.2 Synthese Liganden-stabilisierter Metallsulfide 171 3.1.3.3 Synthese elektrostatisch stabilisierter Metallsulfide 171 3.1.3.4 Synthese von Cadmiumselenid 172 3.1.3.5 Synthese von Core-Shell-Partikeln 172 3.2 Analytische Methoden 173 3.2.1 Dynamische Lichtstreuung (DLS) 173 3.2.2 Statische Lichtstreuung (SLS) 173 3.2.3 UV/Vis-Absorptionsspektroskopie 173 3.2.4 Photolumineszenz (PL)-Spektroskopie 174 3.2.5 Transmissionselektronenmikroskopie (TEM) 174 3.2.6 Rasterelektronenmikroskopie (REM) 175 3.2.7 Optische Emissionsspektroskopie mit induktiv gekoppeltem Plasma (ICP-OES) 175 3.2.8 Röntgenfluoreszenzanalyse (RFA) 176 3.2.9 Pulver-Röntgendiffraktometrie (PXRD) 176 3.2.10 RAMAN-Spektroskopie 177 3.2.11 Abgeschwächte Totalreflexions-Infrarotspektroskopie (ATR-FTIR) 177 4 Zusammenfassung und Ausblick 179 5 Literatur 182 6 Anhang 195 / In the present work, metal chalcogenide nanoparticles or Quantum Dots were obtained size-selectively using continuous MicroJet Reactor technology. Due to the short mixing times in the µs to ms range, crystallite nucleation and crystal growth are well separated and enable concentration-limited particle growth. Alternatively, particle growth can be limited by stabilizers. Starting from the water-soluble precursors Cd(NO3)2 and Na2S, a synthesis strategy for both electrostatic and ligand stabilized CdS nanoparticles in aqueous medium was developed. The nanocrystalline products obtained were characterized by a narrow, monodisperse particle size distribution. Examining the influence of the particle size, numerous reaction parameters e. g. temperature, ratio of precursors, concentration or precipitant were varied. In further investigations, the transferability of the MicroJet Reactor synthesis to the metal chalcogenides (Cd,Zn)S, Ag2S and AgInS2 was validated. By means of post-synthetic coating of the nanoparticles produced in the MicroJet Reactor, more complex systems such as CdS/ZnS or Ag2S/ZnS core/shell particles are accessible. Initial experiments on the synthesis of CdSe confirmed the suitability of the continuous process for precipitation of selenides.:1 Einleitung 1 1.1 Halbleiternanopartikel 3 1.1.1 Bandstruktur des Festkörpers 3 1.1.2 Interbandübergänge in direkten und indirekten Halbleitern 7 1.1.3 Quantum Confinement 15 1.2 Fällung von Nanopartikeln im MicroJet-Reaktor 20 1.2.1 Partikelbildung durch Kristallisation 20 1.2.2 Funktionsprinzip des MicroJet-Reaktors 22 1.2.3 State of the Art 25 1.3 Nanoskalige Metallchalkogenide 29 1.3.1 Cadmiumchalkogenide 29 1.3.2 Near-Infrared Quantum Dots 31 1.3.3 Core/Shell-Partikel 34 1.4 Zielsetzung 37 2 Ergebnisse und Diskussion 39 2.1 Allgemeines 39 2.2 Cadmiumchalkogenide 47 2.2.1 Hydrothermalsynthese von CdS im Laborautoklaven 47 2.2.1.1 Wiederholbarkeit 48 2.2.1.2 Einfluss des Präkursorverhältnis 50 2.2.1.3 Versuchsplanung zur Untersuchung ausgewählter Reaktionsparameter 51 2.2.1.4 Effektberechnung zur Untersuchung ausgewählter Einflussfaktoren 54 2.2.1.5 Beobachtungen und Charakterisierung 56 2.2.2 Kontinuierliche Synthese von CdS im MicroJet-Reaktor 62 2.2.2.1 MJR-Synthese von CdS aus Cd(NO3)2 und Na2S 62 2.2.2.2 MJR-Synthese von CdS aus Cd(NO3)2 und Thioacetamid 71 2.2.3 CdS/ZnS Core/Shell und Cd1-xZnxS Quantum Dots 76 2.2.3.1 CdS/ZnS Core/Shell Quantum Dots 77 2.2.3.2 Cd1-xZnxS Quantum Dots 88 2.2.4 Hydrothermalsynthese von CdSe im Laborautoklaven 99 2.2.4.1 Wiederholbarkeit 99 2.2.4.2 Präkursorverhältnis Cd2+:Se2- 101 2.2.4.3 Versuchsplanung zur Untersuchung ausgewählter Reaktionsparameter 104 2.2.4.4 Effektberechnung zur Untersuchung ausgewählter Einflussfaktoren 108 2.2.4.5 Beobachtungen und Charakterisierung 111 2.2.5 Kontinuierliche Synthese von CdSe im MicroJet-Reaktor 116 2.3 Near-Infrared Quantum Dots 121 2.3.1 Kontinuierliche Synthese von AgS2 im MJR-Reaktor 121 2.3.1.1 Elektrostatisch stabilisierte Ag2S Quantum Dots 121 2.3.1.2 Ag2S/ZnS Core/Shell Quantum Dots 138 2.3.1.3 Ligandenstabilisierte Ag2S Quantum Dots 143 2.3.2 Kontinuierliche Synthese von Indiumsilbersulfid im MJR-Reaktor 152 3 Experimenteller Teil 165 3.1 Synthesen 165 3.1.1 Verwendete Chemikalien 165 3.1.2 Hydrothermalsynthese im Laborautoklaven 166 3.1.2.1 Versuchsaufbau 166 3.1.2.2 Cadmiumsulfid 167 3.1.2.3 Cadmiumselenid 168 3.1.2.4 Silbersulfid 169 3.1.3 Kontinuierliche Synthese im MicroJet-Reaktor 169 3.1.3.1 Versuchsaufbau und Durchführung der MicroJet-Reaktor-Synthese 169 3.1.3.2 Synthese Liganden-stabilisierter Metallsulfide 171 3.1.3.3 Synthese elektrostatisch stabilisierter Metallsulfide 171 3.1.3.4 Synthese von Cadmiumselenid 172 3.1.3.5 Synthese von Core-Shell-Partikeln 172 3.2 Analytische Methoden 173 3.2.1 Dynamische Lichtstreuung (DLS) 173 3.2.2 Statische Lichtstreuung (SLS) 173 3.2.3 UV/Vis-Absorptionsspektroskopie 173 3.2.4 Photolumineszenz (PL)-Spektroskopie 174 3.2.5 Transmissionselektronenmikroskopie (TEM) 174 3.2.6 Rasterelektronenmikroskopie (REM) 175 3.2.7 Optische Emissionsspektroskopie mit induktiv gekoppeltem Plasma (ICP-OES) 175 3.2.8 Röntgenfluoreszenzanalyse (RFA) 176 3.2.9 Pulver-Röntgendiffraktometrie (PXRD) 176 3.2.10 RAMAN-Spektroskopie 177 3.2.11 Abgeschwächte Totalreflexions-Infrarotspektroskopie (ATR-FTIR) 177 4 Zusammenfassung und Ausblick 179 5 Literatur 182 6 Anhang 195