Neste trabalho, duas preparações de lipase imobilizada (EC 3.1.1.3), tipo B (CALB) de Candida antarctica, foram comparadas como biocatalisadores na síntese de ésteres metílicos. CALB imobilizada comercialmente (Novozym 435 - CALB-435) e CALB imobilizada em esferas de estireno-divinilbenzeno (CALB-MCI) foram testadas para as reações de transesterificação. Um delineamento composto central rotacional (DDCR) e metodologia de superfície de resposta (MSR) foram utilizados para otimizar a relação razão molar álcool:óleo, teor de enzimas, e a água adicionada nas reações. As duas preparações de enzimas mostraram diferentes condições ótimas para a produção de ésteres metílicos, com a taxa inicial da reação de 51,47 mmol L-1 h-1 para CALB-435, e 57 mmol L-1 h-1 para CALB-MCI. O estudo do tempo de reação indicou que em 72 h foi possível obter conversões próximas a 100 % para ambos os derivados. Um alto rendimento de conversão foi obtido sob as condições otimizadas, indicando que a RSM pode ser usada para descrever adequadamente a relação entre os parâmetros de reação e da resposta (teor de ésteres metílicos). Sobre a estabilidade operacional durante as experiências de reutilização, ambos preparados enzimáticos mantiveram 70 % de sua atividade inicial após oito bateladas, sugerindo sua aplicabilidade na produção de biodiesel. / In this work two preparations of immobilized lipase (EC 3.1.1.3), type B (CALB) from Candida antarctica, were compared as biocatalysts in the synthesis of esters. Commercial Novozym 435 (CALB-435) and CALB immobilized on styrene-divinylbenzene beads (CALB-MCI) were tested for the transesterification reactions. Central composite design rotational (DCCR) and response surface methodology (RSM) were used to optimize the substrate molar ratio, enzyme content, and the added water. The two enzyme preparations have shown different optimal conditions for the production of methyl esters, with initial rates of reaction 51.47 mmol L-1 h-1 for CALB-435, and 57 mmol L-1 h-1 for CALB-MCI. The study of reaction time indicated that in 72 h it was possible to obtain conversions close to 100 % for both derivatives. A high yield conversion was obtained under the optimized conditions, indicating that RSM can be used to adequately describe the relationship between the reaction parameters and the response (yield conversion) in lipase-catalyzed biodiesel synthesis. Over the operational stability during experiments of batch reuse, both prepared enzymatic maintained 70 % of their initial activity after eight batches, suggesting their potential for economical application on biodiesel production.

Orientador: Telma Teixeira Franco / Tese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Quimica / Made available in DSpace on 2018-08-07T15:01:29Z (GMT). No. of bitstreams: 1 Tsukamoto_Junko_D.pdf: 1866337 bytes, checksum: 5cac22304ad7fddc116a61d4e57a941f (MD5) Previous issue date: 2006 / Resumo: Reações enzimáticas em meio orgânico têm despertado grande interesse industrial devido às vantagens de obtenção de produtos puros pela maior especificidade das enzimas, pela redução de gastos energéticos e pela possibilidade de desenvolvimento de condições menos agressivas de processo. O uso de enzimas em síntese é uma alternativa viável à síntese orgânica e pode ser compreendida como processo relacionado ao novo conceito de ¿biotecnologia industrial¿ (white biotechnology), devido às preocupações ambientais e da sustentabilidade dos processos químicos. Processos biotecnológicos permitem a exploração racional de materiais renováveis (açúcares) para obtenção de produtos industriais, diminuindo a degradação ambiental. Uma rota enzimática é aqui proposta para obtenção de acrilatos de açúcares, monômero para confecção de polímeros biodegradáveis. O uso de enzimas em síntese orgânica oferece vantagens devido a especificidades na formação de produto, onde os custos de separação, purificação e tratamento de resíduos são minimizados. As lipases são responsáveis por 20% das biotransformações realizadas atualmente. Ésteres derivados de carboidratos e de ácidos graxos vêm sendo produzidos para a indústria alimentícia e farmacêutica, entretanto, mas não se encontram ainda ésteres tais como acrilatos de carboidratos no mercado. Esse projeto visou um estudo da produção de acrilatos de carboidratos pela reação direta via enzimática pela lipase comercial CalB. A esterificação de três monossacarídeos (D-glicose, D-frutose e D-xilose) e dois dissacarídeos (sacarose e maltose) com ácido acrílico pela CalB no solvente terc-butanol foi estudada. O efeito dos três seguintes parâmetros foi avaliado: temperatura, razão molar entre os reagentes (açúcar: ácido acrílico) e quantidade de enzima sobre a conversão a ésteres foi avaliada. A conversão da reação foi acompanhada por cromatografia líquida (CLAE-IR) e por MALDI TOF MS / Abstract: Industrial interest in enzymatic reactions in organic media is due to the possibility of obtain pure compounds with the use of highly specific enzyme, the decrease in energy costs and the possibility of using mild process conditions. The development of new enzymatic processes for chemical synthesis as a viable alternative to the organic synthesis is related to the new concept of "industrial biotechnology" (white biotechnology), with higher concerns with the environment and the sustainability of chemical processes. Biotechnological processes that make a more rational use of renewed resources such as sugars to produce chemicals decrease, in most cases, the environmental impact. In this work an enzymatic route is proposed for the production of sugar acrylates, a biodegradable monomer. The use of enzymes in organic media has the advantage of high specificity to the desired product, lower separation and purification costs, and minimization of residue formation. Currently, lipases are responsible for 20% of all biotransformations. Esters derived from fatty acid and carbohydrates are produced for the food and pharmaceutical industries. However, acrylate esters of carbohydrate are still not found in the market. This aim of this work was to study the production of acrylates of carbohydrates by the direct enzymatic reaction of sugars with acrylic acid on the commercial lipase CalB. The esterification of three monosaccharide (D-glucose, D-fructose and xylose) and two disaccharides (sucrose and maltose) with acrylic acid on CalB in tert-butanol was studied. The effects of temperature, molar ratio of the reactants (sugar to acrylic acid) and amount of enzyme on the conversion to esters were studied. The esterification reaction was monitored by HPLC and MALDI TOF MS / Doutorado / Desenvolvimento de Processos Químicos / Doutor em Engenharia Química

Dans un contexte du développement durable, de nouvelles architectures macromoléculaires biosourcées ont été synthétisées à partir de synthons (diacides et diols) pouvant être obtenus par voies fermentaires à partir de sources carbonées issues de la biomasse. Dans un premier temps, différents copolyesters aliphatiques ont été synthétisés en masse, à l’aide d’un catalyseur organométallique à base de titane, à partir de diacides (acides succinique et adipique) et de diols (1,3-propanediol, 1,4-butanediol et 2,3-butanediol) courts. Dans un deuxième temps, des architectures macromoléculaires similaires ont été obtenues par catalyse enzymatique en solution à l’aide de la lipase B de Candida antarctica. L’influence de la longueur et de la structure des monomères sur leur réactivité en présence de la lipase a été particulièrement étudiée. Dans un troisième et dernier temps, des architectures macromoléculaires à base d’oligomères hydroxytéléchéliques d’un polyester bactérien : le poly((R)-3-hydroxybutyrate) (PHB)tels que des poly(ester-éther-uréthane)s et des copolyesters ont été obtenues soit par couplage de chaîne à l’aide d’un diisocyanate, ou par transestérification organométallique et enzymatique. Ces études ont permis d’analyser en détail l’effet de l’addition des synthons biosourcés dans les architectures macromoléculaires et notamment sur la structure cristalline, la stabilité thermique et les propriétés thermiques et optiques de ces polymères. De plus, le grand potentiel de la catalyse enzymatique pour la synthèse de polyesters et celui de l’utilisation d’oligomères de PHB pour l’élaboration de nouveaux matériaux performants ont pu être largement démontrés. / In the context of sustainable development, new biobased and aliphatic macromolecular architectures were synthesized from building blocks that can be obtained by fermentation routes using carbon sources from the biomass. First, several aliphatic copolyesters were synthesized in bulk from short dicarboxylic acids (such as succinic and adipic acids) and diols (such as 1,3-propanediol, 1,4-butanediol and 2,3-butanediol) by organometallic catalysis using an effective titanium-based catalyst. In a second time, similar macromolecular architectures were synthesized by an enzymatic process in solution using Candida antarctica lipase B as catalyst. The influence of the alkyl chain length and the structure of monomers on their reactivity toward the lipase were particularly discussed. In the third and last part, new macromolecular architectures based on hydroxytelechelic oligomers of a bacterial polyester: poly((R)-3-hydroxybutyrate) (PHB), such as poly(ester-ether-urethane)s and copolyesters, were obtained by either chain-coupling using a diisocyanate, or organometallic and enzymatic transesterification, respectively.These studies permitted to determine a close relationship between the effect of the building blocks structure integrated in the final macromolecular architectures and the intrinsic properties, such as the crystalline structure, the thermal stability and the thermal and optical properties, of these polymers. In addition, the great potential of the lipase-catalyzed synthesis of polyesters and the use of PHB oligomers for developing new high performance materials has been clearly established.

<p> </p><p>A chemoselective catalyst is preferred in a chemical reaction where protecting groups otherwise are needed. The two lipases <em>Candida antarctica </em>lipase B and <em>Rhizomucor miehei</em> lipase showed large chemoselectivity ratios, defined as (<em>k_cat</em>/<em>K</em>_M)_OH/ (<em>k_cat</em>/<em>K</em>_M)_SH, in a transacylation reaction with ethyl octanoate as acyl donor and hexanol or hexanethiol as acyl acceptor (<strong>paper I</strong>). The chemoselectivity ratio of the uncatalyzed reaction was 120 in favour of the alcohol. Compared to the uncatalyzed reaction, the chemoselectivity was 730 times higher for <em>Candida antarctica </em>lipase B and ten times higher for <em>Rhizomucor miehei</em> lipase. The <em>K</em>_M towards the thiol was more than two orders of magnitude higher than the <em>K</em>_M towards the corresponding alcohol. This was the dominating contribution to the high chemoselectivity displayed by the two lipases. In a novel approach, <em>Candida antarctica </em>lipase B was used as catalyst for enzymatic synthesis of thiol-functionalized polyesters in a one-pot reaction without using protecting groups (<strong>paper II</strong>). Poly(e-caprolactone) with a free thiol at one of the ends was synthesized in an enzymatic ring-opening polymerization initiated with mercaptoethanol or terminated with either 3-mercaptopropionic acid or g-thiobutyrolactone.</p><p> </p>

Surfactants are molecules that contain a water-soluble and afat-soluble part. They have important functions in productssuch as detergents, cosmetics, pharmaceuticals and foods aswell as in many industrial processes. Surfactants are used onvery large scale, which makes it important to decrease theirimpact on the environment. This can be done by starting withnatural materials, by improving the synthetic methods and byreducing the use of limited resources such as energy andorganic solvents. This thesis focuses on lipase-catalyzed synthesis ofsurfactants based on natural products. It also includesfunctional studies of the produced surfactants; as antioxidantsin oils, or as surfactants to solubilize pharmaceuticals. Unsaturated fatty acid esters of ascorbic acid weresynthesized with catalysis by Candida antarctica lipase B int-amyl alcohol and in ionic liquids. High yields ofascorbyl oleate were obtained in an ionic liquid that wasdesigned to improve the solubility of the fatty acid, when thereaction was performed under vacuum. Ascorbyl oleate wasamorphous and was a better antioxidant than ascorbyl palmitatein rapeseed oil. Polyethylene glycol (PEG) stearate, PEG 12-hydroxystearateand a series of PEG 12-acyloxy-stearates were synthesized in avacuum-driven, solvent-free system usingC. antarcticalipase B as catalyst. Critical micelleconcentration and solubilization capacity were determined forthe PEG 12-acyloxy-stearates. Their effects on living cellswere evaluated in studies of hemolysis and transepithelialelectrical resistance. Several PEG1500 12-acyloxy-stearateswere excellent solubilizers for pharmaceutical use and hadnegligible negative effects on living cells even at highconcentrations. Enzymatic and chemo-enzymatic methods offer uniquepossibilities to synthesize surfactants of high purity. Pureand well-defined surfactants enable new applications and areimportant for the understanding of surfactantstructure-function relationships.

Enzymes are today well recognized in various industrial applications, being an important component in detergents, and catalysts in the production of agrochemicals, foods, pharmaceuticals, and fine chemicals. Their large use is mainly due to their high selectivity and environmental advantage, compared to traditional catalysts. Tools and techniques in molecular biology offer the possibility to screen the natural sources and engineer new enzyme activities which further increases their usefulness as catalysts, in a broader area. Although enzymes show high substrate and reaction selectivity many enzymes are today known to catalyze other reactions than their natural ones. This is called enzyme promiscuity. It has been suggested that enzyme promiscuity is Nature’s way to create diversity. Small changes in the protein sequence can give the enzyme new reaction specificity. In this thesis I will present how rational design, based on molecular modeling, can be used to explore enzyme promiscuity and to change the enzyme reaction specificity. The first part of this work describes how Candida antarctica lipase B (CALB), by a single point mutation, was mutated to give increased activity for aldol additions, Michael additions and epoxidations. The activities of these reactions were predicted by quantum chemical calculations, which suggested that a single-point mutant of CALB would catalyze these reactions. Hence, the active site of CALB, which consists of a catalytic triad (Ser, His, Asp) and an oxyanion hole, was targeted by site-directed mutagenesis and the nucleophilic serine was mutated for either glycine or alanine. Enzymes were expressed in Pichia pastoris and analyzed for activity of the different reactions. In the case of the aldol additions the best mutant showed a four-fold initial rate over the wild type enzyme, for hexanal. Also Michael additions and epoxidations were successfully catalyzed by this mutant. In the last part of this thesis, rational design of alanine racemase from Geobacillus stearothermophilus was performed in order to alter the enzyme specificity. Active protein was expressed in Escherichia coli and analyzed. The explored reaction was the conversion of alanine to pyruvate and 2-butanone to 2-butylamine. One of the mutants showed increased activity for transamination, compared to the wild type. / QC 20100929

<p>Surfactants are molecules that contain a water-soluble and afat-soluble part. They have important functions in productssuch as detergents, cosmetics, pharmaceuticals and foods aswell as in many industrial processes. Surfactants are used onvery large scale, which makes it important to decrease theirimpact on the environment. This can be done by starting withnatural materials, by improving the synthetic methods and byreducing the use of limited resources such as energy andorganic solvents.</p><p>This thesis focuses on lipase-catalyzed synthesis ofsurfactants based on natural products. It also includesfunctional studies of the produced surfactants; as antioxidantsin oils, or as surfactants to solubilize pharmaceuticals.</p><p>Unsaturated fatty acid esters of ascorbic acid weresynthesized with catalysis by Candida antarctica lipase B in<i>t</i>-amyl alcohol and in ionic liquids. High yields ofascorbyl oleate were obtained in an ionic liquid that wasdesigned to improve the solubility of the fatty acid, when thereaction was performed under vacuum. Ascorbyl oleate wasamorphous and was a better antioxidant than ascorbyl palmitatein rapeseed oil.</p><p>Polyethylene glycol (PEG) stearate, PEG 12-hydroxystearateand a series of PEG 12-acyloxy-stearates were synthesized in avacuum-driven, solvent-free system using<i>C. antarctica</i>lipase B as catalyst. Critical micelleconcentration and solubilization capacity were determined forthe PEG 12-acyloxy-stearates. Their effects on living cellswere evaluated in studies of hemolysis and transepithelialelectrical resistance. Several PEG1500 12-acyloxy-stearateswere excellent solubilizers for pharmaceutical use and hadnegligible negative effects on living cells even at highconcentrations.</p><p>Enzymatic and chemo-enzymatic methods offer uniquepossibilities to synthesize surfactants of high purity. Pureand well-defined surfactants enable new applications and areimportant for the understanding of surfactantstructure-function relationships.</p>

Multifunctional enzymes have alternative functions or activities, known as “moonlighting” or “promiscuous”, which are often hidden behind a native enzyme activity and therefore only visible under special environmental conditions. In this thesis, the active-site of Pseudozyma (formerly Candida) antarctica lipase B was explored for a promiscuous conjugate addition activity. Pseudozyma antarctica lipase B is a lipase industrially used for hydrolysis or transacylation reactions. This enzyme contains a catalytic triad, Ser105-His224-Asp187, where a nucleophilic attack from Ser105 on carboxylic acid/ester substrates cause the formation of an acyl enzyme. For conjugate addition activity in Pseudozyma antarctica lipase B, replacement of Ser105 was assumed necessary to prevent competing hemiacetal formation. However, experiments revealed conjugate addition activity in both wild-type enzyme and the Ser105Ala variant. Enzyme-catalyzed conjugate additions were performed by adding sec-amine, thiols or 1,3-dicarbonyl compounds to various α,β-unsaturated carbonyl compounds in both water or organic solvent. The reactions followed Michaelis-Menten kinetics and the native ping pong bi bi reaction mechanism of Pseudozyma antarctica lipase B for hydrolysis/transacylation was rerouted to a novel ordered bi uni reaction mechanism for conjugate addition (Paper I, II, III). The lipase hydrolysis activity was suppressed more than 1000 times by the replacement of the nucleophilic Ser105 to Ala (Paper III).

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