This thesis deals with two related topics: core development objectives in community forestry in the Philippines, and the 'instruments' of development practice which have been used to address these objectives. The two topics have currency beyond forestry development and are at the centre of a debate about sustainable development. Community forestry aims to democratise resource access, alleviate poverty, and ensure the sustainability of forest resources. Development practice, however, has often led to contradictory outcomes. This paradox is examined from three perspectives: that of political economy, characteristics of practice, and the theory of rationalisation. ¶Four government-initiated community forestry projects in the Philippines are analysed. These projects provide an historical trend on the development and refinements of the different techniques from the early 1980s to the present. The relationship between the use of these techniques and improved outcomes in terms of the three core concerns is established. Empirical findings from the cases suggest that there is no necessary relationship between the employment of these instruments and better development outcomes. The attempt to democratise forest resource access through the use of access instruments has benefited the local elite and reinforced the government's jurisdiction over these resources. Similarly, the use of appraisal and participatory planning techniques has homogenised views of the local community and advanced a centrally determined agenda in forest management that has worked against the alleviation of poverty. Forest degradation is likely to continue, even with the incorporation of social factors into the concept of sustained-yield forest management. ¶The political economy perspective suggests that contradictory effects can be explained by the country's historical and political structure which has been shaped by an economically-driven development model and dominated by a more privileged sector. Despite genuine efforts for reform, this perspective contends that community forestry projects and related development interventions will always be influenced by political forces, and their benefits will be captured by the privileged sector. On the other hand, a focus on the characteristics of practice leads to the conclusion that contradictory effects are results of the limitations of these techniques, including their poor application. This implies that the adverse effects may be addressed through the refinement of these techniques and improvements in their application. Finally, the rationalisation thesis reveals that paradoxical effects are inherent in the use of these techniques. This perspective posits that even with the apparent shift from a state-controlled to a more participatory and decentralised approach in forest management, such as community forestry, the instrumentalist nature associated with the application of these techniques reinforces the characteristics of homogeneity, technocracy, and centralism which are inclined to produced paradoxical outcomes. ¶Both the political economy and the rationalisation perspectives provide a gloomy prognosis for community forestry. However, the recognition of the dual problems of poverty and environmental degradation in the Philippine uplands, suggests that community forestry should not be abandoned. Through a responsive mode of practice, there is room to move to improve the outcomes of the three central objectives. But responsive practice is not a panacea for all development ills. The process is bound to be slow, strategies will vary from one place to another, and success will be patchy. But because responsive community forestry practice is not amenable to central programming and control, it is more likely to result in sustainable outcomes than the present approaches.

Thesis (Ph. D.)--University of Washington, 2001. / Vita. Includes bibliographical references (leaves 346-363).

Extensive mill closures by industrial forestry companies in forestry-dependent towns in British Columbia, have, in many cases, resulted in effectively eliminating the local primary industry. Communities have lost the economic and social base that sustains families, the municipal tax base and the local retail market, and the local forest expertise has been forced to look elsewhere for work. Many communities around the world have developed viable community forestry frameworks and successful operations as a means of addressing sustainability, social and economic issues. While a number of community forestry supports are available in B.C., many communities continue to experience difficulties establishing viable forestry operations. This research will examine the broad-spectrum and site-specific challenges faced by three designated B.C. communities at different stages along the continuum toward successful operations, and will propose strategies aimed at overcoming the barriers to their success.

This research looks at some issues confronting community forestry in Nepal. Analytic Hierarchy Process (AHP) was used to analyze the issues confronting community forestry in mid hills region of Nepal. Results indicate that experts as well as local community users think positive aspects of community forestry to be more important than its negative aspects. In addition, through the comparison of three forest types, Alnus nepalensis found to be the most important forest type for conservation and Schima-Castanopsis to be the most important forest type for local benefits. Similarly, results also indicate that increase in carbon prices lengthen an optimal rotation age. Also, Land Expectation Value (LEV) increases substantially with the increase in carbon prices.

Thesis (M.Sc. (Natural Resource Management))--Mahidol University, 2007. / LICL has E-Thesis 0022 ; please contact computer services.

Thesis (Ph. D.)--UCLA, 2008. / Vita. Includes bibliographical references (leaves 268-280).

Thesis (doctoral)--Humboldt-University, Berlin, 2004.

abstract: Employing an interdisciplinary approach with a grounding in new institutional economics, this dissertation investigates how institutions, as shared rules, norms, and strategies, mediate social-ecological outcomes in a system exposed to a novel threat in the form of a rapidly growing and especially destructive invasive plant, Mikania micrantha (Mikania). I explore whether and how communities (largely part of community forest user groups in the buffer zone of Chitwan National Park in Chitwan, Nepal) collectively act in the face of Mikania invasion. Collective action is vital to successful natural resource governance in a variety of contexts and systems globally. Understanding collective action and the role of institutions is especially important in the face of continued and amplifying global environmental changes impacting social-ecological systems, such as climate change and invasive species. Contributing to efforts to bolster knowledge of the role of collective action and institutions in social-ecological systems, this research first establishes that community forest governance and institutional arrangements are heterogeneous. I subsequently utilize content and institutional analyses to identify and address themes and norms related to Mikania management. The content analysis contributes an empirical study of the influence of trust in collective natural resource management efforts. Using two complementary econometric analyses of survey data from 1235 households, I additionally assess equity in access to community forest resources, an understudied area in the institutional literature, and the factors affecting collective action related to Mikania removal. Finally, an agent-based model of institutional change facilitates the comparison of two perspectives, rational choice and cultural diffusion, of how shared norms and strategies for Mikania management change over time, providing insight into institutional change generally. Results highlight the importance of trust and understanding the de facto, or on-the-ground institutions; the influence of perception on collective action; that integrating equity into institutional analyses may strengthen sustainable resource management efforts; and that rational choice is an unlikely mechanism of institutional change. The mixed-methods approach contributes to a more comprehensive understanding of the role of institutions and collective action in invasive species management and broadly to the scientific understanding of the role of institutions in mediating global environmental changes. / Dissertation/Thesis / Doctoral Dissertation Environmental Social Science 2016

Abstract in process

In 2006, the U.S. Forest Service implemented performance measures to evaluate urban forestry management in communities in each state. The Forest Service implemented these measures under its Community Accomplishment Reporting System (CARS). To achieve four CARS measures that pertain to management, communities must have a management plan, professional staff, tree ordinances, and an advisory or advocacy organization. It is unclear whether attaining the CARS measures reflects the status of the urban forest itself. We analyzed street tree inventories from communities in Massachusetts that met the CARS measures. We considered the net gain or loss in the number of street trees in 2007 and cost-benefit analyses from the Street Tree Resource Analysis Tool for Urban Forest Managers (STRATUM). We analyzed the diversity of street tree populations. We used a correlation analysis to discover associations between these variables and both community demographic measures and qualification of the urban forester managers. Thirty-three communities met the CARS measures and 9 had active street tree inventories. Fewer than half of the communities planted more trees than they removed in 2007. Planting and removal activity increased with tree budget. Cost-benefit analysis showed that for 8 of 9 communities with inventories, benefits of street trees outweighed the cost of management. Community population was associated with trees planted, trees removed, and tree budget. Demographic measures were not associated with tree performance. Tree warden certification did not impact tree condition or diversity, however non-certified tree wardens planted trees at a higher rate than non-certified tree wardens. Tree budgets were higher for communities with certified arborists and for communities with inventories used for management. Results serve as a baseline for future study of the impact of the CARS measures on street tree populations in Massachusetts.