published_or_final_version / abstract / China Development Studies / Master / Master of Arts

by Choi Ying-Fai. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1987. / Bibliography: leaves 123-124.

Bai Ling. / Thesis (M.Phil.)--Chinese University of Hong Kong, 2005. / Includes bibliographical references (leaves 77-80). / Abstracts in English and Chinese. / INTRODUCTION --- p.1 / Chapter 1.1 --- Background --- p.1 / Chapter 1.2 --- Research Approach and Design --- p.4 / Chapter 1.3 --- Organization of the Thesis --- p.5 / LITERATURE REVIEW ON CREDIT RISK MODELING --- p.6 / Chapter 2.1 --- Overview --- p.6 / Chapter 2.2 --- Discriminant Analysis --- p.8 / Chapter 2.3 --- Logit Regression --- p.10 / Chapter 2.4 --- Regression and Classification Tree (CART) --- p.10 / Chapter 2.3 --- Chapter Summary --- p.12 / FALSE FINANCIAL STATEMENTS DETECTION --- p.13 / Chapter 3.1 --- Overview --- p.13 / Chapter 3.2 --- Empirical Studies on Financial Scandal and False Financial Statements (FFS) --- p.14 / Chapter 3.3 --- False Financial Statements (FFS) Detection --- p.17 / Chapter 3.4 --- Chapter Summary --- p.23 / RESEARCH METHODOLOGIES IN CREDIT SCORING & FALSE FINANCIAL STATEMENTS DETECTION --- p.25 / Chapter 4.1 --- Overview --- p.25 / Chapter 4.2 --- Logit Regression --- p.26 / Chapter 4.3 --- Classification and Regression Tree (CART) --- p.31 / Chapter 4.4 --- Chapter Summary --- p.34 / PROPOSED STUDY FRAMEWORK --- p.35 / Chapter 5.1 --- The COMPLETE Framework --- p.35 / Chapter 5.2 --- Rating Process --- p.43 / Chapter 5.3 --- Chapter Summary --- p.45 / DEVELOPING THE CREDIT SCORING MODEL --- p.46 / Chapter 6.1 --- Overview --- p.46 / Chapter 6.2 --- Sample --- p.46 / Chapter 6.3 --- Variables --- p.47 / Chapter 6.4 --- Result of the Univariate Analysis --- p.49 / Chapter 6.5 --- Develop the Bankruptcy Risk Model with Logit Regression --- p.50 / Chapter 6.6 --- Chapter Summary --- p.54 / INVESTIGATING FALSE FINANCIAL STATEMENTS --- p.55 / Chapter 7.1 --- Overview --- p.55 / Chapter 7.2 --- Impact of False Financial Statements (FFS) on Credit Risk Assessments - Evidence from Lantian's Case --- p.55 / Chapter 7.3 --- Evaluating the Trustworthiness Aspect for Lantian --- p.56 / Chapter 7.4 --- Analyze FFS with Statistical Tools --- p.59 / Chapter 7.5 --- Chapter Summary --- p.73 / SUMMARY --- p.75 / REFERENCES --- p.77

University of Macau / Faculty of Law

published_or_final_version / Urban Planning / Master / Master of Science in Urban Planning

by Patrick Hui Po-on. / Abstract in Chinese / Bibliography : leaves 77-78 / Thesis (M.B.A.)--Chinese University of Hong Kong, 1982

by Chung So-har, Coco, Lai Ki-cheong, Michael. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1990. / Bibliography: leaves 69-70. / ABSTRACT --- p.ii / TABLE OF CONTENTS --- p.iii / LIST OF TABLES --- p.iv / LIST OF FIGURES --- p.v / ACKNOWLEDGEMENT --- p.vi / Chapter / Chapter I. --- INTRODUCTION --- p.1 / Purposes of Research --- p.1 / Commercial Lending Environment in Hong Kong --- p.2 / Research Methodolody --- p.4 / Chapter II. --- LENDING DECISION --- p.5 / Theoretical Approaches --- p.5 / Interviews --- p.11 / Classification of Information Items --- p.18 / Research Framework --- p.20 / Hypotheses --- p.24 / Chapter III. --- RESEARCH DESIGN --- p.27 / The Sampling Process --- p.27 / Sampling Plan --- p.28 / Data Collection Method --- p.29 / Chapter IV. --- DATA ANALYSIS --- p.32 / Response --- p.32 / Analysis and Results --- p.33 / Chapter V. --- DISCUSSION AND CONCLUSION --- p.47 / APPENDIX / Chapter I. --- Questionnaries for Bank Executives --- p.54 / Chapter II. --- Questionnaries for MBA Students --- p.56 / Chapter III. --- Frequency Distribution Analysis for Responses from Bank Executives --- p.58 / Chapter IV. --- Descriptive Variable Analysis for Responses from Bank Executives --- p.61 / Chapter V. --- Descriptive Variable Analysis for Responses from MBA Students --- p.62 / Chapter VI. --- List of Banks to which Questionnaries were sent --- p.63 / Chapter VII. --- Data and Coding Format --- p.67 / BIBLIOGRAPHY --- p.69

by Poon Kai Leung, James. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1992. / Includes bibliographical references (leaves 85-86). / ABSTRACT --- p.i / TABLE OF CONTENTS --- p.iii / LIST OF TABLES --- p.v / LIST OF FIGURES --- p.vi / PREFACE --- p.vii / CHAPTER / Chapter 1. --- INTRODUCTION --- p.1 / Review of the Economic and Banking Environment --- p.1 / Objectives and Scope of the Project --- p.6 / Research Methodology --- p.8 / Limitations --- p.11 / Chapter 2. --- THE BANKING SYSTEM： AN OVERVIEW --- p.18 / Banking Structure --- p.18 / Function and Operation --- p.19 / Interbank Ownership --- p.20 / Representative Offices --- p.20 / Legislative Framework --- p.21 / Commissioner of Banking --- p.22 / Banking Associations --- p.23 / Interest Rate Rules --- p.24 / Chapter 3. --- OVERVIEW OF INSTRUMENTS USED IN TRADE FINANCING --- p.26 / Letter of Credit --- p.26 / Shipside bond/Shipping Guarantee --- p.35 / Trust Receipt --- p.36 / Chapter 4. --- ORGANIZATIONAL STRUCTURE --- p.38 / Credit and Marketing Department --- p.39 / Operations Department --- p.42 / Treasury Department --- p.43 / Modified Organizational Structure --- p.44 / Chapter 5. --- CREDIT POLICY AND PROCEDURES --- p.48 / Principles of Lending and Risk Assessment --- p.48 / Guidelines in Credit Reporting --- p.55 / Financial Statement Analysis --- p.61 / Assessment of Credit Limits --- p.66 / Chapter 6. --- MARKETING / LENDING OF TRADE FINANCING --- p.70 / Objectives --- p.71 / Preparation --- p.73 / Implementation --- p.73 / Follow-up --- p.74 / Chapter 7. --- SUMMARY AND CONCLUSION --- p.76 / APPENDIX --- p.79 / BIBLIOGRAPHY --- p.85

by Cheng Chi Kin, Wong Siu Yuen, Michael. / Thesis (M.B.A.)--Chinese University of Hong Kong, 2000. / Includes bibliographical references (leaves 61-63). / ABSTRACT --- p.ii / TABLE OF CONTENTS --- p.iii / LIST OF TABLES --- p.v / ACKNOWLEDGMENT --- p.vi / Chapter / Chapter I. --- INTRODUCTION --- p.1 / Chapter II. --- BASIC PRINCIPLES OF CREDIT RISK MANAGEMENT --- p.5 / Establishing an appropriate Credit Risk Environment --- p.7 / Operating under a Sound Credit Granting Process --- p.9 / "Maintaining an Appropriate Credit Adminstration, Measurement and Monitoring Process " --- p.13 / Ensuring Adequate Controls over Credit Risk --- p.17 / Chapter III. --- CREDIT RISK MANAGEMENT IN CHINA BANKING INDUSTRY --- p.19 / Development of Chinese Banking Industry --- p.19 / Business Lending in China --- p.22 / Special Issues --- p.24 / Chapter IV. --- CREDIT GRANTING IN HONG KONG BANKS --- p.33 / The Lending Process --- p.35 / Internal Rating System --- p.38 / Internal Control --- p.40 / Illustrative Scenarios --- p.41 / Credit Control Principles --- p.43 / Chapter V. --- COMPARISON BETWEEN PRACTICES IN HONG KONG AND CHINESE BANKS --- p.45 / Structures and Responsibility --- p.45 / Internal Rating System --- p.47 / Division of Labour and Performance Appraisal --- p.51 / Monitoring Process --- p.52 / Overdraft --- p.52 / Non-performing Loan --- p.53 / Chapter VI. --- CONCLUSION --- p.54 / APPENDIX --- p.58 / BIBLIOGRAPHY --- p.61

陳煜禮. / 論文(哲學碩士)--香港中文大學, 1998. / 參考文獻: leaves 2-12 (3rd group) / 中英文摘要. / Chen Yuli. / Chapter 第一章 --- 综論 --- p.1-10 / Chapter 第一節 --- 緒論 --- p.1-4 / Chapter 第二節 --- 中國近代農村經濟合作運動研究概況 --- p.5-9 / Chapter 第三節 --- 研究目的及架構 --- p.10 / Chapter 第二章 --- 三十年代江蘇省傳統農村金融概況 --- p.11-38 / Chapter 第一節 --- 三十年代江蘇省農村經濟情況 --- p.11-20 / Chapter 第二節 --- 江蘇省三十年代農村資金短缺現象之分析 --- p.21-23 / Chapter 第三節 --- 江蘇農家融通資金一借貸來源之分析 --- p.24-38 / Chapter 甲、 --- 私人借貸 --- p.24-27 / Chapter 乙、 --- 商店借貸 --- p.28-30 / Chapter 丙、 --- 典當業 --- p.30-33 / Chapter 丁、 --- 合會組織 --- p.33-36 / Chapter 第三章 --- 江蘇省新式農村金融組織之出現一信用合作社 --- p.39-67 / Chapter 第一節 --- 合作理念在近代中的傳播與發展 --- p.39-46 / Chapter 甲、 --- 華洋義賑會經營的合作事業 --- p.41-44 / Chapter 乙、 --- 國民政府推進合作運動 --- p.45-46 / Chapter 第二節 --- 江蘇省農村信用合作的發展歷程 --- p.47-50 / Chapter 第三節 --- 江蘇省農村信用合作社組織架構及資金來源 --- p.51-67 / Chapter 甲、 --- 信用合作社之組織架構 --- p.52-53 / Chapter 乙、 --- 農村信用合作社的組織實體´ؤ「社員」 --- p.54-57 / Chapter 丙、 --- 信用合作社的資金來源 --- p.57-67 / Chapter 一、 --- 江蘇省農民銀行 --- p.58-63 / Chapter 二、 --- 上海商業儲蓄銀行 --- p.63-66 / Chapter 第四章 --- 蘇南丹陽縣、蘇北淮陰縣兩地信用合作社發展成敗之檢討 --- p.68-85 / Chapter 第一節 --- 蘇南丹陽縣之信用合作 --- p.68-76 / Chapter 第二節 --- 蘇北淮陰縣之信用合作 --- p.77-84 / Chapter 第五章 --- 總結一農村信用合作成效之評議 --- p.86-94