I used on-site interviews and angler counts to estimate angler effort, catch and harvest rates, and total catch and total harvest. On the Smith River, angling pressure per km was most intense in the special management area, with most use occurring on weekend days. Anglers harvested approximately 90% of the rainbow trout they caught, and 63% of the rainbow trout stocked during the study period. Anglers harvested only 5% of the brown trout they caught. Philpott Reservoir was overwhelmingly a nonconsumptive black bass fishery (anglers harvested only 9% of the black bass they caught). I also estimated net economic value of both fisheries using the travel cost method (TCM) and contingent valuation method (CVM). In addition to estimating net economic value for the fisheries under current fishing conditions, I also explored changes in economic value under different fishing scenarios and alternative flow regimes. On the Smith River, doubling an angler's chance of catching a large trout (> 16 in.) had the highest net economic value of any scenario in all three river sections. The wild trout scenario had the highest net economic value in the special management area. On Philpott Reservoir, doubling an angler's chance of catching a black bass had the highest net economic value. Total economic value (including angler expenditures) of both fisheries was $656,140, only $13,000 less than the value of power produced at Philpott Dam during Fiscal Year 1995. / Master of Science

Reef fisheries are important activities that support the livelihoods of millions of people. Reef fisheries exploit different habitats and typically target a diversity of species caught with a matching diversity of fishing gears. However, previous studies of reef fisheries have generally lacked detailed information on the catch and effort by gear and habitat type. In this dissertation, the sustainability of a coral reef fishery at the Marine Protected Area Costa dos Corais, Northeastern Brazil is assessed. In 1,833 landing interviews with local fishers, 100 fished species were identified and the total catch in kilograms for each species, the size composition of captured individuals and the habitat type exploited were recorded. First, the dissertation explores how fishing gears selected for distinct functional traits. A low competitive interaction between different gears was noted. Gears used in reef habitats selected for sedentary and benthic species, while gears used in coastal lagoons targeted highly mobile and pelagic. Second, the dissertation assesses how different gear affected the catch rates of coral reef fishes. Gears used on coral reef habitats had a more negative effect on catch rates than those used in coastal lagoons. The three gear types that affected catch rates more severely were hook and line, gillnet and cast net. Based on the results it is argued that the effects of reef fisheries on catch rates were highly depended on the vulnerability of target species. Finally, the dissertation assesses the ability of the fishing-down concept to assess the sustainability of the local fishery; the fishing-down is used to describe the process of moving away from catching large fish to progressively targeting smaller fish. I found strong support for the fishing-down, as fisheries decreased the average size of the fish assemblage and affected more heavily the catch rates of fishes with higher index of vulnerability. Overall results show that fisheries management should focus on the conservation of vulnerable taxa that are responsible for key ecological processes in coral reefs such as herbivory and coral predation. The decision-making process on management measures must be based on clear discussions with all stakeholders involved. / Doctor of Philosophy / Coral reefs are one of the richest environments on the planet, but overfishing threatens their conservation. Reef fishers use many techniques, or fishing gears, such as hook and line and nets, to catch a high diversity of fish species. Reef fisheries are often unsustainable as fishers are allowed to employ high levels of effort. Thus, studies are needed to assess the sustainability of coral reef fisheries and determine which gears are more negative to reef fishes. In a series of three studies, I investigated how reef fisheries affected fish communities in Northeastern Brazil. I used a total of 1,833 interviews with fishers in which I recorded the total catch for each species, obtained size of fish individuals, and asked about the environment that was exploited, coral reefs or coastal lagoons. First, I evaluated how the different gears selected for groups of species with unique life-history characteristics, such as size, mobility and period of activity. I found that gears such as hook and line and harpoon selected for species with sedentary traits that live near the bottom of the ocean, whereas nets selected for very mobile species that inhabit surface waters. In general, fishers did not compete for the same resources with different gears. Second, I assessed how the different gears affected the relative abundance of coral reef fishes. The three gear types that affected more heavily the relative abundance of fishes were hook and line, gillnet and cast net. I argue that the negative effects occurred because these gears caught species with characteristics that made them vulnerable to exploitation, such as slow body growth. Third the dissertation assesses the ability of the fishing-down concept to assess the sustainability of the local fishery; the fishing-down is used to describe the process of moving away from catching large fish to progressively targeting smaller fish. I found strong support for the fishing-down as the studied fisheries impacted the size and the abundance of local fishes. My results suggest that fisheries management should focus on the conservation of vulnerable fish responsible for key ecological processes such as herbivory and coral predation. The decision-making process regarding fisheries management must also be based on clear discussions with all stakeholders involved.

Submitted by Fabio Sobreira Campos da Costa (fabio.sobreira@ufpe.br) on 2016-09-01T13:19:15Z No. of bitstreams: 2 license_rdf: 1232 bytes, checksum: 66e71c371cc565284e70f40736c94386 (MD5) MTTolotti_EcologyConservationOceanicWhitetipShark_VF_FichaCatalografica.compressed aprovada.pdf: 5871232 bytes, checksum: 4af848c7c53529f3e28ffa5d085443f1 (MD5) / Made available in DSpace on 2016-09-01T13:19:16Z (GMT). No. of bitstreams: 2 license_rdf: 1232 bytes, checksum: 66e71c371cc565284e70f40736c94386 (MD5) MTTolotti_EcologyConservationOceanicWhitetipShark_VF_FichaCatalografica.compressed aprovada.pdf: 5871232 bytes, checksum: 4af848c7c53529f3e28ffa5d085443f1 (MD5) Previous issue date: 2016-02-19 / CAPEs / O objetivo principal da presente tese consistiu em agregar informações ao conhecimento sobre o tubarão galha-branca oceânico (Carcharhinus longimanus), principalmente no que se refere à sua distribuição, índices de abundância e preferências de habitat. Apesar de ser uma espécie muito capturada na pesca oceânica de atuns afins, informações acerca destes aspectos ecológicos são escassas e até mesmo ausentes na literatura relacionada à espécie. A tese é apresentada como um conjunto de capítulos autônomos, representando artigos científicos individuais. No primeiro capítulo-artigo foram discutidos os possíveis efeitos de medidas de manejo restritivas, implementadas recentemente por Organizações Regionais da Pesca Atuneira e que incluem algumas espécies de tubarões oceânicos. Medidas restritivas isoladas terão pouco impacto na redução da mortalidade de tubarões oceânicos. Um conjunto de medidas mitigadoras integradas será mais eficaz na conservação e recuperação das populações dessas espécies. No segundo capítulo-artigo foram analisados dados de captura e esforço de 14.835 lançamentos de espinhel pelágico realizados por embarcações arrendadas da frota atuneira brasileira, nos anos de 2004 a 2010. A CPUE nominal exibiu uma tendência de aumento gradual ao longo dos anos, variando de 0,04 em 2004 para 0,15 em 2010. A CPUE foi padronizada através de uma abordagem delta-GLM, entretanto, o índice de abundância padronizado não diferiu significativamente da CPUE nominal. Os modelos indicaram que as capturas de tubarões galha-branca são maiores para a estratégia de pesca espanhola, que se caracteriza pela utilização de anzóis em profundidades mais rasas. No terceiro capítulo-artigo, a interação entre tubarões galha-branca e a pesca de rede de cerco nos Oceanos Atlântico e Índico foi analisada, com o objetivo de investigar o potencial da utilização do banco de dados dessa pescaria para derivar índices de abundância e determinar tendências populacionais para a espécie. Dados de observadores de bordo da frota francesa combinados com dados históricos da União Soviética foram utilizados na análise. A série temporal combinada incluiu os anos entre 1986 e 2014. No Oceano Atlântico não foi possível determinar uma tendência populacional, uma vez que o índice de ocorrência foi muito baixo e não variou significativamente com o tempo. No Oceano Índico foi observada uma mudança bem-marcada no índice de ocorrência, oscilando em torno de 20% entre meados dos anos 80 e 90 e caindo para menos de 10% a partir de 2005. No quarto capítulo-artigo, a vulnerabilidade do tubarão galha-branca à pesca de espinhel pelágico foi avaliada utilizando dados dependentes e independentes da pesca. Os dados dependentes incluíram informações de diários de bordo (1999- 2011) e observadores embarcados (2004 a 2010), num total de 65.277 lançamentos de espinhel. Os dados independentes foram obtidos a partir de 8 tubarões marcados com marcas do tipo “pop-up satellite archival tag” na área onde a frota de espinhel operou. Locais de marcação e desprendimento das marcas foram relativamente próximos uns dos outros. Entretanto, os indivíduos marcados tenderam a viajar longas distâncias antes de retornar para a área de marcação. Foi observado um certo grau de filopatria à área. “Hotspots” de alta utilização dos tubarões marcados correspondeu à área sob forte pressão pesqueira. Todos os tubarões exibiram uma forte preferência por águas quentes e rasas da camada de mistura, gastando, em média, mais de 70% do tempo acima da termoclina e 95% acima de 120 m. Esse resultado justifica a maior capturabilidade da espécie em espinheis mais rasos. No quinto e último capítuloartigo, os movimentos verticais dos tubarões marcados foram analisados em detalhe. Apesar da distribuição vertical restrita, os dados indicaram que o tubarão galha-branca apresenta padrões de movimento complexos, incluindo padrões de migrações circadianas distintos e mergulhos profundos. O padrão circadiano mais frequentemente observado é caracterizado de um deslocamento à superfície durante o nascer do sol e uma tendência a permanecer em profundidades mais baixas durante o dia. Os movimentos verticais também foram influenciados pela temperatura da superfície do mar, o que pode indicar a ocorrência de termoregulação para espécie. A integração dos resultados de cada capítuloartigo proporcionou boas perspectivas para o desenvolvimento de medidas de mitigação. A evidência em relação à preferência do tubarão galha-branca por águas quentes e rasas é sólida, indicando que a remoção dos anzóis rasos do espinhel pode ser proposta para reduzir a captura incidental da espécie. O fato de variações na CPUE já terem sido observadas, sugere que esta pode ser uma medida eficaz. O comportamento filopátrico observado para o OCS também indica que a espécie pode se beneficiar com a criação de áreas marinhas protegidas. / The ultimate goal of this thesis was to generate knowledge regarding the ecology of the oceanic whitetip shark (Carcharhinus longimanus) and contribute for an ecosystem-based fishery management. The work focuses on the interactions between tuna fisheries and the species and its habitat preferences. Despite being frequently caught on high-sea fisheries, there are wide knowledge gaps regarding the ecology of the oceanic whitetip shark. The thesis is presented as a set of selfcontained standalone chapters, constructed as individual research articles. The first article-chapter provides a discussion concerning pelagic sharks and the recent species-specific banning measures implemented by Regional Fishery Management Organizations (RFMOs) in charge of tuna fisheries. It is unlikely that banning measures alone can reduce the high level of fishing mortality and recover pelagic shark’s depleted populations. Managers should be fully aware that the development and implementation of mitigation measures are critical for a more effective conservation strategy. In the second article-chapter, catch and effort data from 14,835 longline sets conducted by foreign tuna longline vessels chartered by Brazil, from 2004 to 2010, were analyzed. The nominal catch per unit of effort (CPUE) exhibited a gradual increase, varying from 0.04 sharks/1000 hooks in 2004 to 0.15 in 2010. A CPUE standardization was performed using a delta-GLM approach, but the standardized index of abundance did not differ significantly from the nominal CPUE. The models indicated that the catches of oceanic whitetip sharks are higher for the Spanish fishing strategy, which is characterized by the deployment of hooks at shallower depths. In the third article-chapter, the interaction between oceanic whitetip sharks and the purse seine fishery in the eastern Atlantic and western Indian oceans was analyzed, in order to investigate the potential of using this fishery’s database to derive abundance indexes and determine population trends for the species. Observer data from the French purse seine fleet combined with a historic database from the Soviet Union were used in the analyses. The combined time series spanned from 1986 to 2014. The occurrence index was very low for Atlantic Ocean and no marked temporal trend was observed. For the Indian Ocean a well-marked change on the occurrence index was observed, fluctuating around 20% from mid 80’s to mid 90’s and dropping to less than 10% as from 2005. In the fourth article-chapter, a combination of fisheries dependent and independent data was used to assess the vulnerability of the oceanic whitetip shark to pelagic longline fisheries. Fisheries dependent data included information from logbooks (from 1999 to 2011) and onboard observers (2004 to 2010), totaling 65,277 pelagic longline sets. Fisheries independent data were obtained from 8 oceanic whitetip sharks tagged with popup satellite archival tags in the area where longline fleet operated. Tagging and pop-up sites were relatively close to each other, although individuals tended to travel long distances before returning to the tagging area. Some degree of philopatry was observed. High utilization hotspots of tagged sharks fell inside the area under strongest fishing pressure. All sharks exhibited a strong preference for the warm and shallow waters of the mixed layer, spending on average more than 70% of the time above the thermocline and 95% above 120 m. This result explains the higher catchability of the species on shallow longline gear. In the fifth and last article-chapter, the vertical movements of tagged oceanic whitetip sharks were analyzed in detail. Despite its restricted vertical distribution, the analyses reveled that oceanic whitetips perform complex movement patterns, including distinct diel patterns and deep diving behavior. A correlation between vertical movements and sea surface temperature was also observed, suggesting the occurrence of thermoregulation for the species. The combined results of each article-chapter have provided good insights towards the development of mitigation measures. The evidence regarding oceanic whitetip shark’s preference for warm and shallow waters is solid and this information suggests that the removal of the shallow hooks from the longline gear could be proposed as a technique to reduce OCS bycatch. The fact that CPUE variations were already observed suggests that this might be an effective measure. The philopatric behavior observed for the OCS also indicates that the species could benefit from time-area closure measures.